Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
05 Agosto 2013 - 3:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-22717
First Trust Exchange-Traded Fund VI
Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
Registrant's Telephone Number, including Area Code
Date of fiscal year end: September 30
Date of reporting period: August 13, 2012 - June 30, 2013
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
First Trust NASDAQ Technology Dividend Index Fund
MEETING DATE COMPANY TICKER SECURITY ID
10/17/12 Telus Corporation T.CN 87971M103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Plan of Arrangement: Eliminate Dual Class Share Structure For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/24/12 Seagate Technology plc STX G7945J104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Stephen J. Luczo For For Mgmt
1b Elect Director Frank J. Biondi, Jr. For For Mgmt
1c Elect Director Michael R. Cannon For For Mgmt
1d Elect Director Mei-Wei Cheng For For Mgmt
1e Elect Director William T. Coleman For For Mgmt
1f Elect Director Jay L. Geldmacher For For Mgmt
1g Elect Director Seh-Woong Jeong For For Mgmt
1h Elect Director Lydia M. Marshall For For Mgmt
1i Elect Director Kristen M. Onken For For Mgmt
1j Elect Director Chong Sup Park For For Mgmt
1k Elect Director Gregorio Reyes For For Mgmt
1l Elect Director Edward J. Zander For For Mgmt
2 Amend Employee Stock Purchase Plan For For Mgmt
3 Determine Price Range for Reissuance of Treasury Shares For For Mgmt
4 Authorize the Holding of the 2013 AGM at a Location Outside Ireland For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
10/26/12 Harris Corporation HRS 413875105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.01 Elect Director William M. Brown For For Mgmt
1.02 Elect Director Peter W. Chiarelli For For Mgmt
1.03 Elect Director Thomas A. Dattilo For For Mgmt
1.04 Elect Director Terry D. Growcock For For Mgmt
1.05 Elect Director Lewis Hay, III For For Mgmt
1.06 Elect Director Karen Katen For For Mgmt
1.07 Elect Director Stephen P. Kaufman For For Mgmt
1.08 Elect Director Leslie F. Kenne For For Mgmt
1.09 Elect Director David B. Rickard For For Mgmt
1.10 Elect Director James C. Stoffel For For Mgmt
1.11 Elect Director Gregory T. Swienton For For Mgmt
1.12 Elect Director Hansel E. Tookes, II For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Provide Right to Call Special Meeting For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/07/12 KLA-Tencor Corporation KLAC 482480100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert P. Akins For Withhold Mgmt
1.2 Elect Director Robert T. Bond For For Mgmt
1.3 Elect Director Kiran M. Patel For For Mgmt
1.4 Elect Director David C. Wang For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/07/12 Linear Technology Corporation LLTC 535678106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert H. Swanson, Jr. For For Mgmt
1.2 Elect Director Lothar Maier For For Mgmt
1.3 Elect Director Arthur C. Agnos For For Mgmt
1.4 Elect Director John J. Gordon For For Mgmt
1.5 Elect Director David S. Lee For For Mgmt
1.6 Elect Director Richard M. Moley For For Mgmt
1.7 Elect Director Thomas S. Volpe For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
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MEETING DATE COMPANY TICKER SECURITY ID
11/07/12 Oracle Corporation ORCL 68389X105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jeffrey S. Berg For For Mgmt
1.2 Elect Director H. Raymond Bingham For For Mgmt
1.3 Elect Director Michael J. Boskin For For Mgmt
1.4 Elect Director Safra A. Catz For For Mgmt
1.5 Elect Director Bruce R. Chizen For Withhold Mgmt
1.6 Elect Director George H. Conrades For Withhold Mgmt
1.7 Elect Director Lawrence J. Ellison For For Mgmt
1.8 Elect Director Hector Garcia-Molina For For Mgmt
1.9 Elect Director Jeffrey O. Henley For For Mgmt
1.10 Elect Director Mark V. Hurd For For Mgmt
1.11 Elect Director Donald L. Lucas For For Mgmt
1.12 Elect Director Naomi O. Seligman For Withhold Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Amend Non-Employee Director Stock Option Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Adopt Multiple Performance Metrics Under Executive Incentive Plans Against For ShrHlder
6 Require Independent Board Chairman Against For ShrHlder
7 Adopt Retention Ratio for Executives/Directors Against For ShrHlder
8 Pro-rata Vesting of Equity Awards Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
11/13/12 Ebix, Inc. EBIX 278715206
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Hans U. Benz For For Mgmt
1.2 Elect Director Pavan Bhalla For For Mgmt
1.3 Elect Director Neil D. Eckhert For For Mgmt
1.4 Elect Director Rolf Herter For For Mgmt
1.5 Elect Director Hans Ueli Keller For For Mgmt
1.6 Elect Director Robin Raina For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/14/12 Maxim Integrated Products, Inc. MXIM 57772K101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tunc Doluca For For Mgmt
1.2 Elect Director B. Kipling Hagopian For For Mgmt
1.3 Elect Director James R. Bergman For For Mgmt
1.4 Elect Director Joseph R. Bronson For For Mgmt
1.5 Elect Director Robert E. Grady For For Mgmt
1.6 Elect Director William D. Watkins For For Mgmt
1.7 Elect Director A.R. Frank Wazzan For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Qualified Employee Stock Purchase Plan For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
11/15/12 Cisco Systems, Inc. CSCO 17275R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Carol A. Bartz For For Mgmt
1b Elect Director Marc Benioff For For Mgmt
1c Elect Director M. Michele Burns For For Mgmt
1d Elect Director Michael D. Capellas For For Mgmt
1e Elect Director Larry R. Carter For For Mgmt
1f Elect Director John T. Chambers For For Mgmt
1g Elect Director Brian L. Halla For For Mgmt
1h Elect Director John L. Hennessy For For Mgmt
1i Elect Director Kristina M. Johnson For For Mgmt
1j Elect Director Richard M. Kovacevich For For Mgmt
1k Elect Director Roderick C. McGeary For For Mgmt
1l Elect Director Arun Sarin For For Mgmt
1m Elect Director Steven M. West For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify Auditors For For Mgmt
5 Require Independent Board Chairman Against Against ShrHlder
6 Report on Eliminating Conflict Minerals from Supply Chain Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
11/15/12 Solera Holdings, Inc. SLH 83421A104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tony Aquila For For Mgmt
1.2 Elect Director Arthur F. Kingsbury For For Mgmt
1.3 Elect Director Kenneth A. Viellieu For For Mgmt
1.4 Elect Director Thomas C. Wajnert For For Mgmt
1.5 Elect Director Stuart J. Yarbrough For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
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MEETING DATE COMPANY TICKER SECURITY ID
11/28/12 Microsoft Corporation MSFT 594918104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Steven A. Ballmer For For Mgmt
2 Elect Director Dina Dublon For For Mgmt
3 Elect Director William H. Gates, III For For Mgmt
4 Elect Director Maria M. Klawe For For Mgmt
5 Elect Director Stephen J. Luczo For For Mgmt
6 Elect Director David F. Marquardt For For Mgmt
7 Elect Director Charles H. Noski For For Mgmt
8 Elect Director Helmut Panke For For Mgmt
9 Elect Director John W. Thompson For For Mgmt
10 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
11 Approve Qualified Employee Stock Purchase Plan For For Mgmt
12 Ratify Auditors For For Mgmt
13 Provide for Cumulative Voting Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
12/21/12 China Unicom (Hong Kong) Ltd CHU 16945R104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Transfer Agreement and Related Transactions For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
12/21/12 Vimpelcom Ltd. VIP 92719A106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Fix Number of Directors at Nine For For Mgmt
2 Elect Jon Baksaas as Director None Against Mgmt
3 Elect Andrei Baranov as Director None Against Mgmt
4 Elect Augie Fabela as Director None Against Mgmt
5 Elect Mikhail Fridman as Director None Against Mgmt
6 Elect Kjell Johnsen as Director None Against Mgmt
7 Elect Hans-Peter Kohlhammer as Director None For Mgmt
8 Elect Yuri Musatov as Director None Against Mgmt
9 Elect Leonid Novoselsky as Director None For Mgmt
10 Elect Aleksey Reznikovich as Director None Against Mgmt
11 Elect Ole Sjulstad as Director None Against Mgmt
12 Elect Morten Sorby as Director None Against Mgmt
13 Elect Sergei Tesliuk as Director None Against Mgmt
14 Elect Torbjorn Wist as Director None Against Mgmt
15 Ratify Ernst & Young Accountants LLP as Auditors For For Mgmt
16 Approve Cancellation of 50 Million Authorized Unissued Ordinary Shares For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/17/13 Intuit Inc. INTU 461202103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Christopher W. Brody For For Mgmt
1b Elect Director William V. Campbell For For Mgmt
1c Elect Director Scott D. Cook For For Mgmt
1d Elect Director Diane B. Greene For For Mgmt
1e Elect Director Edward A. Kangas For For Mgmt
1f Elect Director Suzanne Nora Johnson For For Mgmt
1g Elect Director Dennis D. Powell For For Mgmt
1h Elect Director Brad D. Smith For For Mgmt
1i Elect Director Jeff Weiner For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/30/13 Brooks Automation, Inc. BRKS 114340102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director A. Clinton Allen For For Mgmt
1.2 Elect Director Joseph R. Martin For For Mgmt
1.3 Elect Director John K. McGillicuddy For For Mgmt
1.4 Elect Director Krishna G. Palepu For For Mgmt
1.5 Elect Director Kirk P. Pond For For Mgmt
1.6 Elect Director Stephen S. Schwartz For For Mgmt
1.7 Elect Director Alfred Woollacott, III For For Mgmt
1.8 Elect Director Mark S. Wrighton For For Mgmt
1.9 Elect Director Ellen M. Zane For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/05/13 Applied Materials, Inc. AMAT 038222105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Aart J. de Geus For For Mgmt
1b Elect Director Stephen R. Forrest For For Mgmt
1c Elect Director Thomas J. Iannotti For For Mgmt
1d Elect Director Susan M. James For For Mgmt
1e Elect Director Alexander A. Karsner For For Mgmt
1f Elect Director Gerhard H. Parker For For Mgmt
1g Elect Director Dennis D. Powell For For Mgmt
1h Elect Director Willem P. Roelandts For For Mgmt
1i Elect Director James E. Rogers For For Mgmt
1j Elect Director Michael R. Splinter For For Mgmt
1k Elect Director Robert H. Swan For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
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MEETING DATE COMPANY TICKER SECURITY ID
03/05/13 QUALCOMM Incorporated QCOM 747525103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Barbara T. Alexander For For Mgmt
1b Elect Director Donald G. Cruickshank For For Mgmt
1c Elect Director Raymond V. Dittamore For For Mgmt
1d Elect Director Susan Hockfield For For Mgmt
1e Elect Director Thomas W. Horton For For Mgmt
1f Elect Director Paul E. Jacobs For For Mgmt
1g Elect Director Sherry Lansing For For Mgmt
1h Elect Director Duane A. Nelles For For Mgmt
1i Elect Director Francisco Ros For For Mgmt
1j Elect Director Brent Scowcroft For For Mgmt
1k Elect Director Marc I. Stern For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/13/13 Analog Devices, Inc. ADI 032654105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ray Stata For For Mgmt
1b Elect Director Jerald G. Fishman For For Mgmt
1c Elect Director James A. Champy For For Mgmt
1d Elect Director John C. Hodgson For For Mgmt
