CLS Holdings PLC TR-1: Notification of Major Interest in Shares (2972K)
29 Dicembre 2015 - 10:17AM
UK Regulatory
TIDMCLI
RNS Number : 2972K
CLS Holdings PLC
29 December 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying CLS Holdings plc
issuer
of existing shares to which voting rights
are
attached: (ii)
-------------------------------------------------- ----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
--------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
----------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
----------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
----------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights (see Section X
9)
----------------------------------------------------------------------------- -------
Other (please
specify):
------------------ --------------------------------------------------------- -------
3. Full name of person(s) subject Mr Bengt Mortstedt
to the
notification obligation: (iii)
------------------------------------------ ------------------------------------------
4. Full name of shareholder(s) See Section 9
(if different from 3.):(iv)
------------------------------------------ ------------------------------------------
5. Date of the transaction and date 22 December 2015
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ ------------------------------------------
6. Date on which issuer notified: 22 December 2015
------------------------------------------ ------------------------------------------
7. Threshold(s) that is/are crossed Above 6% (no change)
or
reached: (vi, vii)
------------------------------------------ ------------------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ---------------------------------- --------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
-------------- ------------- ------------------- ------- ------------------------ ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ---- ------- ------ ----- ---- ------- ------------ ---------- ------------- ------------
GB0001592475 2,785,412 2,785,412 Nil 2,785,412 6.61%
-------------- ------------- ------------------- ------- ------------ ---------- ------------- ------------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
-------------------- --------------- -------------------------- --------------------------- ------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
-------------- ------------- ------------- ------------- ---------------------------- -----------------------
Nominal Delta
-------------- ------------- ------------- ------------- ---------------------------- ---------- -----------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
----------------------------------------------------------- -----------------------------------------------------
2,785,412 (no change) 6.61% (no change)
----------------------------------------------------------- -----------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
---------------------------------------------------------------------------------------
1,135,439 Ordinary Shares were transferred from Mr Bengt Mortstedt to
Blackbrook Limited (BVI COMPANY), a company in which Mr Bengt Mortstedt
owns 100% of its issued share capital and is the sole director.
As a result, the following undertakings, which are each directly held
and beneficially owned by Bengt Mortstedt, directly hold the following
number of shares in the issuer:
[Insert Company] Limited - 1,135,439 Ordinary Shares (2.69%)
KB (CI) Nominees Limited - 1,649,973 Ordinary Shares (3.92%)
Total 6.61% (no change)
Proxy Voting:
---------------------------------------------------------------------------------------
10. Name of the proxy holder:
----------------------------------------------------- --------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
----------------------------------------------------- --------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
----------------------------------------------------- --------------------------------
13. Additional information: As a result of the transaction set
out in this form, the beneficial interest
of Bengt Mortstedt in the issuer remains
unchanged.
---------------------------------------- ---------------------------------------------
14. Contact name: Bengt Mortstedt
---------------------------------------- ---------------------------------------------
15. Contact telephone number: +44 780 170 3879 / +1784 458 1600
---------------------------------------- ---------------------------------------------
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
-------------------------------------------------------------------------------
Full name Mr Bengt Mortstedt
(including legal form of legal entities)
------------------------------------------ -----------------------------------
Contact address Friendship Bay, Bequia VC200
(registered office for legal entities)
------------------------------------------ -----------------------------------
Phone number & email B@MORTSTEDT.COM +44 780 170 3879
------------------------------------------ -----------------------------------
Other useful information
(at least legal representative for
legal persons)
------------------------------------------ -----------------------------------
B: Identity of the notifier, if applicable
-------------------------------------------------------------------------------
Full name [not applicable if BM is to submit
December 29, 2015 04:17 ET (09:17 GMT)
himself]
------------------------------------------ -----------------------------------
Contact address
------------------------------------------ -----------------------------------
Phone number & email
------------------------------------------ -----------------------------------
Other useful information
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
------------------------------------------ -----------------------------------
C: Additional information
-------------------------------------------------------------------------------
NA
-------------------------------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLPKCDDCBDKABB
(END) Dow Jones Newswires
December 29, 2015 04:17 ET (09:17 GMT)
Grafico Azioni Cls (LSE:CLI)
Storico
Da Set 2024 a Ott 2024
Grafico Azioni Cls (LSE:CLI)
Storico
Da Ott 2023 a Ott 2024