As filed with the Securities and Exchange Commission on April 18, 2013
1933 Act Registration File No.
333-62298
1940 Act File No.
811-10401
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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[X]
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Pre-Effective Amendment No.
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Post-Effective Amendment No.
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375
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and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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Amendment No.
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377
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TRUST FOR PROFESSIONAL MANAGERS
(Exact Name of Registrant as Specified in Charter)
615 East Michigan Street
Milwaukee, Wisconsin 53202
(Address of Principal Executive Offices) (Zip Code)
(Registrant’s Telephone Number, including Area Code) (414) 287-3338
Rachel A. Spearo, Esq.
U.S. Bancorp Fund Services, LLC
615 East Michigan Street, 2
nd
Floor
Milwaukee, Wisconsin 53202
(Name and Address of Agent for Service)
Copies to:
Carol A. Gehl, Esq.
Godfrey & Kahn, S.C.
780 North Water Street
Milwaukee, Wisconsin 53202
(414) 273-3500
It is proposed that this filing will become effective (check appropriate box)
[X]
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Immediately upon filing pursuant to Rule 485(b).
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on (date) pursuant to Rule 485(b).
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on (date) pursuant to Rule 485(a)(1).
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60 days after filing pursuant to Rule 485 (a)(1).
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75 days after filing pursuant to Rule 485 (a)(2).
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on (date) pursuant to Rule 485(a)(2).
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If appropriate, check the following box:
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This PEA No. 375 hereby incorporates Parts A, B and C from the Fund’s PEA No. 365 on Form N-1A filed March 20, 2013. This PEA No. 375 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in PEA No. 365.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that this Post-Effective Amendment No. 375 to its Registration Statement meets all of the requirements for effectiveness pursuant to Rule 485(b) of the Securities Act of 1933, as amended, and the Registrant has duly caused this Post-Effective Amendment No. 375 to its Registration Statement on Form N-1A to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Milwaukee and State of Wisconsin, on the 18
th
day of April, 2013.
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TRUST FOR PROFESSIONAL MANAGERS
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By:
/s/ John P. Buckel
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John P. Buckel
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President and Principal Executive Officer
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Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 375 to its Registration Statement has been signed below on April 18, 2013, by the following persons in the capacities indicated.
Signature
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Title
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Joseph C. Neuberger*
Joseph C. Neuberger
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Chairperson and Interested Trustee
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Michael D. Akers*
Michael D. Akers
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Independent Trustee
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Gary A. Drska*
Gary A. Drska
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Independent Trustee
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Jonas B. Siegel*
Jonas B. Siegel
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Independent Trustee
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/s/ John P. Buckel
John P. Buckel
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President and Principal Executive Officer
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Jennifer A. Lima*
Jennifer A. Lima
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Vice President, Treasurer and Principal Financial and Accounting Officer
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*
By: /s/ John P. Buckel
John P. Buckel
*Attorney-in-Fact pursuant to Power of Attorney
previously filed with Registrant’s Post-Effective
Amendment No. 357 to its Registration Statement
on Form N-1A with the SEC on January 25, 2013,
and is incorporated by reference.
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EXHIBIT INDEX
Exhibit
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Exhibit No.
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Instance Document
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EX-101.INS
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Schema Document
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EX-101.SCH
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Calculation Linkbase Document
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EX-101.CAL
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Definition Linkbase Document
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EX-101.DEF
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Label Linkbase Document
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EX-101.LAB
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Presentation Linkbase Document
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EX-101.PRE
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