UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811- 05309
Nuveen Investment Funds, Inc.
(Exact name of registrant as specified in
charter)
Nuveen Investments
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal
executive offices) (Zip code)
Kevin J. McCarthyVice President and Secretary
333 West Wacker Drive, Chicago, Illinois 60606
(Name and address of agent for service)
Registrants telephone number, including area code: 312-917-7700
Date of fiscal year end: April 30
Date of reporting period:
January 31, 2013
Form N-Q is to be used by management investment companies, other than small business investment companies
registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to rule 30b1-5 under the Investment Company Act of
1940 (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information
contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (OMB) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for
reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Schedule of Investments.
Portfolio of Investments
(Unaudited)
Nuveen Short Term Municipal Bond Fund
January 31, 2013
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Principal
Amount (000)
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Description (1)
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Optional Call
Provisions (2)
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Ratings (3)
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Value
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MUNICIPAL BONDS 93.0%
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Alabama 0.1%
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$
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650
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Camden Industrial Development Board, Alabama, Exempt Facilities Revenue Bonds, Weyerhaeuser Company
Project, Series 2003B, 6.375%, 12/01/24 (Pre-refunded 12/01/13) (Alternative Minimum Tax)
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12/13 at 100.00
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AA+
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(4)
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$
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683,332
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Alaska 0.4%
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2,000
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Alaska Student Loan Corporation, Education Loan Revenue Bonds, Senior Lien, Variable Rate
Demand Obligation Series 2012B-1, 0.370%, 12/01/43 (Mandatory put 6/01/13) (Alternative Minimum Tax)
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6/13 at 100.00
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AA
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2,000,520
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Arizona 3.8%
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1,545
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Glendale Industrial Development Authority, Arizona, Revenue Bonds, Midwestern University, Refunding Series 2010, 5.000%,
5/15/19
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No Opt. Call
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A+
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1,783,502
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1,045
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Maricopa County School District 31 Balsz, Arizona, General Obligation Bonds, School Improvement Project 2011 Series 2012, 2.000%, 7/01/14
AGM Insured
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No Opt. Call
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AA
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1,064,040
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5,000
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Navajo County Pollution Control Corporation, Arizona, Pollution Control Revenue Refunding Bonds, Arizona Public Service Company, Cholla
Project, Series 2009A, 1.250%, 6/01/34 (Mandatory put 6/01/14)
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No Opt. Call
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Baa1
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5,007,100
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Phoenix Civic Improvement Corporation, Arizona, Junior Lien Airport Revenue Bonds, Series 2010A:
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775
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3.000%, 7/01/13
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No Opt. Call
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A+
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783,448
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5,375
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5.000%, 7/01/17
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No Opt. Call
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A+
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6,239,676
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1,270
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Phoenix Industrial Development Authority, Arizona, Single Family Mortgage Revenue Bonds, Series 1983, 0.000%, 12/01/14
(ETM)
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No Opt. Call
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Aaa
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1,258,608
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Phoenix Mesa Gateway Airport Authority, Arizona, Special Facility Revenue Bonds, Mesa Project, Series 2012:
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200
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3.000%, 7/01/14 (Alternative Minimum Tax)
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No Opt. Call
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AA+
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205,398
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130
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3.000%, 7/01/15 (Alternative Minimum Tax)
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No Opt. Call
