REGULATED INFORMATION
Publication relating to transparency
notifications
Mont-Saint-Guibert (Belgium), June
3, 2024, 10.05pm CET / 4.05pm
ET – In accordance with article 14 of
the Act of 2 May 2007 on the disclosure of large shareholdings,
Nyxoah SA (Euronext Brussels/Nasdaq: NYXH) announces that it
received four transparency notifications as detailed below.
FMR LLC
On May 30, 2024, Nyxoah received a transparency
notification from FMR LLC following the crossing above the 3%
threshold on May 28, 2024. As of such date, FMR LLC (together with
its controlled undertakings) held 1,698,402 voting rights,
consisting of 1,613,888 shares and 84,514 equivalent financial
instruments, representing 4.99% of the total number of voting
rights on May 28, 2024 (34,060,390).
The notification dated May 30, 2024 contains the
following information:
-
- Reason for the notification: acquisition or disposal
of voting securities or voting rights
- Notification by: a parent undertaking or a controlling
person
- Persons subject to the notification requirement: FMR LLC
(with address at The Corporation Trust Center, 1209 Orange Street,
Wilmington, New Castle County, Delaware, 19801, U.S.A.)
- Date on which the threshold was crossed: May 28,
2024
- Threshold that is crossed: 3%
- Denominator: 34,060,390
- Notified details:
A) Voting rights |
Previous notification |
After the transaction |
|
# of voting rights |
# of voting rights |
% of voting rights |
Holders of voting rights |
|
Linked to securities |
Not linked to the securities |
Linked to securities |
Not linked to the securities |
FMR LLC |
0 |
0 |
|
0.00% |
|
FIAM LLC |
0 |
258 |
|
0.00% |
|
Fidelity Management & Research Company LLC |
0 |
1,613,630 |
|
4.74% |
|
Subtotal |
|
1,613,888 |
|
4.74% |
|
|
TOTAL |
1,613,888 |
0 |
4.74% |
0.00% |
B) Equivalent financial instruments |
After the transaction |
Holders of equivalent financial instruments |
Type of financial instrument |
Expiration date |
Exercise period or date |
# of voting rights that may be acquired if the instrument is
exercised |
% of voting rights |
Settlement |
Fidelity Management & Research Company LLC |
Stock Loan |
|
|
84,514 |
0.25% |
physical |
|
TOTAL |
|
|
84,514 |
0.25% |
|
|
TOTAL (A & B) |
# of voting rights |
% of voting rights |
|
|
|
|
|
1,698,402 |
4.99% |
|
-
- Full chain of controlled undertakings through which the
holding is effectively held: FIAM LLC is controlled by FIAM
Holdings LLC. FIAM Holdings LLC, Fidelity Management & Research
Company LLC are controlled by FMR LLC. FMR LLC is not a controlled
undertaking.
-
- Additional information: The holdings attributed to the
entities mentioned above arise from holdings of various
undertakings for collective investment that are managed by FIAM
LLC, Fidelity Management & Research Company LLC, each of which
are entities that are subsidiaries of and controlled by FMR LLC.
The entities mentioned above are the discretionary investment
managers and exercise the voting rights at their discretion in the
absence of specific instructions.
BlackRock, Inc.
On June 3, 2024, Nyxoah received a transparency
notification from BlackRock, Inc. following the crossing above the
3% threshold on May 28, 2024. As of such date, BlackRock, Inc.
(together with its controlled undertakings) held 1,116,429 voting
rights, consisting of 1,097,929 shares and 18,500 equivalent
financial instruments, representing 3.28% of the total number of
voting rights on May 28, 2024 (34,060,390).
The notification dated May 29, 2024 contains the
following information:
-
- Reason for the notification: acquisition or disposal
of voting securities or voting rights
- Notification by: a parent undertaking or a controlling
person
- Persons subject to the notification requirement:
- BlackRock, Inc. (with address at 50 Hudson Yards, New
York, NY, 10001, U.S.A.)
- BlackRock Advisors, LLC (with address at 50 Hudson
Yards, New York, NY, 10001, U.S.A.)
- BlackRock Fund Advisors (with address at 400 Howard
Street, San Francisco, CA, 94105, U.S.A.)
- BlackRock Investment Management (UK) Limited (with
address at 12 Throgmorton Avenue, London, EC2N 2DL, U.K.)
- BlackRock Investment Management, LLC (with address at 1
University Square Drive, Princeton, NJ, 8540, U.S.A.)
