NB Private Equity Partners Limited Nb Private Equity Partners Limited : Holding(s) In Company
28 Luglio 2017 - 5:32PM
UK Regulatory
TIDMNBPE
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format
if possible)(i)
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached(ii)
: NB Private Equity Partners Limited
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
Non-UK issuer X
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)(iii) :
3. Details of person subject to the notification obligation(iv)
Name Smith and Williamson Holdings Limited
City and country of registered office (if applicable) London, United Kingdom
4. Full name of shareholder(s) (if different from
3.)(v)
Name N/A
City and country of registered office (if applicable) N/A
5. Date on which the threshold was crossed or reached(vi)
: 27/07/2017
6. Date on which issuer notified (DD/MM/YYYY): 28/07/2017
7. Total positions of person(s) subject to the notification
obligation
% of voting rights attached to shares (total of 8. % of voting rights through financial instruments Total of both in
A) (total of 8.B 1 + 8.B 2) % (8.A + 8.B) Total number of voting rights of issuer(vii)
Resulting situation on the date on which threshold
was crossed or reached 11.02% - 11.02% 48,790,564
Position of previous notification (if
applicable) 10.90% - 10.90%
8. Notified details of the resulting situation on
the date on which the threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible) Number of voting rights(ix) % of voting rights
Direct Indirect Direct Indirect
(Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1) (Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GG00B1ZBD492 5,379,497 11.02%
SUBTOTAL 8. A 5,379,497 11.02%
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting rights that may be acquired if the % of voting rights
instrument date(x) Conversion Period(xi) instrument is
exercised/converted.
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Conversion Physical or cash Number of voting rights % of voting rights
instrument date(x) Period (xi) settlement(xii)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not X
controlled by any natural person or legal entity and
does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or legal
entity(xiv) (please add additional rows as necessary)
Name(xv) % of voting rights if it equals or is higher than % of voting rights through financial instruments if Total of both if it equals or is higher than the notifiable
the notifiable threshold it equals or is higher than the notifiable threshold threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information(xvi)
Place of completion
Date of completion
Annex: Notification of major holdings (to be filed
with the FCA only)
A: Identity of the person subject to the notification
obligation
Full name (including legal form for legal entities) Smith & Williamson Holdings Limited
25 Moorgate
London
Contact address (registered office for legal entities) EC2R 6AY
E-Mail Sian.damore@smithandwilliamson.com
Phone number / Fax number 020 7131 8314
Other useful information Sian D'Amore
(at least legal representative for legal persons) Compliance Officer
Smith & Williamson Holdings Limited
B: Identity of the notifier, if applicable
Full name
Contact address
E-Mail
Phone number / Fax number
Other useful information (e.g. functional relationship with
the person or legal entity subject to the notification
obligation)
C: Additional information
This announcement is distributed by Nasdaq Corporate Solutions on behalf
of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: NB Private Equity Partners Limited via Globenewswire
http://www.nbprivateequitypartners.com
(END) Dow Jones Newswires
July 28, 2017 11:32 ET (15:32 GMT)
Copyright (c) 2017 Dow Jones & Company, Inc.
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