1e Elect Director Yves-Andre Istel For For Mgmt
1f Elect Director Neil Novich For For Mgmt
1g Elect Director F. Grant Saviers For For Mgmt
1h Elect Director Paul J. Severino For For Mgmt
1i Elect Director Kenton J. Sicchitano For For Mgmt
1j Elect Director Lisa T. Su For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Approve Executive Incentive Bonus Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/20/13 Hewlett-Packard Company HPQ 428236103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Marc L. Andreessen For For Mgmt
1.2 Elect Director Shumeet Banerji For For Mgmt
1.3 Elect Director Rajiv L. Gupta For For Mgmt
1.4 Elect Director John H. Hammergren For Against Mgmt
1.5 Elect Director Raymond J. Lane For Against Mgmt
1.6 Elect Director Ann M. Livermore For For Mgmt
1.7 Elect Director Gary M. Reiner For For Mgmt
1.8 Elect Director Patricia F. Russo For For Mgmt
1.9 Elect Director G. Kennedy Thompson For Against Mgmt
1.10 Elect Director Margaret C. Whitman For For Mgmt
1.11 Elect Director Ralph V. Whitworth For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Proxy Access Right For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Establish Environmental/Social Issue Board Committee Against Against ShrHlder
7 Amend Human Rights Policies Against Against ShrHlder
8 Stock Retention/Holding Period Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/10/13 Avago Technologies Limited AVGO Y0486S104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Hock E. Tan For For Mgmt
1b Elect Director John T. Dickson For For Mgmt
1c Elect Director James V. Diller For For Mgmt
1d Elect Director Kenneth Y. Hao For For Mgmt
1e Elect Director John Min-Chih Hsuan For Against Mgmt
1f Elect Director Justine F. Lien For For Mgmt
1g Elect Director Donald Macleod For For Mgmt
2 Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board For For Mgmt
to Fix Their Remuneration
3 Approve Issuance of Shares without Preemptive Rights For For Mgmt
4 Approve Repurchase of Up to 10 Percent of Issued Capital For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/18/13 Texas Instruments Incorporated TXN 882508104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Ralph W. Babb, JR. For For Mgmt
1b Elect Director Mark A. Blinn For For Mgmt
1c Elect Director Daniel A. Carp For For Mgmt
1d Elect Director Carrie S. Cox For For Mgmt
1e Elect Director Pamela H. Patsley For For Mgmt
1f Elect Director Robert E. Sanchez For For Mgmt
1g Elect Director Wayne R. Sanders For For Mgmt
1h Elect Director Ruth J. Simmons For For Mgmt
1i Elect Director Richard K. Templeton For For Mgmt
1j Elect Director Christine Todd Whitman For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
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MEETING DATE COMPANY TICKER SECURITY ID
04/22/13 America Movil SAB de CV AMOV 02364W204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Directors for Series L Shares For Against Mgmt
2 Authorize Board to Ratify and Execute Approved Resolutions For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/13 ASML Holding NV ASML N07059210
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Discuss the Company's Business, Financial Situation and Sustainability Mgmt
3 Adopt Financial Statements and Statutory Reports For For Mgmt
4 Approve Discharge of Management Board For For Mgmt
5 Approve Discharge of Supervisory Board For For Mgmt
6 Receive Explanation on Company's Reserves and Dividend Policy Mgmt
7 Approve Dividends of EUR 0.53 Per Share For For Mgmt
8 Approve Remuneration Policy 2014 for Management Board Members For For Mgmt
9a Approve Performance Share Arrangement According to Remuneration Policy For For Mgmt
2010
9b Approve Performance Share Arrangement According to Remuneration Policy For For Mgmt
2014
10 Approve Numbers of Stock Options, Respectively Shares, for Employees For For Mgmt
11 Announce Intention to Reappoint F.J. van Hout to Management Board Mgmt
12a Reelect H.C.J. van den Burg to Supervisory Board For For Mgmt
12b Reelect P.F.M. van der Meer Mohr to Supervisory Board For For Mgmt
12c Reelect W.H. Ziebart to Supervisory Board For For Mgmt
12d Elect D.A. Grose to Supervisory Board For For Mgmt
12e Elect C.M.S. Smits-Nusteling to Supervisory Board For For Mgmt
13 Announcement of Retirement of Supervisory Board Members F.W. Mgmt
Frohlich and OB Bilous by Rotation in 2014
14 Ratify Deloitte Accountants as Auditors For For Mgmt
15a Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital For For Mgmt
15b Authorize Board to Exclude Preemptive Rights from Issuance under Item For For Mgmt
15a
15c Grant Board Authority to Issue Shares Up To 5 Percent in Case of For For Mgmt
Takeover/Merger and Restricting/Excluding Preemptive Rights
15d Authorize Board to Exclude Preemptive Rights from Issuance under Item For For Mgmt
15c
16a Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
16b Authorize Additional Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
17 Authorize Cancellation of Repurchased Shares For For Mgmt
18 Other Business (Non-Voting) Mgmt
19 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/13 Vimpelcom Ltd. VIP 92719A106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Hans-Peter Kohlhammer as Director None For Mgmt
2 Elect Leonid Novoselsky as Director None For Mgmt
3 Elect Mikhail Fridman as Director None Against Mgmt
4 Elect Kjell Johnsen as Director None Against Mgmt
5 Elect Andrei Baranov as Director None Against Mgmt
6 Elect Aleksey Reznikovich as Director None Against Mgmt
7 Elect Ole Sjulstad as Director None Against Mgmt
8 Elect Jan Baksaas as Director None Against Mgmt
9 Elect Sergei Tesliuk as Director None Against Mgmt
10 Approve Ratify Ernst & Young Accountants LLP as Auditor and Authorize For For Mgmt
Board to Fix Auditor's Remuneration
MEETING DATE COMPANY TICKER SECURITY ID
04/25/13 Corning Incorporated GLW 219350105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John Seely Brown For For Mgmt
1.2 Elect Director Stephanie A. Burns For For Mgmt
1.3 Elect Director John A. Canning, Jr. For For Mgmt
1.4 Elect Director Richard T. Clark For For Mgmt
1.5 Elect Director Robert F. Cummings, Jr. For For Mgmt
1.6 Elect Director James B. Flaws For For Mgmt
1.7 Elect Director Kurt M. Landgraf For For Mgmt
1.8 Elect Director Kevin J. Martin For For Mgmt
1.9 Elect Director Deborah D. Rieman For For Mgmt
1.10 Elect Director Hansel E. Tookes, II For For Mgmt
1.11 Elect Director Wendell P. Weeks For For Mgmt
1.12 Elect Director Mark S. Wrighton For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Ratify Auditors For For Mgmt
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MEETING DATE COMPANY TICKER SECURITY ID
04/25/13 Diebold, Incorporated DBD 253651103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Patrick W. Allender For For Mgmt
1.2 Elect Director Roberto Artavia For For Mgmt
1.3 Elect Director Bruce L. Byrnes For For Mgmt
1.4 Elect Director Phillip R. Cox For For Mgmt
1.5 Elect Director Richard L. Crandall For For Mgmt
1.6 Elect Director Gale S. Fitzgerald For For Mgmt
1.7 Elect Director Robert S. Prather, Jr. For For Mgmt
1.8 Elect Director Rajesh K. Soin For For Mgmt
1.9 Elect Director Henry D.G. Wallace For For Mgmt
1.10 Elect Director Alan J. Weber For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/13 Lexmark International, Inc. LXK 529771107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Kathi P. Seifert For For Mgmt
1b Elect Director Jean-Paul L. Montupet For For Mgmt
1c Elect Director Paul A. Rooke For For Mgmt
1d Elect Director W. Roy Dunbar For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Declassify the Board of Directors For For Mgmt
5 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/13 AT&T Inc. T 00206R102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Randall L. Stephenson For For Mgmt
1.2 Elect Director Gilbert F. Amelio For For Mgmt
1.3 Elect Director Reuben V. Anderson For For Mgmt
1.4 Elect Director James H. Blanchard For For Mgmt
1.5 Elect Director Jaime Chico Pardo For For Mgmt
1.6 Elect Director Scott T. Ford For For Mgmt
1.7 Elect Director James P. Kelly For For Mgmt
1.8 Elect Director Jon C. Madonna For For Mgmt
1.9 Elect Director Michael B. McCallister For For Mgmt
1.10 Elect Director John B. McCoy For For Mgmt
1.11 Elect Director Joyce M. Roche For For Mgmt
1.12 Elect Director Matthew K. Rose For For Mgmt
1.13 Elect Director Laura D'Andrea Tyson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Stock Purchase and Deferral Plan For For Mgmt
5 Report on Political Contributions Against For ShrHlder
6 Report on Reducing Lead Battery Health Hazards Against For ShrHlder
7 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Against For ShrHlder
8 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/30/13 International Business Machines Corporation IBM 459200101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Alain J.P. Belda For For Mgmt
1.2 Elect Director William R. Brody For For Mgmt
1.3 Elect Director Kenneth I. Chenault For For Mgmt
1.4 Elect Director Michael L. Eskew For For Mgmt
1.5 Elect Director David N. Farr For For Mgmt
1.6 Elect Director Shirley Ann Jackson For For Mgmt
1.7 Elect Director Andrew N. Liveris For For Mgmt
1.8 Elect Director W. James McNerney, Jr. For For Mgmt
1.9 Elect Director James W. Owens For For Mgmt
1.10 Elect Director Virginia M. Rometty For For Mgmt
1.11 Elect Director Joan E. Spero For For Mgmt
1.12 Elect Director Sidney Taurel For For Mgmt
1.13 Elect Director Lorenzo H. Zambrano For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Provide Right to Act by Written Consent Against For ShrHlder
6 Require Independent Board Chairman Against For ShrHlder
7 Stock Retention/Holding Period Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/13 Tellabs, Inc. TLAB 879664100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Alex Mashinsky For For Mgmt
1b Elect Director Gregory J. Rossmann For For Mgmt
1c Elect Director Vincent H. Tobkin For For Mgmt
1d Elect Director Mikel H. Williams For For Mgmt
2 Declassify the Board of Directors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Ratify Auditors For For Mgmt
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MEETING DATE COMPANY TICKER SECURITY ID
05/02/13 Verizon Communications Inc. VZ 92343V104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard L. Carrion For For Mgmt
1.2 Elect Director Melanie L. Healey For For Mgmt
1.3 Elect Director M. Frances Keeth For For Mgmt
1.4 Elect Director Robert W. Lane For For Mgmt
1.5 Elect Director Lowell C. McAdam For For Mgmt
1.6 Elect Director Sandra O. Moose For For Mgmt
1.7 Elect Director Joseph Neubauer For For Mgmt
1.8 Elect Director Donald T. Nicolaisen For For Mgmt
1.9 Elect Director Clarence Otis, Jr. For For Mgmt
1.10 Elect Director Hugh B. Price For For Mgmt
1.11 Elect Director Rodney E. Slater For For Mgmt
1.12 Elect Director Kathryn A. Tesija For For Mgmt
1.13 Elect Director Gregory D. Wasson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Commit to Wireless Network Neutrality Against For ShrHlder
6 Report on Lobbying Payments and Policy Against For ShrHlder
7 Adopt Proxy Access Right Against For ShrHlder
8 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Against For ShrHlder
9 Amend Articles/Bylaws/Charter- Call Special Meetings Against For ShrHlder
10 Provide Right to Act by Written Consent Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/06/13 Altera Corporation ALTR 021441100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director John P. Daane For For Mgmt
