Current Report Filing (8-k)
04 Dicembre 2017 - 10:17PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
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December 4, 2017
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HENNESSY ADVISORS, INC.
(Exact name of registrant as specified in
its charter)
California
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001-36423
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68-0176227
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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7250 Redwood Blvd., Suite 200
Novato, California
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94945
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s
telephone number including area code:
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(415)
899-1555
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Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the
Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 2.02.
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Results of Operations and Financial Condition
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On December 4, 2017, Hennessy Advisors,
Inc. issued a press release announcing its financial results for the fiscal year ended September 30, 2017. A copy of the press
release is being furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.
Item 9.01.
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Financial Statements and Exhibits
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The exhibit listed in the exhibit index
below is furnished under Item 2.02 of this Current Report on Form 8-K.
EXHIBIT INDEX
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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HENNESSY ADVISORS, INC.
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December 4, 2017
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By:
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/s/ Neil J. Hennessy
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Neil J. Hennessy
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President and CEO
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Grafico Azioni Hennessy Advisors (NASDAQ:HNNA)
Storico
Da Giu 2024 a Lug 2024
Grafico Azioni Hennessy Advisors (NASDAQ:HNNA)
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Da Lug 2023 a Lug 2024