- Date on which the threshold was crossed: May 28,
2024
- Threshold that is crossed: 3%
- Denominator: 34,060,390
- Notified details:
A) Voting rights |
Previous notification |
After the transaction |
|
# of voting rights |
# of voting rights |
% of voting rights |
Holders of voting rights |
|
Linked to securities |
Not linked to the securities |
Linked to securities |
Not linked to the securities |
BlackRock, Inc. |
|
0 |
|
0.00% |
|
BlackRock Advisors, LLC |
|
1,071,561 |
|
3.15% |
|
BlackRock Fund Advisors |
|
46 |
|
0.00% |
|
BlackRock Investment Management (UK) Limited |
|
1,080 |
|
0.00% |
|
BlackRock Investment Management, LLC |
|
25,242 |
|
0.07% |
|
Subtotal |
|
1,097,929 |
|
3.22% |
|
|
TOTAL |
1,097,929 |
0 |
3.22% |
0.00% |
B) Equivalent financial instruments |
After the transaction |
Holders of equivalent financial instruments |
Type of financial instrument |
Expiration date |
Exercise period or date |
# of voting rights that may be acquired if the instrument is
exercised |
% of voting rights |
Settlement |
BlackRock Advisors, LLC |
Securities Lent |
|
|
17,600 |
0.05% |
physical |
BlackRock Fund Advisors |
Securities Lent |
|
|
900 |
0.00% |
physical |
|
TOTAL |
|
|
18,500 |
0.05% |
|
|
TOTAL (A & B) |
# of voting rights |
% of voting rights |
|
|
|
|
|
1,116,429 |
3.28% |
|
-
- Full chain of controlled undertakings through which the
holding is effectively held:
BlackRock, Inc.Trident Merger, LLCBlackRock
Investment Management, LLC
BlackRock, Inc.BlackRock Holdco 2, Inc.BlackRock
Financial Management, Inc.BlackRock International Holdings, Inc.BR
Jersey International Holdings L.P.BlackRock Holdco 3, LLCBlackRock
Cayman 1 LPBlackRock Cayman West Bay Finco LimitedBlackRock Cayman
West Bay IV LimitedBlackRock Group LimitedBlackRock Finance Europe
LimitedBlackRock Investment Management (UK) Limited
BlackRock, Inc.BlackRock Holdco 2, Inc.BlackRock
Financial Management, Inc.BlackRock Holdco 4, LLCBlackRock Holdco
6, LLCBlackRock Delaware Holdings Inc.BlackRock Fund Advisors
BlackRock, Inc.BlackRock Holdco 2, Inc.BlackRock
Financial Management, Inc.BlackRock Capital Holdings, Inc.BlackRock
Advisors, LLC
-
- Additional information: The disclosure obligation arose
due to voting rights attached to shares for BlackRock, Inc. going
above 3%. Additionally, total holdings for BlackRock, Inc. went
above 3%. The disclosure obligation arose due to voting rights
attached to shares for BlackRock Advisors, LLC going above 3%.
Additionally, total holdings for BlackRock Advisors, LLC went above
3%.
Together Partnership
On June 3, 2024, Nyxoah received a transparency
notification from Together Partnership following the passive
crossing below the 10% threshold on May 28, 2024. As of such
date, Together Partnership held 2,940,258 shares, representing
8.63% of the total number of voting rights on May 28, 2024
(34,060,390).
The notification dated June 3, 2024 contains the
following information:
-
- Reason for the notification: passive crossing of a
threshold
- Notification by: a person that notifies alone
- Persons subject to the notification requirement: Together
Partnership (with address at Van Putlei 31, 2018 Antwerp,
Belgium)
- Date on which the threshold was crossed: May 28,
2024
- Threshold that is crossed: 10%
- Denominator: 34,060,390
- Notified details:
A) Voting rights |
Previous notification |
After the transaction |
|
# of voting rights |
# of voting rights |
% of voting rights |
Holders of voting rights |
|
Linked to securities |
Not linked to the securities |
Linked to securities |
Not linked to the securities |
Together Partnership |
2,948,285 |
2,940,258 |
|
8.63% |
|
|
TOTAL |
2,940,258 |
0 |
8.63% |
0.00% |
-
- Full chain of controlled undertakings through which the
holding is effectively held: Together Partnership is not a
controlled entity.
Gilde Healthcare Holding BV and Gilde
Healthcare III Management BV
On May 31, 2024, Nyxoah received a transparency
notification from Gilde Healthcare Holding BV and Gilde Healthcare
III Management BV following the passive crossing below the 10%
threshold on May 28, 2024. As of such date, Gilde Healthcare
Holding BV and Gilde Healthcare III Management BV (together with
their controlled undertakings) held 2,936,890 shares, representing
8.62% of the total number of voting rights on May 28, 2024
(34,060,390).
The notification dated May 31, 2024 contains the
following information:
-
- Reason for the notification: passive crossing of a
threshold
- Notification by: a parent undertaking or a controlling
person
- Persons subject to the notification requirement:
- Gilde Healthcare Holding BV (with address at Stadsplateau
36, 3521 AZ Utrecht, the Netherlands)
- Gilde Healthcare III Management BV (with address at
Stadsplateau 36, 3521 AZ Utrecht, the Netherlands)
- Date on which the threshold was crossed: May 28,
2024
- Threshold that is crossed: 10%
- Denominator: 34,060,390
- Notified details:
A) Voting rights |
Previous notification |
After the transaction |
|
# of voting rights |
# of voting rights |
% of voting rights |
Holders of voting rights |
|
Linked to securities |
Not linked to the securities |
Linked to securities |
Not linked to the securities |
Gilde Healthcare Holding BV |
0 |
0 |
|
0.00% |
|
Gilde Healthcare III Management BV |
3,153,822 |
2,936,890 |
|
8.62% |
|
Subtotal |
3,153,822 |
2,936,890 |
|
8.62% |
|
|
TOTAL |
2,936,890 |
0 |
8.62% |
0.00% |
-
- Full chain of controlled undertakings through which the
holding is effectively held: Gilde Healthcare III Management BV is
controlled by Gilde Healthcare Holding BV. Gilde Healthcare Holding
BV is not a controlled entity.
-
- Additional information: Cooperatieve Gilde Healthcare III
Sub-Holding UA and Cooperatieve Gilde Healthcare III Sub-Holding 2
UA hold the shares in Nyxoah. Gilde Healthcare III Management BV is
the management company of these 2 entities, that in the absence of
specific instructions can exercise the voting rights at its
discretion.
*
* *
Contact:NyxoahDavid DeMartino, Chief
Strategy Officer IR@nyxoah.com
- 2024 06 03 PR Transparency notifications 2024 05 (FMR BlackRock
Gilde Together) (ENG)
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