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AA+
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134,203
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300
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3.000%, 7/01/16 (Alternative Minimum Tax)
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No Opt. Call
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AA+
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311,016
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500
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Pima County Unified School District 10 Amphitheater, Arizona, General Obligation Bonds, School Improvement Series 2011C, 3.000%,
7/01/13
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No Opt. Call
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Aa2
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504,525
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790
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Pinal County Electrical District 3, Arizona, Electric System Revenue Bonds, Refunding Series 2011,
2.500%, 7/01/15
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No Opt. Call
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A
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814,767
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16,930
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Total Arizona
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18,106,283
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Arkansas 0.7%
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2,795
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North Little Rock Health Facilities Board, Arkansas, Healthcare Revenue Bonds, Baptist Health,
Series 1996B, 5.375%, 12/01/19
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12/18 at 100.00
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A+
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3,253,296
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California 5.9%
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870
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ABAG Finance Authority for Nonprofit Corporations, California, Revenue Bonds, Episcopal Senior Communities, Refunding Series 2011,
4.000%, 7/01/13
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No Opt. Call
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BBB
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880,840
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Beaumont Financing Authority, California, Local Agency Revenue Bonds, Improvement Area 19C, Series 2013A:
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475
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2.000%, 9/01/14
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No Opt. Call
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N/R
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476,905
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495
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2.250%, 9/01/15
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No Opt. Call
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N/R
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495,243
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California Health Facilities Financing Authority, Insured Refunding Revenue Bonds, Marshall Medical Center, Series 2012A:
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300
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3.000%, 11/01/13
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No Opt. Call
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A
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305,436
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495
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4.000%, 11/01/14
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No Opt. Call
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A
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522,601
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1,000
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California Pollution Control Financing Authority, Solid Waste Disposal Revenue Bonds, USA Waste Services Inc., Refunding Series 1998A,
2.625%, 6/01/18 (Mandatory put 6/01/14) (Alternative Minimum Tax)
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No Opt. Call
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BBB
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1,024,070
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2,330
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California State Public Works Board, Lease Revenue Bonds, Department of Corrections & Rehabilitation, Series 2011C, 4.000%,
10/01/15
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No Opt. Call
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A2
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2,515,072
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3,000
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California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series 2011A, 4.000%, 10/01/15
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No Opt. Call
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A2
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3,238,290
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Portfolio of Investments
(Unaudited)
Nuveen Short Term Municipal Bond Fund
(continued)
January 31, 2013
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Principal
Amount (000)
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Description (1)
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Optional Call
Provisions (2)
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Ratings (3)
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Value
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California
(continued)
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$
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2,500
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California Statewide Communities Development Authority, Revenue Bonds, Adventist Health System West, Series 2005A, 5.000%,
