TIDMTT.
FORM 8.5 (EPT/NON-RI) Amendment
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
Use a separate form for
each offeror/offeree
(c) Name of the party to TUI TRAVEL PLC
the offer with which
exempt principal trader
is connected:
(d) Date position held/dealing 21 October 2014
undertaken:
(e) Has the EPT previously disclosed, YES:
or is it today disclosing, TUI AG
under the Code in respect of any
other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 11,169,092 0.93% 2,300,444 0.19%
controlled:
(2) Derivatives
(other
than
options): 925,130 0.08% 7,939,096 0.65%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 12,094,222 1.00% 10,239,540 0.84%
Class of Convertible Bond
relevant XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 600,000 0.15% 0 0.00%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 600,000 0.15% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)Purchases
and
sales
Class Purchase/DEALING Number of Price per unit
of
relevant
security securities
Convertible Sale 1,000,000 113.5000 GBP
Bond
ORD Purchase 59 3.6330 GBP
ORD Purchase 93 3.6210 GBP
ORD Purchase 153 3.6100 GBP
ORD Purchase 187 3.5780 GBP
ORD Purchase 261 3.6300 GBP
ORD Purchase 283 3.4990 GBP
ORD Purchase 283 3.5562 GBP
ORD Purchase 332 3.5950 GBP
ORD Purchase 332 3.6240 GBP
ORD Purchase 334 3.6270 GBP
ORD Purchase 473 3.5585 GBP
ORD Purchase 537 3.6010 GBP
ORD Purchase 610 3.5566 GBP
ORD Purchase 791 3.6070 GBP
ORD Purchase 853 3.5990 GBP
ORD Purchase 1,620 3.6110 GBP
ORD Purchase 1,831 3.5600 GBP
ORD Purchase 2,048 3.6208 GBP
ORD Purchase 3,351 3.6037 GBP
ORD Purchase 3,580 3.6097 GBP
ORD Purchase 3,645 3.5740 GBP
ORD Purchase 3,921 3.6040 GBP
ORD Purchase 3,949 3.5570 GBP
ORD Purchase 4,117 3.5980 GBP
ORD Purchase 4,619 3.6160 GBP
ORD Purchase 5,672 3.6000 GBP
ORD Purchase 6,148 3.5590 GBP
ORD Purchase 6,179 3.5620 GBP
ORD Purchase 6,260 3.6131 GBP
ORD Purchase 6,393 3.5610 GBP
ORD Purchase 12,455 3.6124 GBP
ORD Purchase 19,159 3.6071 GBP
ORD Purchase 19,842 3.5100 GBP
ORD Purchase 19,842 3.6490 GBP
ORD Purchase 21,273 3.5580 GBP
ORD Purchase 34,019 3.6080 GBP
ORD Purchase 34,273 3.5946 GBP
ORD Sale 15 3.5999 GBP
ORD Sale 32 3.6017 GBP
ORD Sale 59 3.6330 GBP
ORD Sale 93 3.6210 GBP
ORD Sale 145 3.5600 GBP
ORD Sale 153 3.6100 GBP
ORD Sale 163 3.6080 GBP
ORD Sale 187 3.5780 GBP
ORD Sale 261 3.6300 GBP
ORD Sale 283 3.4990 GBP
ORD Sale 283 3.5562 GBP
ORD Sale 332 3.5950 GBP
ORD Sale 332 3.6240 GBP
ORD Sale 334 3.6270 GBP
ORD Sale 473 3.5580 GBP
ORD Sale 473 3.5585 GBP
ORD Sale 537 3.6010 GBP
ORD Sale 610 3.5566 GBP
ORD Sale 791 3.6070 GBP
ORD Sale 853 3.5990 GBP
ORD Sale 1,620 3.6110 GBP
ORD Sale 1,776 3.6570 GBP
ORD Sale 2,658 3.5606 GBP
ORD Sale 3,131 3.5620 GBP
ORD Sale 3,921 3.6040 GBP
ORD Sale 4,425 3.6028 GBP
ORD Sale 5,491 3.5980 GBP
ORD Sale 5,610 3.6286 GBP
ORD Sale 6,308 3.6014 GBP
ORD Sale 6,336 3.6000 GBP
ORD Sale 6,582 3.6171 GBP
ORD Sale 6,834 3.6175 GBP
ORD Sale 17,350 3.6027 GBP
ORD Sale 32,327 3.5646 GBP
ORD Sale 39,531 3.6102 GBP
ORD Sale 43,532 3.5509 GBP
ORD Sale 50,694 3.6091 GBP
ORD Sale 77,214 3.6012 GBP
ORD Sale 99,743 3.5784 GBP
ORD Sale 127,908 3.6229 GBP
ORD Sale 131,605 3.5845 GBP
(b) Derivatives transactions (other than options)
Class Product Nature of dealing Number of Price per
of
relevant description reference unit
security securities
ORD CFD Long 3,662 3.6177 GBP
ORD CFD Long 42,578 3.6051 GBP
ORD CFD Long 43,532 3.5509 GBP
ORD SWAP Long 55,135 3.6190 GBP
ORD CFD Long 33,981 3.5578 GBP
ORD CFD Long 99,743 3.5783 GBP
ORD CFD Long 127,908 3.6229 GBP
ORD CFD Long 131,605 3.5845 GBP
ORD CFD Short 2,048 3.6208 GBP
ORD CFD Short 4,158 3.6004 GBP
ORD CFD Short 4,619 3.6160 GBP
ORD SWAP Short 19,159 3.6071 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 23 October 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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