TIDMEVG TIDMINVP
RNS Number : 4584M
Evolution Group PLC
16 August 2011
FORM 8 (OPD) Amendment
(JSOP details in Q3 amended from version of 10.8.2011)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the party to the offer making the EVOLUTION GROUP PLC
disclosure:
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(b) Owner or controller of interests and short -
positions disclosed, if different from 1(a): The
naming of nominee or vehicle companies is
insufficient
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(c) Name of offeror/offeree in relation to whose EVOLUTION GROUP PLC
relevant securities this form relates: Use a
separate form for each party to the offer
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(d) Is the party to the offer making the disclosure OFFEREE
the offeror or the offeree?
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(e) Date position held: 9 AUGUST 2011
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(f) Has the party previously disclosed, or is it YES
today disclosing, under the Code in respect of any Investec plc
other party to this offer?
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2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security: ORDINARY SHARES
-------------------------------------------- --------------------------------
Interests Short positions
-------------------------------------------- ------------ ------------------
Number % Number %
-------------------------------------------- -------- ------------- ---
(1) Relevant securities owned and/or
controlled:
-------------------------------------------- -------- ------------- ---
(2) Derivatives (other than options):
-------------------------------------------- -------- ------------- ---
(3) Options and agreements to
purchase/sell:
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TOTAL: NONE NONE
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All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription NONE
right exists:
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Details, including nature of the rights concerned NONE
and relevant percentages:
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If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(c) Irrevocable commitments and letters of intent
Details of any irrevocable commitments or letters
of intent procured by the party to the offer making
the disclosure or any person acting in concert with
it (see Note 3 on Rule 2.11 of the Code):
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NONE
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3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE
OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights
to subscribe of any person acting in concert with
the party to the offer making the disclosure:
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ORDINARY SHARES
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A Snow (Director) 5,634,273* 2.422%
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M Gray (Director) 35,000 0.015%
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P Gibbs (Director) 100,000 0.043%
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C Chambers (Director) 126,000 0.054%
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P Howell (Director) 3,754** 0.002%
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Williams de Broe Ltd on
behalf of discretionary
clients 1,213,003 0.521%
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Evo Nominees Ltd (member
of The Evolution Group
plc group of companies)
as nominee for the
beneficiaries of The
Evolution Group Share
Incentive Plan 2003,
administered by Capita
IRG Trustees Ltd. 2,817,518 1.211%
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Evo Nominees Ltd (member
of The Evolution Group
plc group of companies)
as nominee for the
beneficiaries of the
2002 Employee's Share
Incentive Plan
administered by Capita
Trustees Ltd. 18,246,296 7.844%
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TOTAL 28,175,844 12.112%
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* Total includes 26,031 shares held under the
2003 Share Incentive Plan **All shares are held
under the 2003 Share Incentive Plan
------------------------------------------------
A
Westenberger
(resigned on
15.8.2011,
as
A Snow announced) P Howell
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2002 ESIP
Amount 175,179 150,000
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Grant Date 8.4.2009 8.4.2009
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Exercise 1p per
Price share 1p per share
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Vesting Date 8.4.2012 8.4.2012
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2002 ESIP
Amount 378,151 89,286
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Grant Date 25.3.2010 25.3.2010
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Exercise 1p per
Price share 1p per share
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Vesting Date 25.3.2013 25.3.2013
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2002 ESIP 200,000
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Grant Date 26.4.2010
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Exercise
Price 1p per share
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Vesting Date 8.4.2013
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2002 ESIP 50,000
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Grant Date 21.5.2010
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Exercise 1p per
Price share
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Vesting Date . 21.2.2011
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2002 ESIP 50,000
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Grant Date 21.5.2010
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Exercise 1p per
Price share
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Vesting Date . 21.2.2012
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2002 ESIP 50,000
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Grant Date 21.5.2010
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Exercise 1p per
Price share
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Vesting Date . 21.2.2013
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2002 ESIP 132,743 132,743
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Grant Date 24.3.2011 24.3.2011
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Exercise 1p per
Price 1p per share share
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Vesting Date 24.3.2014 24.3.2014
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2002 ESIP 250,000
------------- ---------- ------------- ----------
Grant Date 8.4.2011
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Exercise
Price 1p per share
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Vesting Date 8.4.2014
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Total 2002
ESIP Shares
Under
Option 553,330 822,029 282,743
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2010
Partnership
Equity Plan
- JSOP 2,333,333 1,333,333
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Grant Date 25.3.2010 25.3.2010
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Note: Value can be realised in the JSOP
shares in three equal tranches in
2013, 2014 and 2015 subject to the
achievement of various stretching
performance conditions in each of
2010, 2011 and 2012.
---------------------------------------- ----------
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
2010 Growth Share Ownership Plan relating to Williams
de Broe Ltd 4,000
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Grant Date 25.3.2010
---------------------------------------------------------------------------------- ------------------------------------------- --------------------------------------------------------------- ------------
2010 Growth Share Ownership Plan relating to Williams
de Broe Ltd 300
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Grant Date 1.9.2010
---------------------------------------------------------------------------------- ------------------------------------------- --------------------------------------------------------------- ------------
Total under the Growth Share Option Plan 4,300
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Note:
Williams de Broe Ltd, as a private company does not
have a market price per share. However, vesting of
awards are subject to meeting the valuation provisions
relating to Williams de Broe Ltd as set out in its
Articles of Association including the achievement
of the relevant hurdle rate as set out in the rules
of the GSOP.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ ------------
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3 for each additional class of
relevant security.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or
any agreement or understanding, formal or informal,
relating to relevant securities which may be an inducement
to deal or refrain from dealing entered into by the
party to the offer making the disclosure or any person
acting in concert with it:
If there are no such agreements, arrangements or understandings,
state "none"
------------------------------------------------------------------
NONE
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(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the party to the offer
making the disclosure, or any person acting in concert
with it, and any other person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative
is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
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NONE
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(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
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Supplemental Form 8 (SBL) NO
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Date of disclosure: 16 AUGUST 2011
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Contact name: Tony Lee
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Telephone number: 020 7071 4300
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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