1b Elect Director T. Michael Nevens For For Mgmt
1c Elect Director A. Blaine Bowman For For Mgmt
1d Elect Director Elisha W. Finney For For Mgmt
1e Elect Director Kevin McGarity For For Mgmt
1f Elect Director Shane V. Robison For For Mgmt
1g Elect Director John Shoemaker For For Mgmt
1h Elect Director Thomas H. Waechter For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
6 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/13 MKS INSTRUMENTS, INC. MKSI 55306N104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Cristina H. Amon For For Mgmt
1.2 Elect Director Richard S. Chute For For Mgmt
1.3 Elect Director Peter R. Hanley For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/13 Motorola Solutions, Inc. MSI 620076307
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gregory Q. Brown For For Mgmt
1b Elect Director William J. Bratton For Against Mgmt
1c Elect Director Kenneth C. Dahlberg For Against Mgmt
1d Elect Director David W. Dorman For Against Mgmt
1e Elect Director Michael V. Hayden For For Mgmt
1f Elect Director Judy C. Lewent For For Mgmt
1g Elect Director Anne R. Pramaggiore For For Mgmt
1h Elect Director Samuel C. Scott, III For For Mgmt
1i Elect Director Bradley E. Singer For For Mgmt
1j Elect Director John A. White For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Ratify Auditors For For Mgmt
4 Encourage Suppliers to Produce Sustainability Reports Against Against ShrHlder
5 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/07/13 Consolidated Communications Holdings, Inc. CNSL 209034107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Roger H. Moore For For Mgmt
1.2 Elect Director Thomas A. Gerke For For Mgmt
2 Ratify Auditors For For Mgmt
Page 7
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MEETING DATE COMPANY TICKER SECURITY ID
05/07/13 j2 Global, Inc. JCOM 48123V102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Douglas Y. Bech For For Mgmt
1.2 Elect Director Robert J. Cresci For For Mgmt
1.3 Elect Director W. Brian Kretzmer For For Mgmt
1.4 Elect Director Richard S. Ressler For For Mgmt
1.5 Elect Director Stephen Ross For For Mgmt
1.6 Elect Director Michael P. Schulhof For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Other Business For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/08/13 ADTRAN, Inc. ADTN 00738A106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas R. Stanton For For Mgmt
1.2 Elect Director H. Fenwick Huss For For Mgmt
1.3 Elect Director Ross K. Ireland For For Mgmt
1.4 Elect Director William L. Marks For For Mgmt
1.5 Elect Director James E. Matthews For For Mgmt
1.6 Elect Director Balan Nair For Withhold Mgmt
1.7 Elect Director Roy J. Nichols For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/08/13 Intersil Corporation ISIL 46069S109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Necip Sayiner For For Mgmt
1.2 Elect Director Donald Macleod For For Mgmt
1.3 Elect Director Robert W. Conn For For Mgmt
1.4 Elect Director James V. Diller For For Mgmt
1.5 Elect Director Gary E. Gist For For Mgmt
1.6 Elect Director Mercedes Johnson For For Mgmt
1.7 Elect Director Gregory Lang For For Mgmt
1.8 Elect Director Jan Peeters For For Mgmt
1.9 Elect Director Robert N. Pokelwaldt For For Mgmt
1.10 Elect Director James A. Urry For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/08/13 Windstream Corporation WIN 97381W104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Carol B. Armitage For For Mgmt
1.2 Elect Director Samuel E. Beall, III For For Mgmt
1.3 Elect Director Dennis E. Foster For For Mgmt
1.4 Elect Director Francis X. ('Skip') Frantz For For Mgmt
1.5 Elect Director Jeffery R. Gardner For For Mgmt
1.6 Elect Director Jeffrey T. Hinson For For Mgmt
1.7 Elect Director Judy K. Jones For For Mgmt
1.8 Elect Director William A. Montgomery For For Mgmt
1.9 Elect Director Alan L. Wells For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Pro-rata Vesting of Equity Plans Against For ShrHlder
5 Report on Political Contributions Against For ShrHlder
6 Reduce Supermajority Vote Requirement Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/09/13 BCE Inc. BCE.CN 05534B760
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Barry K. Allen For For Mgmt
1.2 Elect Director Andre Berard For For Mgmt
1.3 Elect Director Ronald A. Brenneman For For Mgmt
1.4 Elect Director Sophie Brochu For For Mgmt
1.5 Elect Director Robert E. Brown For For Mgmt
1.6 Elect Director George A. Cope For For Mgmt
1.7 Elect Director David F. Denison For For Mgmt
1.8 Elect Director Anthony S. Fell For For Mgmt
1.9 Elect Director Edward C. Lumley For For Mgmt
1.10 Elect Director Thomas C. O'Neill For For Mgmt
1.11 Elect Director James Prentice For For Mgmt
1.12 Elect Director Robert C. Simmonds For For Mgmt
1.13 Elect Director Carole Taylor For For Mgmt
1.14 Elect Director Paul R. Weiss For For Mgmt
2 Ratify Deloitte LLP as Auditors For For Mgmt
3 Advisory Vote on Executive Compensation Approach For For Mgmt
4.1 SP 1: Adopt a Policy Stipulating an Internal Pay Ratio Against Against ShrHlder
4.2 SP 2: Critical Mass of Qualified Women on Board of Directors Against Against ShrHlder
4.3 SP 3: Company Response to Advisory Say on Pay Result Against Against ShrHlder
4.4 SP 4: Establish a Separate Risk Management Committee Against Against ShrHlder
4.5 SP 5: Diversity Policy and Endorsement of UN's Women's Empowerment Against Against ShrHlder
Principles
Page 8
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MEETING DATE COMPANY TICKER SECURITY ID
05/09/13 Computer Programs and Systems, Inc. CPSI 205306103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director J. Boyd Douglas For Against Mgmt
1.2 Elect Director Charles P. Huffman For Against Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/13 Cypress Semiconductor Corporation CY 232806109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director T.J. Rodgers For For Mgmt
1.2 Elect Director W. Steve Albrecht For Withhold Mgmt
1.3 Elect Director Eric A. Benhamou For Withhold Mgmt
1.4 Elect Director Lloyd Carney For For Mgmt
1.5 Elect Director James R. Long For For Mgmt
1.6 Elect Director J. Daniel McCranie For Withhold Mgmt
1.7 Elect Director J. D. Sherman For Withhold Mgmt
1.8 Elect Director Wilbert van den Hoek For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Amend Omnibus Stock Plan For Against Mgmt
5 Amend Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/13 Pitney Bowes Inc. PBI 724479100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Linda G. Alvarado For For Mgmt
1b Elect Director Anne M. Busquet For For Mgmt
1c Elect Director Roger Fradin For For Mgmt
1d Elect Director Anne Sutherland Fuchs For For Mgmt
1e Elect Director S. Douglas Hutcheson For For Mgmt
1f Elect Director Marc B. Lautenbach For For Mgmt
1g Elect Director Eduardo R. Menasce For For Mgmt
1h Elect Director Michael I. Roth For For Mgmt
1i Elect Director David L. Shedlarz For For Mgmt
1j Elect Director David B. Snow, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/14/13 DST Systems, Inc. DST 233326107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director A. Edward Allinson For For Mgmt
1.2 Elect Director Stephen C. Hooley For For Mgmt
1.3 Elect Director Brent L. Law For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/14/13 Forrester Research, Inc. FORR 346563109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Henk W. Broeders For For Mgmt
1.2 Elect Director George R. Hornig For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/13 NVIDIA Corporation NVDA 67066G104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Tench Coxe For For Mgmt
1b Elect Director James C. Gaither For For Mgmt
1c Elect Director Jen-Hsun Huang For For Mgmt
1d Elect Director Mark L. Perry For For Mgmt
1e Elect Director A. Brooke Seawell For For Mgmt
1f Elect Director Mark A. Stevens For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/13 Intel Corporation INTC 458140100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charlene Barshefsky For For Mgmt
1b Elect Director Andy D. Bryant For For Mgmt
1c Elect Director Susan L. Decker For For Mgmt
1d Elect Director John J. Donahoe For For Mgmt
1e Elect Director Reed E. Hundt For For Mgmt
1f Elect Director James D. Plummer For For Mgmt
1g Elect Director David S. Pottruck For For Mgmt
1h Elect Director Frank D. Yeary For For Mgmt
1i Elect Director David B. Yoffie For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Stock Retention/Holding Period Against For ShrHlder
Page 9
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MEETING DATE COMPANY TICKER SECURITY ID
05/21/13 China Unicom (Hong Kong) Ltd CHU 16945R104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Declare Final Dividend For For Mgmt
3a1 Elect Tong Jilu as Director For For Mgmt
3a2 Elect Li Fushen as Director For For Mgmt
3a3 Elect Cesareo Alierta Izuel as Director For Against Mgmt
3a4 Elect Cai Hongbin as Director For For Mgmt
3a5 Elect Law Fan Chiu Fun Fanny as Director For For Mgmt
3b Authorize Board to Fix Remuneration of Directors For For Mgmt
4 Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration For For Mgmt
5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
6 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/13 CenturyLink, Inc. CTL 156700106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director W. Bruce Hanks For For Mgmt
1.2 Elect Director C. G. Melville, Jr. For For Mgmt
1.3 Elect Director Fred R. Nichols For For Mgmt
1.4 Elect Director William A. Owens For For Mgmt
1.5 Elect Director Harvey P. Perry For For Mgmt
1.6 Elect Director Glen F. Post, III For For Mgmt
1.7 Elect Director Laurie A. Siegel For For Mgmt
1.8 Elect Director Joseph R. Zimmel For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4a Share Retention Policy Against For ShrHlder
4b Adopt Policy on Bonus Banking Against For ShrHlder
4c Proxy Access Against For ShrHlder
4d Provide for Confidential Voting Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/23/13 Micrel, Incorporated MCRL 594793101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Raymond D. Zinn For For Mgmt
1.2 Elect Director John E. Bourgoin For For Mgmt
1.3 Elect Director Michael J. Callahan For For Mgmt
1.4 Elect Director Daniel Heneghan For For Mgmt
1.5 Elect Director Neil J. Miotto For For Mgmt
1.6 Elect Director Frank W. Schneider For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/13 Telephone and Data Systems, Inc. TDS 879433829
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Clarence A. Davis For For Mgmt
1.2 Elect Director George W. Off For For Mgmt
1.3 Elect Director Mitchell Saranow For For Mgmt
1.4 Elect Director Gary L. Sugarman For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Non-Employee Director Restricted Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Approve Recapitalization Plan for all Stock to Have One-vote per Share Against For ShrHlder
1.1 Elect Director Ryan J. Morris For Do Not Vote ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/30/13 China Mobile Limited CHL 16941M109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Financial Statements and Statutory Reports For For Mgmt
2 Declare Final Dividend For For Mgmt
3.1 Elect Li Yue as Director For For Mgmt
3.2 Elect Xue Taohai as Director For For Mgmt
3.3 Elect Huang Wenlin as Director For For Mgmt
4 Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian For For Mgmt
CPAs Limited as Auditors of the Company and its Subsidiaries for
Hong Kong Financial Reporting and U.S. Financial Reporting,
Respectively and Authorize Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
