TIDMTT. TIDM0NLA
RNS Number : 1919X
Bank of America Merrill Lynch
17 November 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
------------------------------------------------------------------------------------- ------------------------------
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------------------------------- ------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------------------------------------------------------------- ------------------------------
(d) Date dealing undertaken: 14/11/2014
------------------------------------------------------------------------------------- ------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------------------------------------------------------------- ------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Purchase 287,929 4.192 GBP 4.139 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 245,897 4.194 GBP 4.139 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 37 4.153 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 464 4.172 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 205 4.172 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 17,684 4.162 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 17,684 4.174 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 4,119 4.174 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,035 4.164 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 159,383 4.164 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 159,383 4.164 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 40,000 4.151 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 1,300 4.153 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,234 4.156 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 3,896 4.163 GBP
GB00B1Z7RQ77
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 17/11/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
----------------------------------------------------------------------------------------- --------------------------------
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------------------------------------- --------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
----------------------------------------------------------------------------------------- --------------------------------
(d) Date dealing undertaken: 14/11/2014
----------------------------------------------------------------------------------------- --------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
----------------------------------------------------------------------------------------- --------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Purchase 47,799 12.87 EUR 12.67 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 30,305 12.88 EUR 12.665 EUR
---------------------------- ------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing
a
long/short position
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,343 12.872 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 110 12.716 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 2,508 12.808 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 5,800 12.712 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 254 12.705 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 35 12.705 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 910 12.74 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 1,050 12.753 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 24 12.754 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 241 12.705 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 31 12.691 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,161 12.87 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 14,543 12.679 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 71 12.689 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 695 12.691 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,329 12.696 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 924 12.87 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 197 12.689 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 51 12.746 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 561 12.87 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 3 12.756 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Short 29 12.756 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,497 12.696 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,870 12.722 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 1,432 12.691 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 430 12.759 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
Common - ISIN DE000TUAG000 Swaps Long 735 12.705 EUR
----------------------------- --------------------- --------------------- -------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
------------------------------- -------------------------- --------------- ---------------------
N/A N/A N/A N/A
------------------------------- -------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
------------------------------- ------------------------------- ---------- ---------------------------------
N/A N/A N/A N/A
------------------------------- ------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
-------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 17/11/2014
--------------------- --------------
Contact name: Stacy Otieno
--------------------- --------------
Telephone number: 0207 995 1335
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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