TIDMTT.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TUI TRAVEL PLC
in relation to whose
relevant securities
this form relates:
Use a separate form for
each offeror/offeree
(c) Name of the party to TUI TRAVEL PLC
the offer with which
exempt principal trader
is connected:
(d) Date position held/dealing 31 Oct 2014
undertaken:
(e) Has the EPT previously disclosed, YES:
or is it today disclosing, TUI AG
under the Code in respect of any
other party to this offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 9,283,893 0.76% 125,131 0.01%
controlled:
(2) Derivatives
(other
than
options): 899,038 0.07% 7,895,793 0.65%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 10,182,931 0.84% 8,020,924 0.66%
Class of Convertible Bond
relevant XS0503743949
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 0 0.00% 600,000 0.15%
controlled:
(2) Derivatives
(other
than
options): 0 0.00% 0 0.00%
(3) Options and
agreements
to
purchase/DEALING: 0 0.00% 0 0.00%
(4)
TOTAL: 0 0.00% 600,000 0.15%
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/DEALING Number of Price per unit
relevant
security securities
Convertible Sale 1,000,000 120.0000 GBP
Bond
Convertible Purchase 600,000 120.0000 GBP
Bond
ORD Purchase 1 4.0350 GBP
ORD Purchase 124 4.0370 GBP
ORD Purchase 140 4.0200 GBP
ORD Purchase 153 4.0260 GBP
ORD Purchase 228 3.9580 GBP
ORD Purchase 318 4.0130 GBP
ORD Purchase 423 4.0430 GBP
ORD Purchase 452 3.9900 GBP
ORD Purchase 775 4.0170 GBP
ORD Purchase 1,220 3.9880 GBP
ORD Purchase 1,715 4.0487 GBP
ORD Purchase 2,283 3.9963 GBP
ORD Purchase 3,253 4.0495 GBP
ORD Purchase 7,384 4.0540 GBP
ORD Purchase 9,844 4.0047 GBP
ORD Purchase 16,283 4.0092 GBP
ORD Purchase 59,431 4.0098 GBP
ORD Purchase 788 3.9860 GBP
ORD Purchase 104,620 4.0100 GBP
ORD Sale 7,511 3.9860 GBP
ORD Sale 100 4.0600 GBP
ORD Sale 124 4.0370 GBP
ORD Sale 140 4.0200 GBP
ORD Sale 153 4.0260 GBP
ORD Sale 228 3.9580 GBP
ORD Sale 318 4.0130 GBP
ORD Sale 423 4.0430 GBP
ORD Sale 452 3.9900 GBP
ORD Sale 775 4.0170 GBP
ORD Sale 1,220 3.9880 GBP
ORD Sale 1,484 4.0670 GBP
ORD Sale 2,283 3.9963 GBP
ORD Sale 4,106 4.0149 GBP
ORD Sale 7,520 4.0179 GBP
ORD Sale 8,680 4.0148 GBP
ORD Sale 12,812 4.0389 GBP
ORD Sale 32,441 4.0068 GBP
ORD Sale 60,880 4.0080 GBP
ORD Sale 68,056 3.9600 GBP
(b) Derivatives
transactions
(other than
options)
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 1,584 4.0661 GBP
ORD CFD Long 8,680 4.0148 GBP
ORD SWAP Long 12,812 4.0389 GBP
ORD CFD Long 68,056 3.9600 GBP
ORD CFD Short 12,352 4.0526 GBP
ORD SWAP Short 25,204 4.0080 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercising
Class of relevant Product description Number Exercise price
security e.g. call option of securities per unit
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 3 Nov 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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