6 Approve Issuance of Equity or Equity-Linked Securities without For Against Mgmt
Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For Against Mgmt
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MEETING DATE COMPANY TICKER SECURITY ID
06/03/13 Power Integrations, Inc. POWI 739276103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Balu Balakrishnan For For Mgmt
1.2 Elect Director Alan D. Bickell For For Mgmt
1.3 Elect Director Nicholas E. Brathwaite For For Mgmt
1.4 Elect Director William George For For Mgmt
1.5 Elect Director Balakrishnan S. Iyer For For Mgmt
1.6 Elect Director E. Floyd Kvamme For For Mgmt
1.7 Elect Director Steven J. Sharp For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/04/13 SAP AG SAP 803054204
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Receive Financial Statements and Statutory Reports for Fiscal 2012 Mgmt
(Non-Voting)
2 Approve Allocation of Income and Dividends of EUR 0.85 per Share For For Mgmt
3 Approve Discharge of Management Board for Fiscal 2012 For For Mgmt
4 Approve Discharge of Supervisory Board for Fiscal 2012 For For Mgmt
5 Authorize Share Repurchase Program and Reissuance or Cancellation of For For Mgmt
Repurchased Shares
6 Ratify KPMG AG as Auditors for Fiscal 2013 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/13 Garmin Ltd. GRMN G37260109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Accept Consolidated Financial Statements and Statutory Reports For For Mgmt
2 Accept Financial Statements and Statutory Reports For For Mgmt
3 Approve Dividends For For Mgmt
4 Approve Discharge of Board and Senior Management For For Mgmt
5.1 Elect Director Joseph J. Hartnett For For Mgmt
5.2 Elect Director Thomas P. Poberezny For For Mgmt
6 Amend Omnibus Stock Plan For For Mgmt
7 Ratify Ernst and Young LLP as Auditors For For Mgmt
8 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
9 Transact Other Business (Voting) For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/13 SAIC, Inc. SAI 78390X101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director France A. Cordova For For Mgmt
1b Elect Director Jere A. Drummond For For Mgmt
1c Elect Director Thomas F. Frist, III For For Mgmt
1d Elect Director John J. Hamre For For Mgmt
1e Elect Director Miriam E. John For For Mgmt
1f Elect Director Anita K. Jones For For Mgmt
1g Elect Director John P. Jumper For For Mgmt
1h Elect Director Harry M.J. Kraemer, Jr. For For Mgmt
1i Elect Director Lawrence C. Nussdorf For For Mgmt
1j Elect Director Edward J. Sanderson, Jr. For For Mgmt
2 Approve Reverse Stock Split For For Mgmt
3 Change Company Name For For Mgmt
4 Establish Range For Board Size For For Mgmt
5 Reduce Supermajority Vote Requirement For For Mgmt
6 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
7 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/07/13 Tessera Technologies, Inc. TSRA 88164L100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tudor Brown For For Mgmt
1.2 Elect Director John Chenault For For Mgmt
1.3 Elect Director George Cwynar For For Mgmt
1.4 Elect Director Peter A. Feld For For Mgmt
1.5 Elect Director Richard S. Hill For For Mgmt
1.6 Elect Director Thomas Lacey For For Mgmt
1.7 Elect Director George A. Riedel For For Mgmt
1.8 Elect Director Christopher A. Seams For For Mgmt
1.9 Elect Director Donald E. Stout For For Mgmt
1.10 Elect Director Timothy J. Stultz For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Qualified Employee Stock Purchase Plan For For Mgmt
5 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
Page 11
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MEETING DATE COMPANY TICKER SECURITY ID
06/13/13 InterDigital, Inc. IDCC 45867G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gilbert F. Amelio For For Mgmt
1b Elect Director Jeffrey K. Belk For For Mgmt
1c Elect Director Steven T. Clontz For For Mgmt
1d Elect Director Edward B. Kamins For For Mgmt
1e Elect Director John A. Kritzmacher For For Mgmt
1f Elect Director William J. Merritt For For Mgmt
1g Elect Director Jean F. Rankin For For Mgmt
1h Elect Director Robert S. Roath For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/13/13 United Online, Inc. UNTD 911268100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Robert Berglass For For Mgmt
1.2 Elect Director Kenneth L. Coleman For For Mgmt
2 Ratify Auditors For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/18/13 Atlantic Tele-Network, Inc. ATNI 049079205
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Martin L. Budd For For Mgmt
1.2 Elect Director Michael T. Flynn For For Mgmt
1.3 Elect Director Liane J. Pelletier For For Mgmt
1.4 Elect Director Cornelius B. Prior, Jr. For For Mgmt
1.5 Elect Director Michael T. Prior For For Mgmt
1.6 Elect Director Charles J. Roesslein For For Mgmt
2 Amend Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/19/13 Blackbaud, Inc. BLKB 09227Q100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Marc E. Chardon For For Mgmt
1.2 Elect Director Sarah E. Nash For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/21/13 STMicroelectronics NV STM 861012102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Open Meeting Mgmt
2 Receive Report of Management Board (Non-Voting) Mgmt
3 Receive Report of Supervisory Board (Non-Voting) Mgmt
4a Adopt Financial Statements For For Mgmt
4b Receive Explanation on Company's Reserves and Dividend Policy Mgmt
4c1 Approve Allocation of Income For For Mgmt
4c2 Approve Dividends of USD 0.20 Per Share For For Mgmt
4d Approve Discharge of Management Board For For Mgmt
4e Approve Discharge of Supervisory Board For For Mgmt
5 Approve Restricted Stock Grants to CEO For Against Mgmt
6 Approve Amendments Remuneration of Supervisory Board For For Mgmt
7a Elect Janet G. Davidson to Supervisory Board For For Mgmt
7b Elect Alessandro Ovi to Supervisory Board For Against Mgmt
8 Approve Employee Restricted Stock Plan For Against Mgmt
9 Authorize Repurchase of Up to 10 Percent of Issued Share Capital For For Mgmt
10 Allow Questions Mgmt
11 Close Meeting Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/25/13 Nippon Telegraph & Telephone Corp. NTT 654624105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Allocation of Income, with a Final Dividend of JPY 80 For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/26/13 IAC/InterActiveCorp IACI 44919P508
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gregory R. Blatt For For Mgmt
1.2 Elect Director Edgar Bronfman, Jr. For For Mgmt
1.3 Elect Director Chelsea Clinton For For Mgmt
1.4 Elect Director Sonali De Rycker For For Mgmt
1.5 Elect Director Barry Diller For For Mgmt
1.6 Elect Director Michael D. Eisner For For Mgmt
1.7 Elect Director Victor A. Kaufman For For Mgmt
1.8 Elect Director Donald R. Keough For For Mgmt
1.9 Elect Director Bryan Lourd For For Mgmt
1.10 Elect Director Arthur C. Martinez For For Mgmt
1.11 Elect Director David Rosenblatt For For Mgmt
1.12 Elect Director Alan G. Spoon For For Mgmt
1.13 Elect Director Alexander von Furstenberg For For Mgmt
1.14 Elect Director Richard F. Zannino For For Mgmt
2 Approve Omnibus Stock Plan For Against Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/26/13 Marvell Technology Group Ltd. MRVL G5876H105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Sehat Sutardja For For Mgmt
1b Elect Director Juergen Gromer For For Mgmt
1c Elect Director John G. Kassakian For For Mgmt
1d Elect Director Arturo Krueger For For Mgmt
1e Elect Director Randhir Thakur For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to For For Mgmt
Fix Their Remuneration
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Multi-Asset Diversified Income Index Fund
MEETING DATE COMPANY TICKER SECURITY ID
11/14/12 Sysco Corporation SYY 871829107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Jonathan Golden For For Mgmt
1b Elect Director Joseph A. Hafner, Jr. For For Mgmt
1c Elect Director Nancy S. Newcomb For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
01/17/13 Magnum Hunter Resources Corporation MHR 55973B102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director J. Raleigh Bailes, Sr. For For Mgmt
1.2 Elect Director Brad Bynum For For Mgmt
1.3 Elect Director Victor G. Carrillo For For Mgmt
1.4 Elect Director Gary C. Evans For For Mgmt
1.5 Elect Director Stephen C. Hurley For For Mgmt
1.6 Elect Director Joe L. McClaugherty For For Mgmt
1.7 Elect Director Ronald D. Ormand For For Mgmt
1.8 Elect Director Steven A. Pfeifer For For Mgmt
1.9 Elect Director Jeff Swanson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Increase Authorized Common Stock For For Mgmt
4 Increase Authorized Preferred Stock For For Mgmt
5 Amend Omnibus Stock Plan For Against Mgmt
6 Adjourn Meeting For Against Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/13/13 Atmos Energy Corporation ATO 049560105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert W. Best For For Mgmt
1b Elect Director Kim R. Cocklin For For Mgmt
1c Elect Director Richard W. Douglas For For Mgmt
1d Elect Director Ruben E. Esquivel For For Mgmt
1e Elect Director Richard K. Gordon For For Mgmt
1f Elect Director Robert C. Grable For For Mgmt
1g Elect Director Thomas C. Meredith For For Mgmt
1h Elect Director Nancy K. Quinn For For Mgmt
1i Elect Director Richard A. Sampson For For Mgmt
1j Elect Director Stephen R. Springer For For Mgmt
1k Elect Director Richard Ware, II For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Ratify Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
02/27/13 Hillenbrand, Inc. HI 431571108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Mark C. DeLuzio For For Mgmt
1.2 Elect Director F. Joseph Loughrey For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
03/07/13 WGL Holdings, Inc. WGL 92924F106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael D. Barnes For For Mgmt
1.2 Elect Director George P. Clancy, Jr. For For Mgmt
1.3 Elect Director James W. Dyke, Jr. For For Mgmt
1.4 Elect Director Melvyn J. Estrin For For Mgmt
1.5 Elect Director Nancy C. Floyd For For Mgmt
1.6 Elect Director James F. Lafond For For Mgmt
1.7 Elect Director Debra L. Lee For For Mgmt
1.8 Elect Director Terry D. McCallister For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/05/13 FirstMerit Corporation FMER 337915102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Approve Merger Agreement For For Mgmt
2 Issue Shares in Connection with Acquisition For For Mgmt
3 Advisory Vote on Golden Parachutes For For Mgmt
4 Adjourn Meeting For For Mgmt
5.1 Elect Director Steven H. Baer For For Mgmt
5.2 Elect Director Karen S. Belden For For Mgmt
5.3 Elect Director R. Cary Blair For For Mgmt
5.4 Elect Director John C. Blickle For For Mgmt
5.5 Elect Director Robert W. Briggs For For Mgmt
5.6 Elect Director Richard Colella For For Mgmt
5.7 Elect Director Gina D. France For For Mgmt
5.8 Elect Director Paul G. Greig For For Mgmt
5.9 Elect Director Terry L. Haines For For Mgmt
5.10 Elect Director J. Michael Hochschwender For For Mgmt
5.11 Elect Director Clifford J. Isroff For For Mgmt
5.12 Elect Director Philip A. Lloyd, II For For Mgmt
5.13 Elect Director Russ M. Strobel For For Mgmt
6 Ratify Auditors For For Mgmt
7 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
8 Approve Executive Incentive Bonus Plan For For Mgmt
Page 13
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MEETING DATE COMPANY TICKER SECURITY ID
04/16/13 Public Service Enterprise Group Incorporated PEG 744573106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Albert R. Gamper, Jr. For For Mgmt
