Location books Record |
Name of person (e.g., a custodian of records)
| Telephone | Address | Briefly describe books and records kept at this location |
---|
#1 | U.S. Bancorp Fund Services LLC | 8336121912 | 615 East Michigan Street
Milwaukee,
WISCONSIN
53202
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 |
#2 | AlphaMark Advisors, LLC | 8599571803 | 810 Wright's Summit Pkwy Suite 100 Fort Wright,
KENTUCKY
41011
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for SMCP only. |
#3 | Penserra Capital Management LLC | 8004568850 | 4 Orinda Way Suite 100-A Orinda,
CALIFORNIA
94563
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for QTUM, FIVG, HOMZ, LSLT, SLT, VEGN & DIET only. |
#4 | Nationwide Fund Advisors | 8776696877 | One Nationwide Plaza
Columbus,
OHIO
43215
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for NUSI, MXDE, MXDU, RBUS, and RBIN only. |
#5 | Gadsden, LLC | 4845802277 | 656 East Swedesford Road Suite 301 Wayne,
PENNSYLVANIA
19087
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for GDMA only. |
#6 | Whitford Asset Management LLC | 4843296271 | 43 Leopard Road Suite 201 Paoli,
PENNSYLVANIA
19301
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for VSL only. |
#7 | Defiance ETFs, LLC | 8333339383 | 311 W 43rd Street 12th Floor New York,
NEW YORK
10036
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for FIVG, QTUM & DIET only. |
#8 | Csat Investment Advisory, L.P. d/b/a Exponential ETFs | 3134322112 | 625 Avis Drive
Ann Arbor,
MICHIGAN
48108
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for ACSI, BVAL, RVRS, and ZIG only. |
#9 | Advisors Asset Management, Inc. | 2125180612 | 1825 Base Camp Road Suite 203 Monument,
COLORADO
80132
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for SPDV, EEMD, DMDV & PFLD only. |
#10 | Validea Capital Management, LLC | 2036834870 | 363 Ridgewood Rd
West Hartford,
CONNECTICUT
06107
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for VALX only. |
#11 | U.S. Global Investors, Inc. | 2103081294 | 7900 Callaghan Road
San Antonio,
TEXAS
78229
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for JETS and GOAU only. |
#12 | U.S. Bank National Association | 8336121912 | 1555 N. Rivercenter Drive Suite 302 Milwaukee,
WISCONSIN
53212
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 |
#13 | Acquirers Fund, LLC | 6465358629 | 21515 Hawthorne Boulevard Suite 200 PMB#82 Torrance,
CALIFORNIA
90503
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for ZIG only. |
#14 | Point Bridge Capital, LLC | 8175294600 | 300 Throckmorton Street Suite 1550 Fort Worth,
TEXAS
76102
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for MAGA only. |
#15 | Foreside Fund Services, LLC | 8662516920 | Three Canal Plaza
Portland,
MAINE
04101
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for MAGA only. |
#16 | Aptus Capital Advisors, LLC | 2515177198 | 8.5 South Bancroft Street
Fairhope,
ALABAMA
36532
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OSCV, ADME, DRSK, and ACIO only. |
#17 | Premise Capital, LLC | 8668285383 | 300 East 5th Avenue Suite 265 Naperville,
ILLINOIS
60563
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for TCTL ETF only. |
#18 | RYZZ Capital Management LLC | 4805405406 | 9260 East Raintree Drive Suite 100 Scottsdale,
ARIZONA
85260
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for RYZZ ETF only. |
#19 | Sunrise Capital Partners LLC | 8774568911 | 1000 Aviara Parkway Suite 205 Carlsbad,
CALIFORNIA
92011
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for RYZZ ETF only. |
#20 | Change Finance, PBC | 3033390524 | 705 Grand View Drive
Alexandria,
VIRGINIA
22305
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for CHGX ETF only. |
#21 | Distillate Capital Partners LLC | 8006170004 | 53 West Jackson Blvd Suite 530 Chicago,
ILLINOIS
60604
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for DSTL ETF only. |
#22 | Hoya Capital Real Estate LLC | 8334692227 | 137 Rowayton Avenue Suite 430 Rowayton,
CONNECTICUT
06853
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for HOMZ ETF only. |
#23 | Quasar Distributors, LLC | 8336121912 | 777 E Wisconsin Ave 6th Floor Milwaukee,
WISCONSIN
53202
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for SPDV, EEMD, DMDV, AIIQ, ALFA, ADME, DRSK, ACIO, OSCV, ACSI, BVAL, RVRS, SMCP, KNG, CHGX, OCIO, OPER, DVP, FIVG, QTUM, DSTL, HOMZ, MSUS, CNCR, CHNA, RBUS, RBIN, MXDU, MXDE, NETL, TCTL, RYZZ, ZIG, JETS, GOAU, VALX, VUSE, VBND, VIDI, PPTY, VSL, VEGN, DIET, NUSI & PFLD. |
#24 | Compass Distributors, LLC | 8662516920 | Three Canal Plaza
Portland,
MAINE
04101
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for GDMA, SLT & LSLT only. |
#25 | Cboe Vest Financial LLC | 8559796060 | 1765 Greensboro Station Place 9th Floor McLean,
VIRGINIA
22102
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for KNG ETF only. |
#26 | Salt Financial | 6467791050 | 20 West 22nd Street Suite 511 New York,
NEW YORK
10010
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for SLT & LSLT only. |
#27 | Beyond Investing LLC | 8443299300 | 14391 Spring Hill Drive Suite 301 Spring Hill,
FLORIDA
34609
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for VEGN only. |
#28 | Harvest Volatility Management, LLC | 2126827822 | 420 Lexington Avenue Suite 2620 New York,
NEW YORK
10170
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for NUSI only. |
#29 | ALPS Distributors, Inc | 3036232577 | 1290 Broadway Suite 1000 Denver,
COLORADO
80203
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for PPTY, VIDI, VUSE and VBND only. |
#30 | ClearShares LLC | 2123590266 | 777 3rd Avenue Suite 22C New York,
NEW YORK
10017
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OCIO & OPER only. |
#31 | EquBot Inc. | 6193706756 | 450 Townsend Street
San Francisco,
CALIFORNIA
94107
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for AIIQ only. |
#32 | Vident Investment Advisory, LLC | 4044871961 | 1125 Sanctuary Parkway Suite 515 Alpharetta,
GEORGIA
30009
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for SPDV, DMDV, EEMD, AIIQ, ALFA, CHGX, DSTL, GDMA, CNCR, CHNA, MXDE, MXDU, RBIN, RBUS, MAGA, PPTY, VBND, VUSE, VIDI, VSL & PFLD only. |
#33 | Vident Advisory | 4045274220 | 1125 Sanctuary Parkway Suite 515 Alpharetta,
GEORGIA
30009
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for PPTY, VIDI, VUSE and VBND only. |
#34 | Little Harbor Advisors, LLC | 7816393000 | 30 Doaks Lane
Marblehead,
MASSACHUSETTS
01945
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for MSUS only. |
#35 | Exchange Traded Concepts, LLC | 4057788377 | 10900 Hefner Pointe Drive Suite 401 Oklahoma City,
OKLAHOMA
73120
UNITED STATES OF AMERICA
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for ALFA, DVP, CNCR, CHNA & NETL only. |