Amended Statement of Beneficial Ownership (3/a)
17 Novembre 2021 - 8:23PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Barajas Mike |
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/5/2021
|
3. Issuer Name and Ticker or Trading Symbol
Via Renewables, Inc. [VIA]
|
(Last)
(First)
(Middle)
12140 WICKCHESTER LN, STE 100 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Financial Officer / |
(Street)
HOUSTON, TX 77079
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 11/12/2021
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 1513 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit | (1) | (1) | Class A Common Stock | 7486.0 | (2) | D | |
Explanation of Responses: |
(1) | These RSUs vest ratably over 4 years beginning on the year following the date of grant. |
(2) | Each restricted stock unit ("RSU") represents the right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Via Renewables, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Barajas Mike 12140 WICKCHESTER LN STE 100 HOUSTON, TX 77079 |
|
| Chief Financial Officer |
|
Signatures
|
/s/ Mike Barajas, By Dominique Colvard, attorney-in-fact | | 11/17/2021 |
**Signature of Reporting Person | Date |
Grafico Azioni Via Renewables (NASDAQ:VIA)
Storico
Da Gen 2025 a Feb 2025
Grafico Azioni Via Renewables (NASDAQ:VIA)
Storico
Da Feb 2024 a Feb 2025