1.2 Elect Director William V. Hickey For For Mgmt
1.3 Elect Director Ralph Izzo For For Mgmt
1.4 Elect Director Shirley Ann Jackson For For Mgmt
1.5 Elect Director David Lilley For For Mgmt
1.6 Elect Director Thomas A. Renyi For For Mgmt
1.7 Elect Director Hak Cheol Shin For For Mgmt
1.8 Elect Director Richard J. Swift For For Mgmt
1.9 Elect Director Susan Tomasky For For Mgmt
1.10 Elect Director Alfred W. Zollar For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Amend Nonqualified Employee Stock Purchase Plan For For Mgmt
5 Ratify Auditors For For Mgmt
6 Reduce Supermajority Vote Requirement Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/17/13 Sonoco Products Company SON 835495102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John R. Haley For For Mgmt
1.2 Elect Director John H. Mullin, III For For Mgmt
1.3 Elect Director Philippe R. Rollier For For Mgmt
1.4 Elect Director M. Jack Sanders For For Mgmt
1.5 Elect Director Thomas E. Whiddon For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/23/13 American Electric Power Company, Inc. AEP 025537101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Nicholas K. Akins For For Mgmt
1.2 Elect Director David J. Anderson For For Mgmt
1.3 Elect Director Ralph D. Crosby, Jr. For For Mgmt
1.4 Elect Director Linda A. Goodspeed For For Mgmt
1.5 Elect Director Thomas E. Hoaglin For For Mgmt
1.6 Elect Director Sandra Beach Lin For For Mgmt
1.7 Elect Director Michael G. Morris For For Mgmt
1.8 Elect Director Richard C. Notebaert For For Mgmt
1.9 Elect Director Lionel L. Nowell, III For For Mgmt
1.10 Elect Director Stephen S. Rasmussen For For Mgmt
1.11 Elect Director Oliver G. Richard, III For For Mgmt
1.12 Elect Director Richard L. Sandor For For Mgmt
1.13 Elect Director Sara Martinez Tucker For For Mgmt
1.14 Elect Director John F. Turner For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Lobbying Payments and Policy Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/24/13 Capstead Mortgage Corporation CMO 14067E506
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Jack Bernard For For Mgmt
1.2 Elect Director Jack Biegler For For Mgmt
1.3 Elect Director Michelle P. Goolsby For For Mgmt
1.4 Elect Director Andrew F. Jacobs For For Mgmt
1.5 Elect Director Gary Keiser For For Mgmt
1.6 Elect Director Christopher W. Mahowald For For Mgmt
1.7 Elect Director Michael G. O'Neil For For Mgmt
1.8 Elect Director Mark S. Whiting For For Mgmt
2a Advisory Vote on Compensation Philosophy For Against Mgmt
2b Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/24/13 E. I. DU PONT DE NEMOURS AND COMPANY DD 263534109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Lamberto Andreotti For For Mgmt
1b Elect Director Richard H. Brown For For Mgmt
1c Elect Director Robert A. Brown For For Mgmt
1d Elect Director Bertrand P. Collomb For For Mgmt
1e Elect Director Curtis J. Crawford For For Mgmt
1f Elect Director Alexander M. Cutler For For Mgmt
1g Elect Director Eleuthere I. Du Pont For For Mgmt
1h Elect Director Marillyn A. Hewson For For Mgmt
1i Elect Director Lois D. Juliber For For Mgmt
1j Elect Director Ellen J. Kullman For For Mgmt
1k Elect Director Lee M. Thomas For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against For ShrHlder
5 Report on Lobbying Payments and Policy Against For ShrHlder
6 Report on Genetically Engineered Seed Against Against ShrHlder
7 Report on Pay Disparity Against Against ShrHlder
Page 14
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MEETING DATE COMPANY TICKER SECURITY ID
04/25/13 Diebold, Incorporated DBD 253651103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Patrick W. Allender For For Mgmt
1.2 Elect Director Roberto Artavia For For Mgmt
1.3 Elect Director Bruce L. Byrnes For For Mgmt
1.4 Elect Director Phillip R. Cox For For Mgmt
1.5 Elect Director Richard L. Crandall For For Mgmt
1.6 Elect Director Gale S. Fitzgerald For For Mgmt
1.7 Elect Director Robert S. Prather, Jr. For For Mgmt
1.8 Elect Director Rajesh K. Soin For For Mgmt
1.9 Elect Director Henry D.G. Wallace For For Mgmt
1.10 Elect Director Alan J. Weber For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/13 HCP, Inc. HCP 40414L109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James F. Flaherty, III For For Mgmt
1b Elect Director Christine N. Garvey For For Mgmt
1c Elect Director David B. Henry For For Mgmt
1d Elect Director Lauralee E. Martin For For Mgmt
1e Elect Director Michael D. McKee For For Mgmt
1f Elect Director Peter L. Rhein For For Mgmt
1g Elect Director Kenneth B. Roath For For Mgmt
1h Elect Director Joseph P. Sullivan For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/13 Lockheed Martin Corporation LMT 539830109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Nolan D. Archibald For For Mgmt
1.2 Elect Director Rosalind G. Brewer For For Mgmt
1.3 Elect Director David B. Burritt For For Mgmt
1.4 Elect Director James O. Ellis, Jr. For For Mgmt
1.5 Elect Director Thomas J. Falk For For Mgmt
1.6 Elect Director Marillyn A. Hewson For For Mgmt
1.7 Elect Director Gwendolyn S. King For For Mgmt
1.8 Elect Director James M. Loy For For Mgmt
1.9 Elect Director Douglas H. McCorkindale For For Mgmt
1.10 Elect Director Joseph W. Ralston For For Mgmt
1.11 Elect Director Anne Stevens For For Mgmt
1.12 Elect Director Robert J. Stevens For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Right to Act by Written Consent Against For ShrHlder
5 Require Independent Board Chairman Against Against ShrHlder
6 Report on Lobbying Payments and Policy Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/25/13 NYSE Euronext NYX 629491101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Andre Bergen For For Mgmt
1b Elect Director Ellyn L. Brown For For Mgmt
1c Elect Director Marshall N. Carter For For Mgmt
1d Elect Director Dominique Cerutti For For Mgmt
1e Elect Director George Cox For For Mgmt
1f Elect Director Sylvain Hefes For For Mgmt
1g Elect Director Jan-Michiel Hessels For For Mgmt
1h Elect Director Lawrence E. Leibowitz For For Mgmt
1i Elect Director Duncan M. McFarland For For Mgmt
1j Elect Director James J. McNulty For For Mgmt
1k Elect Director Duncan L. Niederauer For For Mgmt
1l Elect Director Luis Maria Viana Palha da Silva For For Mgmt
1m Elect Director Robert G. Scott For For Mgmt
1n Elect Director Jackson P. Tai For For Mgmt
1o Elect Director Rijnhard van Tets For For Mgmt
1p Elect Director Brian Williamson For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Provide Right to Call Special Meeting For For Mgmt
7 Provide Right to Act by Written Consent For For Mgmt
Page 15
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MEETING DATE COMPANY TICKER SECURITY ID
04/25/13 NorthWestern Corporation NWE 668074305
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen P. Adik For For Mgmt
1.2 Elect Director Dorothy M. Bradley For For Mgmt
1.3 Elect Director E. Linn Draper, Jr. For For Mgmt
1.4 Elect Director Dana J. Dykhouse For For Mgmt
1.5 Elect Director Julia L. Johnson For For Mgmt
1.6 Elect Director Philip L. Maslowe For For Mgmt
1.7 Elect Director Denton Louis Peoples For For Mgmt
1.8 Elect Director Robert C. Rowe For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/13 Olin Corporation OLN 680665205
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director C. Robert Bunch For For Mgmt
1.2 Elect Director Randall W. Larrimore For For Mgmt
1.3 Elect Director John M. B. O'Connor For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/25/13 SCANA Corporation SCG 80589M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kevin B. Marsh For For Mgmt
1.2 Elect Director Joshua W. Martin, III For For Mgmt
1.3 Elect Director James M. Micali For For Mgmt
1.4 Elect Director Harold C. Stowe For For Mgmt
2 Ratify Auditors For For Mgmt
3 Declassify the Board of Directors None For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
04/25/13 Southern Copper Corporation SCCO 84265V105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director German Larrea Mota-Velasco For Withhold Mgmt
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Mgmt
1.3 Elect Director Emilio Carrillo Gamboa For For Mgmt
1.4 Elect Director Alfredo Casar Perez For Withhold Mgmt
1.5 Elect Director Luis Castelazo Morales For Withhold Mgmt
1.6 Elect Director Enrique Castillo Sanchez Mejorada For Withhold Mgmt
1.7 Elect Director Xavier Garcia de Quevedo Topete For Withhold Mgmt
1.8 Elect Director Daniel Muniz Quintanilla For Withhold Mgmt
1.9 Elect Director Luis Miguel Palomino Bonilla For For Mgmt
1.10 Elect Director Gilberto Perezalonso Cifuentes For Withhold Mgmt
1.11 Elect Director Juan Rebolledo Gout For Withhold Mgmt
1.12 Elect Director Carlos Ruiz Sacristan For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/26/13 Bank of Hawaii Corporation BOH 062540109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director S. Haunani Apoliona For For Mgmt
1.2 Elect Director Mary G.F. Bitterman For For Mgmt
1.3 Elect Director Mark A. Burak For For Mgmt
1.4 Elect Director Michael J. Chun For For Mgmt
1.5 Elect Director Clinton R. Churchill For For Mgmt
1.6 Elect Director David A. Heenan For For Mgmt
1.7 Elect Director Peter S. Ho For For Mgmt
1.8 Elect Director Robert Huret For For Mgmt
1.9 Elect Director Kent T. Lucien For For Mgmt
1.10 Elect Director Martin A. Stein For For Mgmt
1.11 Elect Director Donald M. Takaki For For Mgmt
1.12 Elect Director Barbara J. Tanabe For For Mgmt
1.13 Elect Director Raymond P. Vara, Jr. For For Mgmt
1.14 Elect Director Robert W. Wo For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
04/27/13 Cincinnati Financial Corporation CINF 172062101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William F. Bahl For For Mgmt
1.2 Elect Director Gregory T. Bier For For Mgmt
1.3 Elect Director Linda Clement-Holmes For For Mgmt
1.4 Elect Director Dirk J. Debbink For For Mgmt
1.5 Elect Director Steven J. Johnston For For Mgmt
1.6 Elect Director Kenneth C. Lichtendahl For For Mgmt
1.7 Elect Director W. Rodney McMullen For For Mgmt
1.8 Elect Director Gretchen W. Price For For Mgmt
1.9 Elect Director John J. Schiff, Jr. For For Mgmt
1.10 Elect Director Thomas R. Schiff For For Mgmt
1.11 Elect Director Douglas S. Skidmore For For Mgmt
1.12 Elect Director Kenneth W. Stecher For For Mgmt
1.13 Elect Director John F. Steele, Jr. For For Mgmt
1.14 Elect Director Larry R. Webb For For Mgmt
1.15 Elect Director E. Anthony Woods For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Sustainability Against For ShrHlder
Page 16
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MEETING DATE COMPANY TICKER SECURITY ID
04/30/13 Spectra Energy Corp SE 847560109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director William T. Esrey For For Mgmt
1b Elect Director Gregory L. Ebel For For Mgmt
1c Elect Director Austin A. Adams For For Mgmt
1d Elect Director Joseph Alvarado For For Mgmt
1e Elect Director Pamela L. Carter For For Mgmt
1f Elect Director F. Anthony Comper For For Mgmt
1g Elect Director Peter B. Hamilton For For Mgmt
1h Elect Director Dennis R. Hendrix For For Mgmt
1i Elect Director Michael McShane For For Mgmt
1j Elect Director Michael G. Morris For For Mgmt
1k Elect Director Michael E.J. Phelps For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Report on Methane Emissions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/01/13 Invesco Mortgage Capital Inc. IVR 46131B100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director G. Mark Armour For For Mgmt
1.2 Elect Director James S. Balloun For For Mgmt
1.3 Elect Director John S. Day For For Mgmt