3/01/16
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3/15 at 100.00
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A
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$
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2,699,650
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Carlsbad, California, Limited Obligation Refunding Bonds, Reassessment District 12-1, Series 2013:
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400
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2.000%, 9/01/14
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No Opt. Call
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N/R
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405,376
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250
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2.000%, 9/01/15
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No Opt. Call
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N/R
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252,955
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550
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Corona-Norco Unified School District Public Financing Authority, Riverside County, California, Special Tax Revenue Refunding Bonds, Senior
Lien Series 2013A, 2.000%, 9/01/15 (WI/DD, Settling 2/21/13)
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No Opt. Call
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BBB+
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555,544
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2,500
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Inland Valley Development Agency, California, Tax Allocation Bonds, Series 2011B, 4.250%, 3/01/41 (Mandatory put
3/01/15)
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No Opt. Call
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A
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2,610,000
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500
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Northern California Power Agency, Hydroelectric Project Number One Revenue Bonds, Refunding Series 2010A, 5.000%, 7/01/16
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No Opt. Call
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A+
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570,180
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Pioneers Memorial Healthcare District, California, General Obligation Bonds, Refunding Series 2012:
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450
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3.000%, 10/01/13
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No Opt. Call
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BBB+
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456,462
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675
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3.000%, 10/01/14
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No Opt. Call
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BBB+
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695,156
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Pittsburg Infrastructure Financing Authority, California, Reassessment Revenue Refunding Bonds, Series 2011A:
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200
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2.000%, 9/02/13 AGM Insured
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No Opt. Call
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AA
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201,478
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400
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3.000%, 9/02/14 AGM Insured
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No Opt. Call
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AA
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412,800
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1,400
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Port of Oakland, California, Revenue Refunding Bonds, Series 2011-O, 4.000%, 5/01/13 (Alternative Minimum Tax)
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No Opt. Call
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A+
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1,413,104
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Sacramento City Financing Authority, California, Special Tax Refunding Revenue Bonds, Westlake and Regency Park, Series
2013A:
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1,685
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2.000%, 9/01/13
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No Opt. Call
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BBB+
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1,697,924
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1,005
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3.000%, 9/01/15
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No Opt. Call
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BBB+
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1,047,079
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550
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3.000%, 9/01/16
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No Opt. Call
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BBB+
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574,321
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1,000
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San Francisco Redevelopment Agency, California, Special Tax Bonds, Community Facilities District 6, Mission Bay South, Series 2002,
3.000%, 8/01/15
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No Opt. Call
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N/R
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1,032,930
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430
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San Marcos Public Facilities Authority, California, Special Tax Revenue Bonds, Refunding Series 2012D, 2.000%, 9/01/13
