Amended Statement of Beneficial Ownership (sc 13d/a)
06 Febbraio 2023 - 12:46PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO
FILED
PURSUANT TO RULE 13d-2(a)
(Amendment No. 2)
Snow Lake Resources Ltd.
(Name of Issuer)
Common Shares, no par value per share
(Title of Class of Securities)
83336J208
(CUSIP Number)
Christopher Gerteisen
Suite 602, 566 St Kilda Road
Melbourne Victoria 3004 Australia
+61 3 9537 1238
with copy to:
Andrew Reilly
Rimon Law
Level 10, 20 Martin Place
Sydney, NSW 2000 Australia
andrew.reilly@rimonlaw.com
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
January 17, 2023
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or
13d-1(g), check the following box: ☐
The information required on the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”) or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of
the Exchange Act.
CUSIP No. 83336J208
(1) |
Names of reporting persons:
Nova Minerals Limited |
(2) |
Check the appropriate box if a member of a group
(a) ☒
(b) ☐ |
(3) |
SEC use only
|
(4) |
Source of funds
OO |
(5) |
Check if disclosure of legal proceedings is required
pursuant to Items 2(d) or 2(e)
☐ |
(6) |
Citizenship or place of organization
Australia |
Number of
shares
beneficially
owned by
each
reporting
person with |
(7) |
Sole voting power
0 |
(8) |
Shared voting power
6,600,000 |
(9) |
Sole dispositive power
0 |
(10) |
Shared dispositive power
6,600,000 |
(11) |
Aggregate amount beneficially owned by each reporting
person
6,600,000 |
(12) |
Check if the aggregate amount in row (11) excludes
certain shares
☐ |
(13) |
Percent of class represented by amount in row
(11)
36.8% |
(14) |
Type of reporting person
OO |
This Amendment No. 2 amends and supplements the initial Schedule 13D
filed by the Reporting Person with the SEC on October 25, 2022 and as amended on November 29, 2022 (as amended hereby, the “Schedule
13D”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in such initial Schedule
13D.
Item 4. Purpose of Transaction.
Item 4 of the Schedule 13D is hereby amended and
supplemented as follows:
On January 17, 2023, the Issuer issued a press release (the “Press
Release”) announcing the results of the Issuer’s 2022 Annual and Special Meeting of Shareholders held on January 17, 2023
(the “Special Meeting”), involving, among other things, the election of a slate of directors nominated by the Requisitioning
Shareholders. The Press Release is attached hereto as Exhibit 99.4 and incorporated herein by reference. With the conclusion of the Special
Meeting, the Support and Voting Agreement by and among the Reporting Person and the Requisitioning Shareholders has terminated and, with
the election of the slate of directors nominated by the Requisitioning Shareholders, they and the Reporting Person have achieved their
initial purpose described in their prior filings of their Schedule 13D, which purpose would relate to or result in any of the matters
set forth in subparagraphs (a) - (j) of Item 4 of Schedule 13D reported in prior filings of their Schedule 13D. Accordingly, neither
the Reporting Person nor the Requisitioning Shareholders collectively should continue to be deemed to be a “group” pursuant
to Rule 13d−5(b)(1) promulgated under the Exchange Act. As a result, the Reporting Person is filing this amendment to its Schedule
13D.
Item 7. Material to be Filed as Exhibits.
Item 7 of the Schedule 13D is hereby amended and
supplemented by the addition of the following:
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
|
Nova Minerals Limited |
|
|
|
February 6, 2023 |
By: |
/s/ Christopher Gerteisen |
|
Name: |
Christopher Gerteisen |
|
Title: |
Chief Executive Officer |
February 6, 2023 |
By: |
/s/ Craig Bentley |
|
Name: |
Craig Bentley |
|
Title: |
Director of Finance and Compliance |
Attention: Intentional misstatements or omissions
of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
4
Grafico Azioni Snow Lake Resources (NASDAQ:LITM)
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