1.4 Elect Director Karen Dunn Kelley For For Mgmt
1.5 Elect Director James R. Lientz, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/02/13 DTE Energy Company DTE 233331107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gerard M. Anderson For For Mgmt
1.2 Elect Director David A. Brandon For For Mgmt
1.3 Elect Director Charles G. McClure, Jr. For For Mgmt
1.4 Elect Director Gail J. McGovern For For Mgmt
1.5 Elect Director James B. Nicholson For For Mgmt
1.6 Elect Director Charles W. Pryor, Jr. For For Mgmt
1.7 Elect Director Ruth G. Shaw For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/02/13 Starwood Property Trust, Inc. STWD 85571B105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard D. Bronson For For Mgmt
1.2 Elect Director Jeffrey F. DiModica For For Mgmt
1.3 Elect Director Jeffrey G. Dishner For For Mgmt
1.4 Elect Director Camille J. Douglas For For Mgmt
1.5 Elect Director Boyd W. Fellows For For Mgmt
1.6 Elect Director Barry S. Sternlicht For For Mgmt
1.7 Elect Director Strauss Zelnick For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/03/13 UNS Energy Corporation UNS 903119105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paul J. Bonavia For For Mgmt
1.2 Elect Director Lawrence J. Aldrich For For Mgmt
1.3 Elect Director Barbara M. Baumann For For Mgmt
1.4 Elect Director Larry W. Bickle For For Mgmt
1.5 Elect Director Robert A. Elliott For For Mgmt
1.6 Elect Director Daniel W.L. Fessler For For Mgmt
1.7 Elect Director Louise L. Francesconi For For Mgmt
1.8 Elect Director Ramiro G. Peru For For Mgmt
1.9 Elect Director Gregory A. Pivirotto For For Mgmt
1.10 Elect Director Joaquin Ruiz For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/06/13 Eli Lilly and Company LLY 532457108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1 Elect Director Ralph Alvarez For For Mgmt
2 Elect Director Winfried Bischoff For For Mgmt
3 Elect Director R. David Hoover For For Mgmt
4 Elect Director Franklyn G. Prendergast For For Mgmt
5 Elect Director Kathi P. Seifert For For Mgmt
6 Ratify Auditors For For Mgmt
7 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
8 Amend Omnibus Stock Plan For For Mgmt
Page 17
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MEETING DATE COMPANY TICKER SECURITY ID
05/07/13 Great Plains Energy Incorporated GXP 391164100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Terry Bassham For For Mgmt
1.2 Elect Director David L. Bodde For For Mgmt
1.3 Elect Director Randall C. Ferguson, Jr. For For Mgmt
1.4 Elect Director Gary D. Forsee For For Mgmt
1.5 Elect Director Thomas D. Hyde For For Mgmt
1.6 Elect Director James A. Mitchell For For Mgmt
1.7 Elect Director Ann D. Murtlow For For Mgmt
1.8 Elect Director John J. Sherman For For Mgmt
1.9 Elect Director Linda H. Talbott For For Mgmt
1.10 Elect Director Robert H. West For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/13 Plum Creek Timber Company, Inc. PCL 729251108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Rick R. Holley For For Mgmt
1b Elect Director Robin Josephs For For Mgmt
1c Elect Director John G. McDonald For For Mgmt
1d Elect Director Robert B. McLeod For For Mgmt
1e Elect Director John F. Morgan Sr. For For Mgmt
1f Elect Director Marc F. Racicot For For Mgmt
1g Elect Director Lawrence A. Selzer For For Mgmt
1h Elect Director Stephen C. Tobias For For Mgmt
1i Elect Director Martin A. White For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/07/13 Trustmark Corporation TRMK 898402102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Adolphus B. Baker For For Mgmt
1.2 Elect Director Toni D. Cooley For For Mgmt
1.3 Elect Director Daniel A. Grafton For For Mgmt
1.4 Elect Director Gerard R. Host For For Mgmt
1.5 Elect Director David H. Hoster, II For For Mgmt
1.6 Elect Director John M. McCullouch For For Mgmt
1.7 Elect Director Richard H. Puckett For For Mgmt
1.8 Elect Director R. Michael Summerford For For Mgmt
1.9 Elect Director LeRoy G. Walker, Jr. For For Mgmt
1.10 Elect Director William G. Yates, III For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/08/13 Bank of America Corporation BAC 060505104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Sharon L. Allen For For Mgmt
1.2 Elect Director Susan S. Bies For For Mgmt
1.3 Elect Director Jack O. Bovender, Jr. For For Mgmt
1.4 Elect Director Frank P. Bramble, Sr. For For Mgmt
1.5 Elect Director Arnold W. Donald For For Mgmt
1.6 Elect Director Charles K. Gifford For For Mgmt
1.7 Elect Director Charles O. Holliday, Jr. For For Mgmt
1.8 Elect Director Linda P. Hudson For For Mgmt
1.9 Elect Director Monica C. Lozano For For Mgmt
1.10 Elect Director Thomas J. May For For Mgmt
1.11 Elect Director Brian T. Moynihan For For Mgmt
1.12 Elect Director Lionel L. Nowell, III For For Mgmt
1.13 Elect Director R. David Yost For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Report on Political Contributions Against For ShrHlder
5 Adopt Proxy Access Right Against Against ShrHlder
6 Amend Bylaw to Limit Multiple Board Service Against Against ShrHlder
7 Report on Feasibility of Prohibiting Political Contributions Against Against ShrHlder
8 Review Fair Housing and Fair Lending Compliance Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/08/13 Hawaiian Electric Industries, Inc. HE 419870100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Thomas B. Fargo For For Mgmt
1.2 Elect Director Kelvin H. Taketa For For Mgmt
1.3 Elect Director Jeffrey N. Watanabe For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
Page 18
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MEETING DATE COMPANY TICKER SECURITY ID
05/08/13 MERCURY GENERAL CORPORATION MCY 589400100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director George Joseph For For Mgmt
1.2 Elect Director Martha E. Marcon For For Mgmt
1.3 Elect Director Donald R. Spuehler For For Mgmt
1.4 Elect Director Richard E. Grayson For For Mgmt
1.5 Elect Director Donald P. Newell For For Mgmt
1.6 Elect Director Bruce A. Bunner For For Mgmt
1.7 Elect Director Christopher Graves For For Mgmt
1.8 Elect Director Michael D. Curtius For For Mgmt
1.9 Elect Director Gabriel Tirador For For Mgmt
2 Approve Executive Incentive Bonus Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/13 Alliant Energy Corporation LNT 018802108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael L. Bennett For For Mgmt
1.2 Elect Director Darryl B. Hazel For For Mgmt
1.3 Elect Director David A. Perdue For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/13 Avista Corporation AVA 05379B107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Erik J. Anderson For For Mgmt
1b Elect Director Kristianne Blake For For Mgmt
1c Elect Director Donald C. Burke For For Mgmt
1d Elect Director Rick R. Holley For For Mgmt
1e Elect Director John F. Kelly For For Mgmt
1f Elect Director Rebecca A. Klein For For Mgmt
1g Elect Director Scott L. Morris For For Mgmt
1h Elect Director Marc F. Racicot For For Mgmt
1i Elect Director Heidi B. Stanley For For Mgmt
1j Elect Director R. John Taylor For For Mgmt
2 Ratify Auditors For For Mgmt
3 Reduce Supermajority Vote Requirement for Certain Provisions For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/09/13 Public Storage PSA 74460D109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald L. Havner, Jr. For For Mgmt
1.2 Elect Director Tamara Hughes Gustavson For For Mgmt
1.3 Elect Director Uri P. Harkham For For Mgmt
1.4 Elect Director B. Wayne Hughes, Jr. For For Mgmt
1.5 Elect Director Avedick B. Poladian For Withhold Mgmt
1.6 Elect Director Gary E. Pruitt For Withhold Mgmt
1.7 Elect Director Ronald P. Spogli For For Mgmt
1.8 Elect Director Daniel C. Staton For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/13 CYS Investments, Inc. CYS 12673A108
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kevin E. Grant For For Mgmt
1.2 Elect Director Tanya S. Beder For For Mgmt
1.3 Elect Director Douglas Crocker, II For For Mgmt
1.4 Elect Director Jeffrey P. Hughes For For Mgmt
1.5 Elect Director Stephen P. Jonas For For Mgmt
1.6 Elect Director Raymond A. Redlingshafer, Jr. For For Mgmt
1.7 Elect Director James A. Stern For For Mgmt
1.8 Elect Director David A. Tyson For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/10/13 Camden Property Trust CPT 133131102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard J. Campo For For Mgmt
1.2 Elect Director Scott S. Ingraham For For Mgmt
1.3 Elect Director Lewis A. Levey For For Mgmt
1.4 Elect Director William B. McGuire, Jr. For For Mgmt
1.5 Elect Director William F. Paulsen For For Mgmt
1.6 Elect Director D. Keith Oden For For Mgmt
1.7 Elect Director F. Gardner Parker For For Mgmt
1.8 Elect Director Frances Aldrich Sevilla-Sacasa For For Mgmt
1.9 Elect Director Steven A. Webster For For Mgmt
1.10 Elect Director Kelvin R. Westbrook For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
Page 19
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MEETING DATE COMPANY TICKER SECURITY ID
05/10/13 Waste Management, Inc. WM 94106L109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Bradbury H. Anderson For For Mgmt
1b Elect Director Frank M. Clark, Jr. For For Mgmt
1c Elect Director Patrick W. Gross For For Mgmt
1d Elect Director Victoria M. Holt For For Mgmt
1e Elect Director John C. Pope For For Mgmt
1f Elect Director W. Robert Reum For For Mgmt
1g Elect Director David P. Steiner For For Mgmt
1h Elect Director Thomas H. Weidemeyer For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Stock Retention Against For ShrHlder
5 Report on Political Contributions Against For ShrHlder
6 Adopt Compensation Benchmarking Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/13/13 CBL & Associates Properties, Inc. CBL 124830100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Stephen D. Lebovitz For For Mgmt
1.2 Elect Director Thomas J. DeRosa For For Mgmt
1.3 Elect Director Matthew S. Dominski For For Mgmt
1.4 Elect Director Kathleen M. Nelson For For Mgmt
1.5 Elect Director Winston W. Walker For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/13/13 Pitney Bowes Inc. PBI 724479100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Linda G. Alvarado For For Mgmt
1b Elect Director Anne M. Busquet For For Mgmt
1c Elect Director Roger Fradin For For Mgmt
1d Elect Director Anne Sutherland Fuchs For For Mgmt
1e Elect Director S. Douglas Hutcheson For For Mgmt
1f Elect Director Marc B. Lautenbach For For Mgmt
1g Elect Director Eduardo R. Menasce For For Mgmt
1h Elect Director Michael I. Roth For For Mgmt
1i Elect Director David L. Shedlarz For For Mgmt
1j Elect Director David B. Snow, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/14/13 ALLETE, Inc. ALE 018522300
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kathryn W. Dindo For For Mgmt
1.2 Elect Director Heidi J. Eddins For For Mgmt
1.3 Elect Director Sidney W. Emery, Jr. For For Mgmt
1.4 Elect Director George G. Goldfarb For For Mgmt
1.5 Elect Director James S. Haines, Jr. For For Mgmt
1.6 Elect Director Alan R. Hodnik For For Mgmt
1.7 Elect Director James J. Hoolihan For For Mgmt
1.8 Elect Director Madeleine W. Ludlow For For Mgmt
1.9 Elect Director Douglas C. Neve For For Mgmt
1.10 Elect Director Leonard C. Rodman For For Mgmt
1.11 Elect Director Bruce W. Stender For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Non-Employee Director Restricted Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/14/13 ConocoPhillips COP 20825C104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Richard L. Armitage For For Mgmt
1b Elect Director Richard H. Auchinleck For For Mgmt
