TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TUI TRAVEL PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 27 June 2014
undertaken:
(e) Has the EPT previously YES:
disclosed, or is it
today disclosing, under TUI AG
the Code in respect
of any other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 11,851,944 1.06% 3,788,955 0.34%
controlled:
(2) Derivatives
(other
than
options): 829,725 0.07% 8,104,736 0.72%
(3) Options and
agreements
to
purchase/sell: 0 0.00% 0 0.00%
TOTAL:
12,681,669 1.13% 11,893,691 1.06%
Class of relevant Convertible Bond XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 5,500,000 1.38% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/sell: 0 0.00% 0 0.00%
TOTAL:
5,500,000 1.38% 0 0.00%
Class of relevant Convertible Bond XS0455660216
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 500,000 0.14% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/sell: 0 0.00% 0 0.00%
TOTAL:
500,000 0.14% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Convertible Bond Sale 1,500,000 122.0000 GBP
ORD Purchase 98 3.9420 GBP
ORD Purchase 103 3.9210 GBP
ORD Purchase 393 4.0510 GBP
ORD Purchase 446 4.1020 GBP
ORD Purchase 612 3.8990 GBP
ORD Purchase 617 4.1130 GBP
ORD Purchase 674 4.0940 GBP
ORD Purchase 800 4.1190 GBP
ORD Purchase 1,006 4.0810 GBP
ORD Purchase 1,013 4.1440 GBP
ORD Purchase 1,052 3.9000 GBP
ORD Purchase 1,185 4.0830 GBP
ORD Purchase 1,187 4.1170 GBP
ORD Purchase 1,205 4.0750 GBP
ORD Purchase 1,215 4.1090 GBP
ORD Purchase 1,310 4.0910 GBP
ORD Purchase 1,400 3.9857 GBP
ORD Purchase 1,400 4.0500 GBP
ORD Purchase 1,623 4.0950 GBP
ORD Purchase 1,698 4.0590 GBP
ORD Purchase 1,734 4.0720 GBP
ORD Purchase 1,792 4.0540 GBP
ORD Purchase 2,059 4.0520 GBP
ORD Purchase 2,144 4.0580 GBP
ORD Purchase 2,177 4.0930 GBP
ORD Purchase 2,293 4.1100 GBP
ORD Purchase 2,782 4.1150 GBP
ORD Purchase 2,949 4.0800 GBP
ORD Purchase 2,975 4.0490 GBP
ORD Purchase 3,039 4.1140 GBP
ORD Purchase 3,468 4.0770 GBP
ORD Purchase 3,820 4.1260 GBP
ORD Purchase 4,227 4.0350 GBP
ORD Purchase 5,630 4.0760 GBP
ORD Purchase 6,997 4.1200 GBP
ORD Purchase 8,142 4.1120 GBP
ORD Purchase 8,955 4.0472 GBP
ORD Purchase 10,249 4.0730 GBP
ORD Purchase 11,735 4.0890 GBP
ORD Purchase 13,644 4.0880 GBP
ORD Purchase 14,751 4.0740 GBP
ORD Purchase 17,948 4.0802 GBP
ORD Purchase 19,876 4.0144 GBP
ORD Purchase 20,276 4.0612 GBP
ORD Purchase 24,906 4.0820 GBP
ORD Purchase 25,278 4.0550 GBP
ORD Purchase 25,822 4.0600 GBP
ORD Purchase 26,571 4.0860 GBP
ORD Purchase 37,064 4.1063 GBP
ORD Purchase 45,611 4.0480 GBP
