TIDMGEC

RNS Number : 5888Y

General Electric Company

03 January 2024

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)X  Director                      10% Owner 
      (*)UHL JESSICA R.        Trading Symbol         Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               12/29/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Deferred 
  Fee 
  Phantom 
  Stock                                                                                                                                Common 
  Units (1)       (2)          12/29/2023                          A               376                    (3)             (3)          Stock       376        $ 123.54        1,073            D 
 
 
Explanation of Responses: 
1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive 
 Plan. 
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common 
 stock. 
3. Payable beginning one year after termination of service as a director. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Jessica Uhl                                    01/03/2024 
  ** Signature of Reporting Person                                                       Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)X  Director                      10% Owner 
  (*)Reynolds Paula Rosput     Trading Symbol         Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               12/29/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Deferred 
  Fee 
  Phantom 
  Stock                                                                                                                                Common 
  Units (1)       (2)          12/29/2023                          A               389                    (3)             (3)          Stock       389        $ 123.54        13,585           D 
 
 
Explanation of Responses: 
1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive 
 Plan. 
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common 
 stock. 
3. Payable beginning one year after termination of service as a director. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Paula Rosput Reynolds                            01/03/2024 
  ** Signature of Reporting Person                                                         Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)X  Director                      10% Owner 
      (*)McDew Darren W        Trading Symbol         Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               12/29/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Deferred 
  Fee 
  Phantom 
  Stock                                                                                                                                Common 
  Units (1)       (2)          12/29/2023                          A               346                    (3)             (3)          Stock       346        $ 123.54        1,139            D 
 
 
Explanation of Responses: 
1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive 
 Plan. 
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common 
 stock. 
3. Payable beginning one year after termination of service as a director. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Darren W. McDew                                 01/03/2024 
  ** Signature of Reporting Person                                                        Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)X  Director                      10% Owner 
    (*)LESJAK CATHERINE A      Trading Symbol         Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               12/29/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Deferred 
  Fee 
  Phantom 
  Stock                                                                                                                                Common 
  Units (1)       (2)          12/29/2023                          A               389                    (3)             (3)          Stock       389        $ 123.54        11,401           D 
 
 
Explanation of Responses: 
1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive 
 Plan. 
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common 
 stock. 
3. Payable beginning one year after termination of service as a director. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Catherine A. Lesjak                              01/03/2024 
  ** Signature of Reporting Person                                                         Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)X  Director                      10% Owner 
     (*)HORTON THOMAS W        Trading Symbol         Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               12/29/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Deferred 
  Fee 
  Phantom 
  Stock                                                                                                                                Common 
  Units (1)       (2)          12/29/2023                          A               407                    (3)             (3)          Stock       407        $ 123.54        15,065           D 
 
 
Explanation of Responses: 
1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive 
 Plan. 
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common 
 stock. 
3. Payable beginning one year after termination of service as a director. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Thomas W. Horton                                01/03/2024 
  ** Signature of Reporting Person                                                        Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)X  Director                      10% Owner 
     (*)Goren Isabella D       Trading Symbol         Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               12/29/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Deferred 
  Fee 
  Phantom 
  Stock                                                                                                                                Common 
  Units (1)       (2)          12/29/2023                          A               376                    (3)             (3)          Stock       376        $ 123.54        3,721            D 
 
 
Explanation of Responses: 
1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive 
 Plan. 
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common 
 stock. 
3. Payable beginning one year after termination of service as a director. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Isabella D. Goren                               01/03/2024 
  ** Signature of Reporting Person                                                        Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)X  Director                      10% Owner 
      (*)Enders Thomas         Trading Symbol         Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               12/29/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Deferred 
  Fee 
  Phantom 
  Stock                                                                                                                                Common 
  Units (1)       (2)          12/29/2023                          A               113                    (3)             (3)          Stock       113        $ 123.54         113             D 
 
 
Explanation of Responses: 
1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive 
 Plan. 
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common 
 stock. 
3. Payable beginning one year after termination of service as a director. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Thomas Enders                                  01/03/2024 
  ** Signature of Reporting Person                                                       Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)X  Director                      10% Owner 
    (*)Billson Margaret S      Trading Symbol         Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               12/29/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Deferred 
  Fee 
  Phantom 
  Stock                                                                                                                                Common 
  Units (1)       (2)          12/29/2023                          A               113                    (3)             (3)          Stock       113        $ 123.54         113             D 
 
 
Explanation of Responses: 
1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive 
 Plan. 
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common 
 stock. 
3. Payable beginning one year after termination of service as a director. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Margaret Billson                                01/03/2024 
  ** Signature of Reporting Person                                                        Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
     1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
        Reporting Person           and Ticker or       (Check all applicable)X  Director                      10% Owner 
       (*)GARDEN EDWARD P          Trading Symbol         Officer (give title below)    Other (specify below) 
                                   GENERAL ELECTRIC 
    (Last)  (First)  (Middle)      CO [ GE ] 
 
        223 SUNSET AVENUE 
 
 
 (Street)PALM BEACH   FL   33480 
 
     (City)  (State)  (Zip) 
                                   3. Date of 
                                   Earliest 
                                   Transaction 
                                   (Month/Day/Year) 
                                   12/29/2023 
                                   4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)   Form filed by One Reporting Person 
                                   Date of Original    X  Form filed by More than One Reporting Person 
                                   Filed 
                                   (Month/Day/Year) 
                                   Rule 10b5-1(c) Transaction Indication 
 
                                       Check this box to indicate that a transaction was made pursuant to a contract, 
                                       instruction 
                                       or written plan that is intended to satisfy the affirmative defense conditions of 
                                       Rule 10b5-1(c). 
                                       See Instruction 10. 
 