1c Elect Director James E. Copeland, Jr. For For Mgmt
1d Elect Director Jody L. Freeman For For Mgmt
1e Elect Director Gay Huey Evans For For Mgmt
1f Elect Director Ryan M. Lance For For Mgmt
1g Elect Director Mohd H. Marican For For Mgmt
1h Elect Director Robert A. Niblock For For Mgmt
1i Elect Director Harald J. Norvik For For Mgmt
1j Elect Director William E. Wade, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
5 Adopt Quantitative GHG Goals for Products and Operations Against For ShrHlder
6 Amend EEO Policy to Prohibit Discrimination based on Gender Identity Against For ShrHlder
Page 20
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MEETING DATE COMPANY TICKER SECURITY ID
05/14/13 Legacy Reserves LP LGCY 524707304
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Cary D. Brown For For Mgmt
1.2 Elect Director Kyle A. McGraw For For Mgmt
1.3 Elect Director Dale A. Brown For For Mgmt
1.4 Elect Director G. Larry Lawrence For For Mgmt
1.5 Elect Director William D. (Bill) Sullivan For For Mgmt
1.6 Elect Director William R. Granberry For For Mgmt
1.7 Elect Director Kyle D. Vann For For Mgmt
2 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/14/13 Safeway Inc. SWY 786514208
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Janet E. Grove For For Mgmt
1b Elect Director Mohan Gyani For For Mgmt
1c Elect Director Frank C. Herringer For Against Mgmt
1d Elect Director George J. Morrow For For Mgmt
1e Elect Director Kenneth W. Oder For Against Mgmt
1f Elect Director T. Gary Rogers For Against Mgmt
1g Elect Director Arun Sarin For Against Mgmt
1h Elect Director William Y. Tauscher For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/14/13 Simon Property Group, Inc. SPG 828806109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Melvyn E. Bergstein For For Mgmt
1b Elect Director Larry C. Glasscock For For Mgmt
1c Elect Director Karen N. Horn For For Mgmt
1d Elect Director Allan Hubbard For For Mgmt
1e Elect Director Reuben S. Leibowitz For For Mgmt
1f Elect Director Daniel C. Smith For For Mgmt
1g Elect Director J. Albert Smith, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/13 Diamond Offshore Drilling, Inc. DO 25271C102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director James S. Tisch For Against Mgmt
1.2 Elect Director Lawrence R. Dickerson For Against Mgmt
1.3 Elect Director John R. Bolton For For Mgmt
1.4 Elect Director Charles L. Fabrikant For For Mgmt
1.5 Elect Director Paul G. Gaffney, II For For Mgmt
1.6 Elect Director Edward Grebow For For Mgmt
1.7 Elect Director Herbert C. Hofmann For Against Mgmt
1.8 Elect Director Clifford M. Sobel For For Mgmt
1.9 Elect Director Andrew H. Tisch For Against Mgmt
1.10 Elect Director Raymond S. Troubh For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/13 Dorchester Minerals, L.P. DMLP 25820R105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Buford P. Berry For For Mgmt
1.2 Elect Director C.W. ('Bill') Russell For For Mgmt
1.3 Elect Director Ronald P. Trout For For Mgmt
2 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/13 EPR Properties EPR 26884U109
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Barrett Brady For For Mgmt
1.2 Elect Director Peter C. Brown For For Mgmt
1.3 Elect Director Thomas M. Bloch For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/15/13 F.N.B. Corporation FNB 302520101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director William B. Campbell For For Mgmt
1.2 Elect Director James D. Chiafullo For For Mgmt
1.3 Elect Director Vincent J. Delie, Jr. For For Mgmt
1.4 Elect Director Laura E. Ellsworth For For Mgmt
1.5 Elect Director Robert B. Goldstein For For Mgmt
1.6 Elect Director Stephen J. Gurgovits For For Mgmt
1.7 Elect Director David J. Malone For For Mgmt
1.8 Elect Director D. Stephen Martz For For Mgmt
1.9 Elect Director Robert J. McCarthy, Jr. For For Mgmt
1.10 Elect Director Arthur J. Rooney, II For For Mgmt
1.11 Elect Director John W. Rose For For Mgmt
1.12 Elect Director John S. Stanik For For Mgmt
1.13 Elect Director William J. Strimbu For For Mgmt
1.14 Elect Director Earl K. Wahl, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
Page 21
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MEETING DATE COMPANY TICKER SECURITY ID
05/15/13 PPL CORPORATION PPL 69351T106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Frederick M. Bernthal For For Mgmt
1.2 Elect Director John W. Conway For For Mgmt
1.3 Elect Director Philip G. Cox For For Mgmt
1.4 Elect Director Steven G. Elliott For For Mgmt
1.5 Elect Director Louise K. Goeser For For Mgmt
1.6 Elect Director Stuart E. Graham For For Mgmt
1.7 Elect Director Stuart Heydt For For Mgmt
1.8 Elect Director Raja Rajamannar For For Mgmt
1.9 Elect Director Craig A. Rogerson For For Mgmt
1.10 Elect Director William H. Spence For For Mgmt
1.11 Elect Director Natica von Althann For For Mgmt
1.12 Elect Director Keith H. Williamson For For Mgmt
2 Adopt Majority Voting for Uncontested Election of Directors For For Mgmt
3 Ratify Auditors For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Report on Political Contributions Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/15/13 Pinnacle West Capital Corporation PNW 723484101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edward N. Basha, Jr. For For Mgmt
1.2 Elect Director Donald E. Brandt For For Mgmt
1.3 Elect Director Susan Clark-Johnson For For Mgmt
1.4 Elect Director Denis A. Cortese For For Mgmt
1.5 Elect Director Michael L. Gallagher For For Mgmt
1.6 Elect Director Roy A. Herberger, Jr. For For Mgmt
1.7 Elect Director Dale E. Klein For For Mgmt
1.8 Elect Director Humberto S. Lopez For For Mgmt
1.9 Elect Director Kathryn L. Munro For For Mgmt
1.10 Elect Director Bruce J. Nordstrom For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/13 Altria Group, Inc. MO 02209S103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gerald L. Baliles For For Mgmt
1.2 Elect Director Martin J. Barrington For For Mgmt
1.3 Elect Director John T. Casteen, III For For Mgmt
1.4 Elect Director Dinyar S. Devitre For For Mgmt
1.5 Elect Director Thomas F. Farrell, II For For Mgmt
1.6 Elect Director Thomas W. Jones For For Mgmt
1.7 Elect Director Debra J. Kelly-Ennis For For Mgmt
1.8 Elect Director W. Leo Kiely, III For For Mgmt
1.9 Elect Director Kathryn B. McQuade For For Mgmt
1.10 Elect Director George Munoz For For Mgmt
1.11 Elect Director Nabil Y. Sakkab For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Report on Lobbying Payments and Policy Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/16/13 Eagle Rock Energy Partners, L.P. EROC 26985R104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Peggy A. Heeg For For Mgmt
1.2 Elect Director Philip B. Smith For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/13 Intel Corporation INTC 458140100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Charlene Barshefsky For For Mgmt
1b Elect Director Andy D. Bryant For For Mgmt
1c Elect Director Susan L. Decker For For Mgmt
1d Elect Director John J. Donahoe For For Mgmt
1e Elect Director Reed E. Hundt For For Mgmt
1f Elect Director James D. Plummer For For Mgmt
1g Elect Director David S. Pottruck For For Mgmt
1h Elect Director Frank D. Yeary For For Mgmt
1i Elect Director David B. Yoffie For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Amend Omnibus Stock Plan For For Mgmt
5 Stock Retention/Holding Period Against For ShrHlder
Page 22
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MEETING DATE COMPANY TICKER SECURITY ID
05/16/13 Rayonier Inc. RYN 754907103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director C. David Brown, II For For Mgmt
1.2 Elect Director John E. Bush For For Mgmt
1.3 Elect Director Thomas I. Morgan For For Mgmt
2 Amend Executive Incentive Bonus Plan For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/13 Redwood Trust, Inc. RWT 758075402
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard D. Baum For For Mgmt
1.2 Elect Director Mariann Byerwalter For For Mgmt
1.3 Elect Director Jeffrey T. Pero For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Increase Authorized Common Stock For For Mgmt
5 Amend Omnibus Stock Plan For For Mgmt
6 Amend Qualified Employee Stock Purchase Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/16/13 Westar Energy, Inc. WR 95709T100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard L. Hawley For For Mgmt
1.2 Elect Director B. Anthony Isaac For For Mgmt
1.3 Elect Director S. Carl Soderstrom, Jr. For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/20/13 Consolidated Edison, Inc. ED 209115104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kevin Burke For For Mgmt
1.2 Elect Director Vincent A. Calarco For For Mgmt
1.3 Elect Director George Campbell, Jr. For For Mgmt
1.4 Elect Director Gordon J. Davis For For Mgmt
1.5 Elect Director Michael J. Del Giudice For For Mgmt
1.6 Elect Director Ellen V. Futter For For Mgmt
1.7 Elect Director John F. Hennessy, III For For Mgmt
1.8 Elect Director John F. Killian For For Mgmt
1.9 Elect Director Eugene R. McGrath For For Mgmt
1.10 Elect Director Sally H. Pinero For For Mgmt
1.11 Elect Director Michael W. Ranger For For Mgmt
1.12 Elect Director L. Frederick Sutherland For For Mgmt
2 Ratify Auditors For For Mgmt
3 Approve Omnibus Stock Plan For For Mgmt
4 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
5 Cease CEO Compensation Benchmarking Policy Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/20/13 UNITED BANKSHARES, INC. UBSI 909907107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Richard M. Adams For For Mgmt
1.2 Elect Director Robert G. Astorg For For Mgmt
1.3 Elect Director W. Gaston Caperton, III For For Mgmt
1.4 Elect Director Lawrence K. Doll For For Mgmt
1.5 Elect Director Theodore J. Georgelas For For Mgmt
1.6 Elect Director F. T. Graff, Jr. For For Mgmt
1.7 Elect Director Douglas J. Leech For For Mgmt
1.8 Elect Director John M. McMahon For For Mgmt
1.9 Elect Director J. Paul McNamara For For Mgmt
1.10 Elect Director Mark R. Nesselroad For For Mgmt
1.11 Elect Director William C. Pitt, III For For Mgmt
1.12 Elect Director Donald L. Unger For For Mgmt
1.13 Elect Director Mary K. Weddle For For Mgmt
1.14 Elect Director Gary G. White For For Mgmt
1.15 Elect Director P. Clinton Winter, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/13 FirstEnergy Corp. FE 337932107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Paul T. Addison For For Mgmt
1.2 Elect Director Anthony J. Alexander For For Mgmt
1.3 Elect Director Michael J. Anderson For For Mgmt
1.4 Elect Director Carol A. Cartwright For For Mgmt
1.5 Elect Director William T. Cottle For For Mgmt
1.6 Elect Director Robert B. Heisler, Jr. For Withhold Mgmt
1.7 Elect Director Julia L. Johnson For For Mgmt
1.8 Elect Director Ted J. Kleisner For Withhold Mgmt
1.9 Elect Director Donald T. Misheff For For Mgmt
1.10 Elect Director Ernest J. Novak, Jr. For For Mgmt
1.11 Elect Director Christopher D. Pappas For Withhold Mgmt
1.12 Elect Director Catherine A. Rein For Withhold Mgmt
1.13 Elect Director George M. Smart For For Mgmt
1.14 Elect Director Wes M. Taylor For Withhold Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Reduce Supermajority Vote Requirement For For Mgmt
5 Cease CEO Compensation Benchmarking Policy Against Against ShrHlder
6 Submit SERP to Shareholder Vote Against For ShrHlder
7 Stock Retention/Holding Period Against For ShrHlder
8 Require a Majority Vote for the Election of Directors Against For ShrHlder
9 Provide Right to Act by Written Consent Against For ShrHlder
Page 23