ORD Purchase 48,042 4.0697 GBP
ORD Purchase 119,309 4.0478 GBP
ORD Purchase 136,757 4.0407 GBP
ORD Purchase 250,000 4.0768 GBP
ORD Purchase 407,987 4.0557 GBP
ORD Sale 98 3.9420 GBP
ORD Sale 103 3.9210 GBP
ORD Sale 190 4.0497 GBP
ORD Sale 379 4.0760 GBP
ORD Sale 379 4.0890 GBP
ORD Sale 393 4.0500 GBP
ORD Sale 393 4.0510 GBP
ORD Sale 446 4.1020 GBP
ORD Sale 570 4.0720 GBP
ORD Sale 601 4.0480 GBP
ORD Sale 612 3.8990 GBP
ORD Sale 617 4.1130 GBP
ORD Sale 674 4.0940 GBP
ORD Sale 771 4.0740 GBP
ORD Sale 800 4.1190 GBP
ORD Sale 992 4.0730 GBP
ORD Sale 1,013 4.1440 GBP
ORD Sale 1,021 4.0550 GBP
ORD Sale 1,052 3.9000 GBP
ORD Sale 1,079 4.0520 GBP
ORD Sale 1,187 4.1170 GBP
ORD Sale 1,215 4.1090 GBP
ORD Sale 1,310 4.0910 GBP
ORD Sale 1,540 4.0590 GBP
ORD Sale 1,623 4.0950 GBP
ORD Sale 2,040 4.1260 GBP
ORD Sale 2,177 4.0930 GBP
ORD Sale 2,223 3.9993 GBP
ORD Sale 2,259 4.0880 GBP
ORD Sale 2,293 4.1100 GBP
ORD Sale 2,412 3.9814 GBP
ORD Sale 2,782 4.1150 GBP
ORD Sale 3,039 4.1140 GBP
ORD Sale 3,156 4.0682 GBP
ORD Sale 3,378 4.0323 GBP
ORD Sale 3,468 4.0770 GBP
ORD Sale 3,913 3.9854 GBP
ORD Sale 3,975 4.0820 GBP
ORD Sale 5,116 4.0724 GBP
ORD Sale 5,220 3.9599 GBP
ORD Sale 5,454 4.0600 GBP
ORD Sale 6,768 4.0119 GBP
ORD Sale 6,997 4.1200 GBP
ORD Sale 7,500 4.0607 GBP
ORD Sale 8,142 4.1120 GBP
ORD Sale 15,697 4.0189 GBP
ORD Sale 21,068 4.0193 GBP
ORD Sale 27,981 3.9698 GBP
ORD Sale 28,670 4.0727 GBP
ORD Sale 40,785 4.0138 GBP
ORD Sale 54,500 4.0170 GBP
ORD Sale 61,275 3.9913 GBP
ORD Sale 79,246 4.0340 GBP
ORD Sale 93,619 4.0054 GBP
ORD Sale 187,426 4.0017 GBP
ORD Sale 341,485 4.0455 GBP
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 190 4.0497 GBP
ORD SWAP Long 900 4.0817 GBP
ORD CFD Long 3,913 3.9854 GBP
ORD SWAP Long 5,947 4.0454 GBP
ORD CFD Long 7,940 4.1076 GBP
ORD CFD Long 8,880 3.9411 GBP
ORD SWAP Long 8,924 4.0227 GBP
ORD SWAP Long 9,859 4.0459 GBP
ORD CFD Long 38,123 3.9382 GBP
ORD CFD Long 47,336 4.0167 GBP
ORD CFD Long 55,496 4.0516 GBP
ORD SWAP Long 57,372 3.9742 GBP
ORD SWAP Long 61,060 4.0003 GBP
ORD CFD Long 70,366 4.0457 GBP
ORD CFD Long 87,903 3.9783 GBP
ORD SWAP Short 460 3.9036 GBP
ORD SWAP Short 1,600 4.0165 GBP
ORD SWAP Short 2,300 4.0470 GBP
ORD CFD Short 5,000 4.0501 GBP
ORD SWAP Short 6,157 3.9995 GBP
ORD SWAP Short 9,730 4.0001 GBP
ORD CFD Short 35,553 4.0341 GBP
ORD CFD Short 53,494 4.0502 GBP
ORD CFD Short 39,032 4.0617 GBP
ORD CFD Short 250,000 4.0768 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 30 Jun 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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