Amended Statement of Beneficial Ownership (3/a)
28 Marzo 2017 - 6:39PM
Edgar (US Regulatory)
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Monesmith Heath B.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
3/1/2017
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3. Issuer Name
and
Ticker or Trading Symbol
Eaton Corp plc [ETN]
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(Last)
(First)
(Middle)
1000 EATON BLVD.
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
See Remarks below /
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(Street)
CLEVELAND, OH 44122
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
3/8/2017
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Ordinary Shares
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25564
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D
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Ordinary Shares
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2922.71
(1)
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I
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by trustee of ESP
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Units
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(2)
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(3)
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Ordinary Shares
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375.0
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$0.0
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D
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Restricted Stock Units
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2/24/2016
(4)
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(3)
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Ordinary Shares
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949.0
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$0.0
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D
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Restricted Stock Units
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2/23/2017
(5)
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(3)
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Ordinary Shares
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3304.0
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$0.0
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D
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Restricted Stock Units
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2/21/2018
(6)
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(3)
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Ordinary Shares
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3425.0
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$0.0
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D
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Restricted Stock Units
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2/23/2019
(7)
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(3)
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Ordinary Shares
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4580.0
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$0.0
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D
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Stock Option
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2/21/2018
(8)
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2/21/2027
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Ordinary Shares
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17200.0
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$71.89
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D
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Explanation of Responses:
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(
1)
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These ordinary shares are held in the Eaton Savings Plan.
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(
2)
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These restricted stock units were granted on February 24, 2015 and vest as follows: 25% on the first and second anniversary of the date of the grant and the remaining 50% on the third anniversary of the date of the grant.
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(
3)
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This field is not applicable.
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(
4)
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These restricted stock units were awarded February 24, 2015 and vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
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(
5)
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These restricted stock units were awarded February 23, 2016 and vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
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(
6)
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These restricted stock units were awarded February 21, 2017 and vest as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
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(
7)
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These restricted stock units vest on the third anniversary of the grant date.
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(
8)
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These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
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Remarks:
Executive Vice President, General Counsel and Secretary of Eaton Corporation, a subsidiary of the Issuer
On 3/28/2017, the Form is being amended only to attach the power of attorney, which was inadvertently omitted in the original filing.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Monesmith Heath B.
1000 EATON BLVD.
CLEVELAND, OH 44122
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See Remarks below
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Signatures
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/s/ Lizbeth L. Wright, as Attorney-in-Fact
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3/28/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Grafico Azioni Eaton (NYSE:ETN)
Storico
Da Giu 2024 a Lug 2024
Grafico Azioni Eaton (NYSE:ETN)
Storico
Da Lug 2023 a Lug 2024
