Pursuant to Rule 17f-1 [17 CFR
270.17f-1]
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1.
Investment Company Act File Number:
811-22310
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Date
examination completed:
July 27, 2021
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2.
State identification Number:
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AL
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AK
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AZ
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AR
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CA
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CO
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CT
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DE
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DC
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FL
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GA
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HI
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ID
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IL
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IN
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IA
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KS
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KY
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LA
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ME
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MD
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MA
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MI
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MN
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MS
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MO
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MT
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NE
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NV
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NH
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NJ
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NM
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NY
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NC
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ND
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OH
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OK
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OR
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PA
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RI
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SC
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SD
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TN
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TX
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UT
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VT
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VA
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WA
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WV
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WI
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WY
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PUERTO
RICO
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Other
(specify):
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3.
Exact name of investment company as specified in registration statement:
ETFMG Alternative Harvest ETF (A Series of ETF Managers
Trust)
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4.
Address of principal executive office (number, street, city, state, zip code):
30
Maple Street, Suite 2 Summit, NJ 07901
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Instructions
This Form must be completed by investment companies that
place or maintain securities or similar investments in the custody of a company that is a member of a national securities exchange.
Investment Company
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1.
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All items must be completed by the investment company.
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2.
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Give this Form to the independent public accountant who, in compliance with Rule
17f-1 under the Act and applicable state law, examines securities and similar investments in the custody of a company that is a member
of a national securities exchange.
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Accountant
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3.
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Submit this Form to the Securities and Exchange Commission and appropriate state
securities administrators when filing the certificate of accounting required by Rule 17f-1 under the Act and applicable state law. File
the original and one copy with the Securities and Exchange Commission’s principal office in Washington, D.C., one copy with the
regional office for the region in which the investment company’s principal business operations are conducted, and one copy with
the appropriate state administrator(s), if applicable.
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THIS FORM MUST BE GIVEN TO YOUR INDEPENDENT PUBLIC
ACCOUNTANT
SEC 2205 (11-03)
SEC’s Collection of Information
An agency may not conduct or sponsor, and a
person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. Filing of
Form N-17f-1 is mandatory for an investment company that maintains securities or similar investments in the custody of a member of a
National Securities Exchange. Rule 17f-1 under section 17(f) of the Investment Company Act of 1940 requires the investment company
to retain an independent public accountant to verify the company’s securities and similar investments by actual examination
three times during each fiscal year. The accountant must prepare a certificate stating that the examination has occurred and
describing the examination, and must transmit the certificate to the Commission with Form N-17f-1 as a cover sheet. The Commission
uses the Form to ensure that the certificate is properly attributed to the investment company. The Commission estimates that the
burden of completing Form N-17f-1 is approximately 0.16 hours per filing. Any member of the public may direct to the Commission any
comments concerning the accuracy of the burden estimate of this Form, and any suggestions for reducing the burden of the Form. This
collection of information has been reviewed by the Office of Management and Budget in accordance with the clearance requirements of
44 U.S.C. § 3507. Responses to this collection of information will not be kept confidential.
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ETF Managers Group
30 Maple Street, 2nd
Floor | Summit, NJ 07901
T: 844. ETF.MGRS
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Provisions of the Investment
Company Act of 1940
July 27. 202 l
We, as members of management
of ETFMG Alternative Harvest ETF (the “Company”), are responsible for complying with the requirements of subsections
(b)(1) and (b)(6) of Rule l7f-1, “Custody of Securities with Members of National Securities Exchanges,” of the
Investment Company Act of 1940. We are also responsible for establishing and maintaining effective internal controls over compliance
with those requirements. We have performed an evaluation of the Company’s compliance with the requirements of subsections
(b)(1) and (b)(6) of Rule l7f-1 as of September 30, 2020, and from September 1, 2020 to September 30, 2020.
Based on this
evaluation, we assert that the Company was in compliance with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 of the
Investment Company Act of 1940 as of September 30, 2020, and from September 1, 2020 to September 30, 2020 with respect to securities reflected
in the investment account of the Company.
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ETFMG Alternative Harvest ETF (“MJ”)
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/s/ John A. Flanagan
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John A. Flanagan
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Principal Financial Officer
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/s/ Samuel Masucci III
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Samuel Masucci III
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Principal Executive Officer
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REPORT OF INDEPENDENT PUBLIC ACCOUNTANT
To the Shareholders and Board of Directors of
ETFMG
Alternative Harvest ETF
We have examined management’s
assertion, included in the accompanying Management Statement Regarding Compliance with Certain Provisions of the Investment Company Act
of 1940, that ETFMG Alternative Harvest ETF (the “Company”) (a series of ETF Managers Trust) complied in all material respects
with certain provisions of subsections (b)(1) and (b)(6) of Rule 17f-1 of the Investment Company Act of 1940 (the “Act”) as
of September 30, 2020, and for the period from September 1, 2020 to September 30, 2020. Management is responsible for its assertion about
compliance with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 of the Act (the specified requirements). Our responsibility
is to express an opinion on management’s assertion about the Company’s compliance with the specified requirements based on
our examination.
Our examination
was conducted in accordance with attestation standards established by the American Institute of Certified Public Accountants (“AICPA”).
Those standards require that we plan and perform the examination to obtain reasonable assurance about whether management’s assertion
about compliance with the specified requirements is fairly stated, in all material respects. An examination involves performing procedures
to obtain evidence about whether management’s assertion is fairly stated in all material respects. The nature, timing and extent
of the procedures selected depend on our judgment, including an assessment of the risks of material misstatement of management’s
assertion, whether due to fraud or error. We believe that the evidence we obtained is sufficient and appropriate to provide a reasonable
basis for our opinion.
Included among our procedures
were the following tests performed as of September 30, 2020, and with respect to agreement of security purchases for the period from September
1, 2020 to September 30, 2020:
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Confirmation
of all securities held by institutions in book entry form with Wedbush Securities, as well
as any unsettled transactions as of September 30, 2020
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Confirmation
of all securities hypothecated, pledged, placed in escrow, or out for transfer with brokers,
pledgees, or transfer agents
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Reconciliation
of funds and securities to books and records of accounts maintained by the Company
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Confirmation
of all repurchase agreements and securities lending arrangements with brokers and agreement
of underlying collateral with Wedbush Securities’ records
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Agreement
of all security purchases, security sales, in-kind subscriptions, and in-kind redemptions
for the period from September 1, 2020 to September 30, 2020 from the books and records of
the Company to the broker confirmations.
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We believe that our examination
provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the Company’s compliance
with specified requirements.
In our opinion, management’s
assertion that ETFMG Alternative Harvest ETF complied with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 of the Investment
Company Act of 1940 as of September 30, 2020, with respect to securities reflected in the investment account of the Company is fairly
stated, in all material respects.
This report is intended solely
for the information and use of management and the Board of Directors of ETFMG Alternative Harvest ETF and the Securities and Exchange
Commission and is not intended to be and should not be used by anyone other than these specified parties.
July 27, 2021
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