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No Opt. Call
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N/R
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432,537
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985
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Union City Community Redevelopment Agency, California, Tax Allocation Revenue Bonds, Redevelopment Project, Subordinate Lien Series 2011,
5.000%, 12/01/18
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No Opt. Call
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A
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1,097,083
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West Kern Water District, California, Certificates of Participation, Series 2011:
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350
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3.000%, 6/01/13
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No Opt. Call
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AA
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352,664
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630
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3.000%, 6/01/14
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No Opt. Call
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AA
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646,115
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860
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3.000%, 6/01/15
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No Opt. Call
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AA
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896,275
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600
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3.000%, 6/01/16
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No Opt. Call
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AA
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626,916
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26,885
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Total California
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28,135,006
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Colorado 4.2%
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Colorado Educational and Cultural Facilities Authority, Charter School Revenue Bonds, Douglas County School District RE-1 DCS
Montessori School, Refunding & Improvement Series 2012:
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210
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2.000%, 7/15/14
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No Opt. Call
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|
A
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212,195
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175
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2.250%, 7/15/17
|
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No Opt. Call
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A
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176,482
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500
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Colorado Educational and Cultural Facilities Authority, Charter School Revenue Bonds, Stargate Charter School, Series 2002, 6.125%, 5/01/33
(Pre-refunded 5/01/13)
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5/13 at 100.00
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N/R
|
(4)
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|
507,330
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|
|
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|
|
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|
1,010
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|
|
Colorado Health Facilities Authority, Colorado, Hospital Improvement Revenue Bonds, NCMC Inc., Series 2003A, 5.000%, 5/15/13 AGM
Insured
|
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|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,023,170
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|
|
|
|
|
|
|
|
3,345
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|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health Initiatives, Series 2009A, 5.000%, 7/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
3,703,116
|
|
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|
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|
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Principal
Amount (000)
|
|
|
Description (1)
|
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|
|
Optional Call
Provisions (2)
|
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|
Ratings (3)
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|
Value
|
|
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|
|
Colorado
(continued)
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|
|
|
|
|
|
|
|
|
|
$
|
500
|
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Christian Living Communities Project, Series 2012, 4.000%,
1/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
N/R
|
|
|
$
|
509,235
|
|
|
|
|
|
|
|
|
2,400
|
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Evangelical Lutheran Good Samaritan, Series 2009B, 5.000%, 6/01/39
(Mandatory put 12/01/14)
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
2,555,160
|
|
|
|
|
|
|
|
|
|
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, National Jewish Medical and Research Center, Series 2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
350
|
|
|
4.000%, 1/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
355,922
|
|
|
505
|
|
|
4.000%, 1/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
522,685
|
|
|
|
|
|
|
|
|
840
|
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Parkview Medical Center, Series 2012, 3.000%, 9/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A3
|
|
|
|
875,087
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Colorado Health Facilities Authority, Colorado, Revenue Bonds, Yampa Valley Medical Center, Series 2007, 5.000%, 9/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,018,670