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MEETING DATE COMPANY TICKER SECURITY ID
05/21/13 Hatteras Financial Corp. HTS 41902R103
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Michael R. Hough For For Mgmt
1.2 Elect Director Benjamin M. Hough For For Mgmt
1.3 Elect Director David W. Berson For For Mgmt
1.4 Elect Director Ira G. Kawaller For For Mgmt
1.5 Elect Director Jeffrey D. Miller For For Mgmt
1.6 Elect Director Thomas D. Wren For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require a Majority Vote for the Election of Directors Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/21/13 LTC Properties, Inc. LTC 502175102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Andre C. Dimitriadis For For Mgmt
1.2 Elect Director Boyd W. Hendrickson For For Mgmt
1.3 Elect Director Edmund C. King For For Mgmt
1.4 Elect Director Devra G. Shapiro For For Mgmt
1.5 Elect Director Wendy L. Simpson For For Mgmt
1.6 Elect Director Timothy J. Triche For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/21/13 Lexington Realty Trust LXP 529043101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director E. Robert Roskind For For Mgmt
1.2 Elect Director T. Wilson Eglin For For Mgmt
1.3 Elect Director Clifford Broser For For Mgmt
1.4 Elect Director Harold First For For Mgmt
1.5 Elect Director Richard S. Frary For For Mgmt
1.6 Elect Director James Grosfield For For Mgmt
1.7 Elect Director Kevin W. Lynch For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/13 AvalonBay Communities, Inc. AVB 053484101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Glyn F. Aeppel For For Mgmt
1.2 Elect Director Alan B. Buckelew For For Mgmt
1.3 Elect Director Bruce A. Choate For For Mgmt
1.4 Elect Director John J. Healy, Jr. For For Mgmt
1.5 Elect Director Timothy J. Naughton For For Mgmt
1.6 Elect Director Lance R. Primis For For Mgmt
1.7 Elect Director Peter S. Rummell For For Mgmt
1.8 Elect Director H. Jay Sarles For For Mgmt
1.9 Elect Director W. Edward Walter For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Increase Authorized Common Stock For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/13 MFA Financial, Inc. MFA 55272X102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James A. Brodsky For For Mgmt
1b Elect Director Alan L. Gosule For For Mgmt
1c Elect Director Stewart Zimmerman For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/13 Portland General Electric Company POR 736508847
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director John W. Ballantine For For Mgmt
1.2 Elect Director Rodney L. Brown, Jr. For For Mgmt
1.3 Elect Director Jack E. Davis For For Mgmt
1.4 Elect Director David A. Dietzler For For Mgmt
1.5 Elect Director Kirby A. Dyess For For Mgmt
1.6 Elect Director Mark B. Ganz For For Mgmt
1.7 Elect Director Corbin A. McNeill, Jr. For For Mgmt
1.8 Elect Director Neil J. Nelson For For Mgmt
1.9 Elect Director M. Lee Pelton For For Mgmt
1.10 Elect Director James J. Piro For For Mgmt
1.11 Elect Director Robert T. F. Reid For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Approve Executive Incentive Bonus Plan For For Mgmt
5 Ratify Auditors For For Mgmt
Page 24
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MEETING DATE COMPANY TICKER SECURITY ID
05/22/13 The Southern Company SO 842587107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Juanita Powell Baranco For For Mgmt
1b Elect Director Jon A. Boscia For For Mgmt
1c Elect Director Henry A. 'Hal' Clark, III For For Mgmt
1d Elect Director Thomas A. Fanning For For Mgmt
1e Elect Director David J. Grain For For Mgmt
1f Elect Director H. William Habermeyer, Jr. For For Mgmt
1g Elect Director Veronica M. Hagen For For Mgmt
1h Elect Director Warren A. Hood, Jr. For For Mgmt
1i Elect Director Donald M. James For For Mgmt
1j Elect Director Dale E. Klein For For Mgmt
1k Elect Director William G. Smith, Jr. For For Mgmt
1l Elect Director Steven R. Specker For For Mgmt
1m Elect Director E. Jenner Wood, III For Against Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Alter Mandatory Retirement Policy for Directors For For Mgmt
5 Reduce Supermajority Vote Requirement For For Mgmt
6 Reduce Supermajority Vote Requirement For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/22/13 Xcel Energy Inc. XEL 98389B100
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Gail Koziara Boudreaux For For Mgmt
1b Elect Director Fredric W. Corrigan For For Mgmt
1c Elect Director Richard K. Davis For For Mgmt
1d Elect Director Benjamin G.S. Fowke, III For For Mgmt
1e Elect Director Albert F. Moreno For For Mgmt
1f Elect Director Richard T. O'Brien For For Mgmt
1g Elect Director Christopher J. Policinski For For Mgmt
1h Elect Director A. Patricia Sampson For For Mgmt
1i Elect Director James J. Sheppard For For Mgmt
1j Elect Director David A. Westerlund For For Mgmt
1k Elect Director Kim Williams For For Mgmt
1l Elect Director Timothy V. Wolf For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/23/13 Annaly Capital Management, Inc. NLY 035710409
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Kevin P. Brady For For Mgmt
1.2 Elect Director E. Wayne Nordberg For For Mgmt
1.3 Elect Director Kevin G. Keyes For For Mgmt
1.4 Elect Director John H. Schaefer For For Mgmt
2 Approve Management Externalization Proposal For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/13 Hasbro, Inc. HAS 418056107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Basil L. Anderson For For Mgmt
1.2 Elect Director Alan R. Batkin For For Mgmt
1.3 Elect Director Frank J. Biondi, Jr. For For Mgmt
1.4 Elect Director Kenneth A. Bronfin For For Mgmt
1.5 Elect Director John M. Connors, Jr. For For Mgmt
1.6 Elect Director Michael W. O. Garrett For For Mgmt
1.7 Elect Director Lisa Gersh For For Mgmt
1.8 Elect Director Brian D. Goldner For For Mgmt
1.9 Elect Director Jack M. Greenberg For For Mgmt
1.10 Elect Director Alan G. Hassenfeld For For Mgmt
1.11 Elect Director Tracy A. Leinbach For For Mgmt
1.12 Elect Director Edward M. Philip For For Mgmt
1.13 Elect Director Alfred J. Verrecchia For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
3 Amend Omnibus Stock Plan For For Mgmt
4 Ratify Auditors For For Mgmt
5 Require Suppliers to Publish Sustainability Report Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/23/13 Medical Properties Trust, Inc. MPW 58463J304
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Edward K. Aldag, Jr. For For Mgmt
1.2 Elect Director G. Steven Dawson For For Mgmt
1.3 Elect Director R. Steven Hamner For For Mgmt
1.4 Elect Director Robert E. Holmes For For Mgmt
1.5 Elect Director Sherry A. Kellett For For Mgmt
1.6 Elect Director William G. McKenzie For For Mgmt
1.7 Elect Director L. Glenn Orr, Jr. For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For Against Mgmt
4 Approve Omnibus Stock Plan For For Mgmt
Page 25
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MEETING DATE COMPANY TICKER SECURITY ID
05/23/13 National Retail Properties, Inc. NNN 637417106
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Don DeFosset For For Mgmt
1.2 Elect Director David M. Fick For For Mgmt
1.3 Elect Director Edward J. Fritsch For For Mgmt
1.4 Elect Director Kevin B. Habicht For For Mgmt
1.5 Elect Director Richard B. Jennings For For Mgmt
1.6 Elect Director Ted B. Lanier For For Mgmt
1.7 Elect Director Robert C. Legler For For Mgmt
1.8 Elect Director Craig Macnab For For Mgmt
1.9 Elect Director Robert Martinez For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/13 Northwest Natural Gas Company NWN 667655104
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Tod R. Hamachek For For Mgmt
1.2 Elect Director Jane L. Peverett For For Mgmt
1.3 Elect Director Kenneth Thrasher For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/23/13 Vectren Corporation VVC 92240G101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Carl L. Chapman For For Mgmt
1.2 Elect Director James H. DeGraffenreidt, Jr. For For Mgmt
1.3 Elect Director Niel C. Ellerbrook For For Mgmt
1.4 Elect Director John D. Engelbrecht For For Mgmt
1.5 Elect Director Anton H. George For For Mgmt
1.6 Elect Director Martin C. Jischke For For Mgmt
1.7 Elect Director Robert G. Jones For For Mgmt
1.8 Elect Director J. Timothy McGinley For For Mgmt
1.9 Elect Director R. Daniel Sadlier For For Mgmt
1.10 Elect Director Michael L. Smith For For Mgmt
1.11 Elect Director Jean L. Wojtowicz For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Require Independent Board Chairman Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/28/13 Merck & Co., Inc. MRK 58933Y105
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Leslie A. Brun For For Mgmt
1b Elect Director Thomas R. Cech For For Mgmt
1c Elect Director Kenneth C. Frazier For For Mgmt
1d Elect Director Thomas H. Glocer For For Mgmt
1e Elect Director William B. Harrison Jr. For For Mgmt
1f Elect Director C. Robert Kidder For For Mgmt
1g Elect Director Rochelle B. Lazarus For For Mgmt
1h Elect Director Carlos E. Represas For For Mgmt
1i Elect Director Patricia F. Russo For For Mgmt
1j Elect Director Craig B. Thompson For For Mgmt
1k Elect Director Wendell P. Weeks For For Mgmt
1l Elect Director Peter C. Wendell For For Mgmt
2 Ratify Auditors For For Mgmt
3 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
4 Provide Right to Act by Written Consent Against For ShrHlder
5 Amend Articles/Bylaws/Charter -- Call Special Meetings Against For ShrHlder
6 Report on Charitable and Political Contributions Against Against ShrHlder
7 Report on Lobbying Activities Against Against ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
05/30/13 Raytheon Company RTN 755111507
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director James E. Cartwright For For Mgmt
1b Elect Director Vernon E. Clark For For Mgmt
1c Elect Director Stephen J. Hadley For For Mgmt
1d Elect Director Michael C. Ruettgers For For Mgmt
1e Elect Director Ronald L. Skates For For Mgmt
1f Elect Director William R. Spivey For For Mgmt
1g Elect Director Linda G. Stuntz For Against Mgmt
1h Elect Director William H. Swanson For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' Compensation For For Mgmt
3 Ratify Auditors For For Mgmt
4 Report on Political Contributions Against For ShrHlder
5 Provide Right to Act by Written Consent Against For ShrHlder
6 Submit SERP to Shareholder Vote Against For ShrHlder
7 Pro-rata Vesting of Equity Awards Against For ShrHlder
MEETING DATE COMPANY TICKER SECURITY ID
06/04/13 Buckeye Partners, L.P. BPL 118230101
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Oliver G. Richard, III For For Mgmt
1.2 Elect Director Clark C. Smith For For Mgmt
1.3 Elect Director Frank S. Sowinski For For Mgmt
2 Approve Omnibus Stock Plan For For Mgmt
3 Ratify Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
06/19/13 BreitBurn Energy Partners L.P. BBEP 106776107
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Halbert S. Washburn For For Mgmt
1.2 Elect Director Charles S. Weiss For For Mgmt
2 Ratify Auditors For For Mgmt
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Page 26
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) First Trust Exchange-Traded Fund VI
-----------------------------------------
By (Signature and Title)* /s/ Mark R. Bradley
---------------------------------
Mark R. Bradley, President
Date August 5, 2013
-------------------------
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* Print the name and title of each signing officer under his or her signature.
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