TIDMGEC

RNS Number : 1057W

General Electric Company

07 December 2023

SEC Form 3

 
 FORM 3              UNITED STATES SECURITIES AND EXCHANGE COMMISSION                         OMB APPROVAL 
                                   Washington, D.C. 20549                            OMB Number:           3235-0104 
                                                                                      Estimated average burden 
                  INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES             hours per response:         0.5 
 
           Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 
                   or Section 30(h) of the Investment Company Act of 1940 
 
 
   1. Name and Address of      2. Date of Event   3. Issuer Name and Ticker or Trading Symbol 
      Reporting Person         Requiring           GENERAL ELECTRIC CO [ GE ] 
      (*)Enders Thomas         Statement 
                               (Month/Day/Year) 
  (Last)  (First)  (Middle)    12/01/2023 
 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                                                  4. Relationship of Reporting Person(s) to Issuer                   5. If Amendment, Date of Original Filed (Month/Day/Year) 
                                                  (Check all applicable)X  Director                      10% Owner 
                                                     Officer (give title below)    Other (specify below) 
                                                                                                                     6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                                                                                                                         Form filed by More than One Reporting Person 
 
 
                                Table I - Non-Derivative Securities Beneficially Owned 
 1. Title of Security          2. Amount of Securities       3. Ownership Form: Direct     4. Nature of Indirect 
 (Instr. 4)                    Beneficially Owned (Instr.    (D) or Indirect (I) (Instr.   Beneficial Ownership 
                               4)                            5)                            (Instr. 5) 
 
 
                                  Table II - Derivative Securities Beneficially Owned 
                             (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title     2. Date Exercisable and          3. Title and Amount of       4.             5. Ownership   6. Nature of 
 of           Expiration Date                  Securities Underlying        Conversion     Form: Direct   Indirect 
 Derivative   (Month/Day/Year)                 Derivative Security          or Exercise    (D) or         Beneficial 
 Security                                      (Instr. 4)                   Price of       Indirect (I)   Ownership 
 (Instr. 4)                                                                 Derivative     (Instr. 5)     (Instr. 5) 
                                                                            Security 
                                                             Amount or 
              Date                                           Number of 
              Exercisable   Expiration Date    Title         Shares 
 
 
 
Explanation of Responses: 
Remarks: 
 
No securities are beneficially owned. 
 
 
  /s/ Brandon Smith, attorney in fact for Thomas Enders                                  12/07/2023 
  ** Signature of Reporting Person                                                       Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number.

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END

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December 08, 2023 02:00 ET (07:00 GMT)

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