TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
Use a separate form for
each offeror/offeree
(c) Name of the party to TUI TRAVEL PLC
the offer with which
exempt principal trader
is connected:
(d) Date position held/dealing 23 September 2014
undertaken:
(e) Has the EPT previously disclosed, YES:
or is it today disclosing, TUI AG
under the Code in respect of any
other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 12,296,702 1.08% 2,522,251 0.22%
controlled:
(2) Derivatives
(other
than
options): 928,515 0.08% 8,880,408 0.78%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 13,225,217 1.17% 11,402,659 1.01%
Class of Convertible Bond
relevant XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 2,500,000 0.63% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 2,500,000 0.63% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/DEALING Number of Price per unit
relevant
security securities
Convertible Purchase 500,000 119.5000 GBP
Bond
ORD Purchase 115 3.9168 GBP
ORD Purchase 134 3.8700 GBP
ORD Purchase 303 3.8910 GBP
ORD Purchase 308 3.8790 GBP
ORD Purchase 309 3.8800 GBP
ORD Purchase 341 3.8825 GBP
ORD Purchase 341 3.8845 GBP
ORD Purchase 409 3.8730 GBP
ORD Purchase 520 3.8980 GBP
ORD Purchase 520 3.9050 GBP
ORD Purchase 683 3.8720 GBP
ORD Purchase 731 3.9170 GBP
ORD Purchase 781 3.9090 GBP
ORD Purchase 781 3.9130 GBP
ORD Purchase 855 3.8820 GBP
ORD Purchase 868 3.8990 GBP
ORD Purchase 868 3.9040 GBP
ORD Purchase 1,064 3.9120 GBP
ORD Purchase 1,067 3.9160 GBP
ORD Purchase 1,216 3.8970 GBP
ORD Purchase 1,285 3.8865 GBP
ORD Purchase 1,346 3.8840 GBP
ORD Purchase 1,353 3.9230 GBP
ORD Purchase 1,977 3.9210 GBP
ORD Purchase 2,199 3.9110 GBP
ORD Purchase 2,500 3.9180 GBP
ORD Purchase 2,572 3.8844 GBP
ORD Purchase 2,974 3.8843 GBP
ORD Purchase 3,851 3.9150 GBP
ORD Purchase 4,095 3.8760 GBP
ORD Purchase 5,673 3.8830 GBP
ORD Purchase 6,475 3.9000 GBP
ORD Purchase 9,054 3.8823 GBP
ORD Purchase 10,651 3.8948 GBP
ORD Purchase 11,851 3.9060 GBP
ORD Purchase 12,053 3.8853 GBP
ORD Purchase 31,030 3.9100 GBP
ORD Purchase 41,395 3.8938 GBP
ORD Purchase 70,000 3.9079 GBP
ORD Sale 115 3.9168 GBP
ORD Sale 303 3.8910 GBP
ORD Sale 341 3.8825 GBP
ORD Sale 341 3.8845 GBP
ORD Sale 368 3.8819 GBP
ORD Sale 374 3.8920 GBP
ORD Sale 409 3.8730 GBP
ORD Sale 418 3.8790 GBP
ORD Sale 520 3.8980 GBP
ORD Sale 520 3.9050 GBP
ORD Sale 628 3.9100 GBP
ORD Sale 654 3.8818 GBP
ORD Sale 683 3.8720 GBP
ORD Sale 731 3.9170 GBP
ORD Sale 781 3.9090 GBP
ORD Sale 781 3.9130 GBP
ORD Sale 781 3.9210 GBP
ORD Sale 868 3.8990 GBP
ORD Sale 868 3.9040 GBP
ORD Sale 1,064 3.9120 GBP
ORD Sale 1,067 3.9160 GBP
ORD Sale 1,216 3.8970 GBP
ORD Sale 1,353 3.9230 GBP
ORD Sale 2,085 3.8870 GBP
ORD Sale 2,199 3.9110 GBP
ORD Sale 2,500 3.9180 GBP
ORD Sale 3,122 3.8891 GBP
ORD Sale 3,851 3.9150 GBP
ORD Sale 3,992 3.9000 GBP
ORD Sale 5,441 3.8810 GBP
ORD Sale 5,936 3.8840 GBP
ORD Sale 6,334 3.8884 GBP
ORD Sale 7,293 3.8850 GBP
ORD Sale 8,349 3.8820 GBP
ORD Sale 9,165 3.8863 GBP
ORD Sale 11,028 3.8830 GBP
ORD Sale 13,275 3.8953 GBP
ORD Sale 15,381 3.8800 GBP
ORD Sale 17,318 3.8750 GBP
ORD Sale 21,128 3.9054 GBP
ORD Sale 21,392 3.8997 GBP
ORD Sale 27,474 3.9115 GBP
ORD Sale 41,390 3.9026 GBP
ORD Sale 74,782 3.9021 GBP
(b) Derivatives
transactions
(other than
options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 6,067 3.8832 GBP
ORD CFD Long 12,928 3.8889 GBP
ORD SWAP Long 17,318 3.8750 GBP
ORD SWAP Long 21,817 3.8878 GBP
ORD CFD Short 5,328 3.8803 GBP
ORD CFD Short 6,712 3.8852 GBP
ORD CFD Short 9,054 3.8822 GBP
ORD CFD Short 10,651 3.8948 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 25 September 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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