|
|
|
|
|
|
|
|
|
1,610
|
|
|
Colorado Springs, Colorado, Utilities System Revenue Bonds, Series 2012C-1, 3.000%, 11/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,645,839
|
|
|
|
|
|
|
|
|
310
|
|
|
Colorado Water Resources and Power Development Authority, Water Resources Revenue Bonds, Parker Water and Sanitation District,
Series 2004D, 4.000%, 9/01/14 NPFG Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
323,845
|
|
|
|
|
|
|
|
|
|
|
|
Commerce City Northern Infrastructure General Improvement District, Colorado, General Obligation Bonds, Series 2013:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
365
|
|
|
3.000%, 12/01/15 (WI/DD, Settling 2/01/13) AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
386,035
|
|
|
600
|
|
|
4.000%, 12/01/16 (WI/DD, Settling 2/01/13) AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
663,060
|
|
|
|
|
|
|
|
|
55
|
|
|
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 1997B, 0.000%, 9/01/17 NPFG Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
49,098
|
|
|
|
|
|
|
|
|
|
|
|
Eagle County Air Terminal Corporation, Colorado, Airport Terminal Project Revenue Bonds, Refunding Series 2011A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
125
|
|
|
3.000%, 5/01/13 (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa2
|
|
|
|
125,576
|
|
|
235
|
|
|
3.000%, 5/01/14 (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa2
|
|
|
|
238,875
|
|
|
345
|
|
|
3.500%, 5/01/15 (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa2
|
|
|
|
357,096
|
|
|
|
|
|
|
|
|
1,240
|
|
|
Meridian Metropolitan District, Douglas County, Colorado, General Obligation Refunding Bonds, Series 2011A, 3.000%,
12/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,303,575
|
|
|
|
|
|
|
|
|
360
|
|
|
Parker Water and Sanitation District, Douglas County, Colorado, Water and Sewer Enterprise Revenue Bonds, Refunding Series 2012,
2.000%, 11/01/13 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
364,568
|
|
|
|
|
|
|
|
|
|
|
|
Plaza Metropolitan District 1, Lakewood, Colorado, Tax Increment Revenue Bonds, Refunding Series 2013:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
730
|
|
|
4.000%, 12/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
N/R
|
|
|
|
773,326
|
|
|
1,015
|
|
|
4.000%, 12/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
N/R
|
|
|
|
1,086,811
|
|
|
|
|
|
|
|
|
235
|
|
|
Tallyns Reach Metropolitan District 3, Aurora, Colorado, General Obligation Bonds, Refunding Series 2012, 3.000%,
12/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
244,003
|
|
|
|
|
|
|
|
|
|
|
|
Westminster Economic Development Authority, Colorado, Tax Increment Revenue Bonds, Mandalay Gardens Urban Renewal Project, Series
2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
615
|
|
|
1.000%, 12/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
615,234
|
|
|
450
|
|
|
3.000%, 12/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
465,912
|
|
|
19,125
|
|
|
Total Colorado
|
|
|
|
|
|
|
|
|
|
|
|
|
20,101,905
|
|
|
|
|
|
Connecticut 0.9%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,235
|
|
|
Connecticut Development Authority, Pollution Control Revenue Bonds, Connecticut Light and Power Company, Refunding Series 2011B,
1.250%, 9/01/28 (Mandatory put 9/03/13)
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,242,447
|
|
|
|
|
|
|
|
|
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Sacred Heart University, Series 2011G:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
505
|
|
|
2.250%, 7/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
509,681
|
|
|
765
|
|
|
4.000%, 7/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
800,817
|
|
Portfolio of Investments
(Unaudited)
Nuveen Short Term Municipal Bond Fund
(continued)
January 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
Connecticut
(continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Sacred Heart University, Series 2012H:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
500
|
|
|
3.000%, 7/01/13 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
$
|
504,970
|
|
|
1,150
|
|
|
4.000%, 7/01/14 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,200,566
|
|
|
4,155
|
|
|
Total Connecticut
|
|
|
|
|
|
|
|
|
|
|
|
|
4,258,481
|
|
|
|
|
|
Delaware 0.6%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,000
|
|
|
Wilmington, Delaware, Multifamily Rental Housing Revenue Bonds, Lincoln Towers Associates, LLC
Project, Series 2011A and Series 2011B, 4.000%, 7/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
N/R
|
|
|
|
3,004,200
|
|
|
|
|
|
District of Columbia 0.8%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,000
|
|
|
District of Columbia Water and Sewerage Authority, Public Utility Revenue Bonds, Subordinate Lien Series 2012A, 4.000%,
10/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,025,610
|
|
|
|
|
|
|
|
|
|
|
|
District of Columbia, Revenue Bonds, Gallaudet University, Series 2011:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
200
|
|
|
3.000%, 4/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
200,634
|
|
|
250
|
|
|
3.000%, 4/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
255,145
|
|
|
|
|
|
|
|
|
1,740
|
|
|
District of Columbia, Revenue Bonds, Georgetown University, Refunding Series 2009A, 5.000%, 4/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,831,176
|
|
|
|
|
|
|
|
|
560
|
|
|
Washington Convention Center Authority, District of Columbia, Dedicated Tax Revenue Bonds, Senior
Lien Refunding Series 2007A, 5.000%, 10/01/15 AMBAC Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
A1
|
|
|
|
616,812
|
|
|
3,750
|
|
|
Total District of Columbia
|
|
|
|
|
|
|
|
|
|
|
|
|
3,929,377
|
|
|
|
|
|
Florida 7.5%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,380
|
|
|
Broward County, Florida, Port Facilities Revenue Bonds, Refunding Series 2011B, 5.000%, 9/01/15 (Alternative Minimum
Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
1,515,130
|
|
|
|
|
|
|
|
|
110
|
|
|
Citizens Property Insurance Corporation, Florida, High Risk Assessment Revenue, Senior Secured Bonds, Series 2009A-1, 5.000%, 6/01/16