 
                               Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title of   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 Security      Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 (Instr. 3)    (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
                                  (Month/Day/Year)                                                Owned            Direct      Ownership 
                                                                                                  Following        (D) or      (Instr. 4) 
                                                                                                  Reported         Indirect 
                                                                                                  Transaction(s)   (I) 
                                                                                                  (Instr. 3 and    (Instr. 
                                                                                                  4)               4) 
                                                     Code   V         Amount   (A)   Price 
                                                                               or 
                                                                               (D) 
 Common                                                                                             4,016,414          I       Please see 
 Stock, par                                                                                                                    explanation 
 value $0.01                                                                                                                   below (1) 
 per share 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Deferred 
  Fee 
  Phantom 
  Stock                                                                                                                                Common 
  Units (2)       (3)          12/29/2023                          A               364                    (4)             (4)          Stock       364        $ 123.54        13,799           D 
 
 
       1. Name and Address of Reporting Person (*)GARDEN EDWARD P 
 
                        (Last)  (First)  (Middle) 
 
                            223 SUNSET AVENUE 
 
 
                     (Street)PALM BEACH   FL   33480 
 
                         (City)  (State)  (Zip) 
 1. Name and Address of Reporting Person (*)TRIAN FUND MANAGEMENT, L.P. 
 
                        (Last)  (First)  (Middle) 
 
                       280 PARK AVENUE, 41ST FLOOR 
 
 
                      (Street)NEW YORK   NY   10017 
 
                         (City)  (State)  (Zip) 
 
 
Explanation of Responses: 
1. Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian 
 SPV (Sub) X, L.P. ("Trian SPV X") and as such determines the investment and voting decisions 
 of Trian SPV X with respect to the shares of the Issuer held by Trian SPV X. Mr. Garden is 
 a Senior Advisor to Trian Management, and a limited partner of an affiliate of Trian SPV X, 
 and as such has an indirect interest in the shares of the Issuer held by Trian SPV X. The 
 Reporting Persons disclaim beneficial ownership of such shares except to the extent of their 
 respective pecuniary interests therein and this report shall not be deemed an admission that 
 the Reporting Persons are the beneficial owner of such securities for purposes of Section 
 16 or for any other purpose. Mr. Garden is a director of the Issuer. 
2. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive 
 Plan. 
3. Each unit of phantom stock is the economic equivalent of one share of the Issuer's common 
 stock. 
4. Payable beginning one year after termination of service as a director. 
Remarks: 
Effective as of January 1, 2024, Ed Garden has concluded his services as a Senior Advisor 
 to Trian Management, and Trian Management is no longer a Reporting Person for purposes of 
 Section 16 of the Securities Exchange Act of 1934, as amended. 
 
 
  /s/ Daniel R. Marx, Attorney-In-Fact for Edward P. Garden                                   01/03/2024 
  /s/ Peter W. May, member of the general partner of Trian Fund Management, L.P.              01/03/2024 
  ** Signature of Reporting Person                                                            Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)X  Director                      10% Owner 
     (*)Bazin Sebastien        Trading Symbol         Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               12/29/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Deferred 
  Fee 
  Phantom 
  Stock                                                                                                                                Common 
  Units (1)       (2)          12/29/2023                          A               627                    (3)             (3)          Stock       627        $ 123.54        25,254           D 
 
 
Explanation of Responses: 
1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive 
 Plan. 
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common 
 stock. 
3. Payable beginning one year after termination of service as a director. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Sebastien Bazin                                 01/03/2024 
  ** Signature of Reporting Person                                                        Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                          COMMISSION                  OMB Number:           3235-0287 
                                                    Washington, D.C. 20549             Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                                          OWNERSHIP 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
    Check this box if no longer subject 
    to Section 16. Form 4 or Form 5 
    obligations may continue. 
    See Instruction 1(b). 
 
 
 
   1. Name and Address of      2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
      Reporting Person         and Ticker or       (Check all applicable)X  Director                      10% Owner 
     (*)ANGEL STEPHEN F        Trading Symbol         Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC 
  (Last)  (First)  (Middle)    CO [ GE ] 
 
  GENERAL ELECTRIC COMPANY 
 ONE FINANCIAL CENTER, SUITE 
             3700 
 
 (Street)BOSTON   MA   02111 
 
   (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               12/29/2023 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
                               Rule 10b5-1(c) Transaction Indication 
 
                                   Check this box to indicate that a transaction was made pursuant to a contract, 
                                   instruction 
                                   or written plan that is intended to satisfy the affirmative defense conditions of 
                                   Rule 10b5-1(c). 
                                   See Instruction 10. 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Deferred 
  Fee 
  Phantom 
  Stock                                                                                                                                Common 
  Units (1)       (2)          12/29/2023                          A               607                    (3)             (3)          Stock       607        $ 123.54        5,953            D 
 
 
Explanation of Responses: 
1. Acquired at a price of $123.54 per unit pursuant to the terms of the 2022 Long-Term Incentive 
 Plan. 
2. Each unit of phantom stock is the economic equivalent of one share of the issuer's common 
 stock. 
3. Payable beginning one year after termination of service as a director. 
Remarks: 
 
 
 
  /s/ Brandon Smith, attorney in fact for Stephen F. Angel                                01/03/2024 
  ** Signature of Reporting Person                                                        Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

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January 04, 2024 02:00 ET (07:00 GMT)

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