AGC Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
123,551
|
|
|
|
|
|
|
|
|
5,250
|
|
|
Citizens Property Insurance Corporation, Florida, High-Risk Account Revenue Bonds, Coastal Account Senior Secured Series 2011A-1, 5.000%,
6/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
5,734,995
|
|
|
|
|
|
|
|
|
|
|
|
Citizens Property Insurance Corporation, Florida, High-Risk Account Senior Secured Bonds Series 2010A-1:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
170
|
|
|
3.000%, 6/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
171,511
|
|
|
300
|
|
|
5.000%, 6/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
317,202
|
|
|
|
|
|
|
|
|
305
|
|
|
City of Tampa, Florida, Refunding and Capital Improvement Cigarette Tax Allocation Bonds, H. Lee Moffitt Cancer Center Project, Series
2012A, 3.000%, 9/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
315,559
|
|
|
|
|
|
|
|
|
650
|
|
|
Cityplace Community Development District, Florida, Special Assessment and Revenue Bonds, Refunding Series 2012, 5.000%,
5/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
680,082
|
|
|
|
|
|
|
|
|
3,590
|
|
|
Florida Citizens Property Insurance Corporation, Personal and Commercial Lines Account Bonds, Senior Secured Series 2012A-1, 5.000%,
6/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
4,029,739
|
|
|
|
|
|
|
|
|
|
|
|
Florida Higher Educational Facilities Financing Authority, Revenue and Revenue Refunding Bonds, University of Tampa Project, Series
2012A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
250
|
|
|
3.000%, 4/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
250,863
|
|
|
300
|
|
|
4.000%, 4/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
309,681
|
|
|
300
|
|
|
4.000%, 4/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
315,582
|
|
|
|
|
|
|
|
|
|
|
|
Florida Higher Educational Facilities Financing Authority, Revenue Bonds, Nova Southeastern University Project, Refunding Series
2012A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
220
|
|
|
4.000%, 4/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
231,187
|
|
|
435
|
|
|
4.000%, 4/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
463,767
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Highlands County Health Facilities Authority, Florida, Hospital Revenue Bonds, Adventist Health System/Sunbelt Obligated Group, Refunding
Series 2009E, 5.000%, 11/15/15
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,117,660
|
|
|
|
|
|
|
|
|
2,000
|
|
|
Highlands County Health Facilities Authority, Florida, Hospital Revenue Bonds, Adventist Health System/Sunbelt Obligated Group, Variable
Rate Demand Series 2005I, 5.000%, 11/15/16
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
2,292,500
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
Florida
(continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,000
|
|
|
Hillsborough County Industrial Development Authority, Florida, Pollution Control Revenue Bonds, Tampa Electric Company Project, Series
2007B, 5.150%, 9/01/25 (Mandatory put 9/01/13)
|
|
|
|
|
No Opt. Call
|
|
|
|
A3
|
|
|
$
|
1,027,040
|
|
|
|
|
|
|
|
|
180
|
|
|
Lee County, Florida, Airport Revenue Refunding Bonds, Series 2011A, 4.000%, 10/01/13 (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
184,088
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Miami, Florida, Special Obligation Non-Ad Valorem Revenue Refunding Bonds, Series 2011A, 5.000%, 2/01/17
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,107,990
|
|
|
|
|
|
|
|
|
500
|
|
|
Miami-Dade County Industrial Development Authority, Florida, Solid Waste Revenue Bonds, Waste Management Inc. of Florida Project, Series
2008, 2.625%, 8/01/23 (Mandatory put 8/01/14) (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
512,370
|
|
|
|
|
|
|
|
|
3,200
|
|
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Refunding Series 2012B, 2.000%, 10/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
3,235,616
|
|
|
|
|
|
|
|
|
2,000
|
|
|
Okeechobee County, Florida, Solid Waste Disposal Revenue Bonds, Waste Management Inc., Series 2004A, 0.650%, 7/01/39 (Mandatory put
7/01/13)
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
2,000,680
|
|
|
|
|
|
|
|
|
2,330
|
|
|
Osceola County, Florida, Tourist Development Tax Revenue Bonds, Refunding & Improvement Series 2012, 2.000%, 10/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A1
|
|
|
|
2,354,209
|
|
|
|
|
|
|
|
|
|
|
|
Pinellas County Educational Facilities Authority, Florida, General Revenue Bonds, Barry University, Refunding Series 2011:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
905
|
|
|
4.000%, 10/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
925,652
|
|
|
1,175
|
|
|
5.000%, 10/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
1,288,235
|
|
|
1,060
|
|
|
4.000%, 10/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
1,145,500
|
|
|
|
|
|
|
|
|
305
|
|
|
Pinellas County Educational Facilities Authority, Florida, General Revenue Bonds, Barry University, Refunding Series 2012, 4.000%,
10/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
325,600
|
|
|
|
|
|
|
|
|
|
|
|
Volusia County Educational Facilities Authority, Florida, Educational Facilities Revenue Bonds, Embry-Riddle Aeronautical University, Inc.
Project, Refunding Series 2011:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,380
|
|
|
2.000%, 10/15/14 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
2,401,706
|
|
|
1,275
|
|
|
4.000%, 10/15/15 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,355,261
|
|
|
33,570
|
|
|
Total Florida
|
|
|
|
|
|
|
|
|
|
|
|
|
35,732,956
|
|
|
|
|
|
Georgia 2.0%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,300
|
|
|
Atlanta, Georgia, Airport General Revenue Refunding Bonds, Series 2011B, 5.000%, 1/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
1,356,927
|
|
|
|
|
|
|
|
|
1,300
|
|
|
Burke County Development Authority, Georgia, Pollution Control Revenue Bonds, Georgia Power Company, Ninth Series 1994, 1.200%, 10/01/32
(Mandatory put 4/01/14)
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
1,311,154
|
|
|
|
|
|
|
|
|
1,500
|
|
|
Carroll County School District, Georgia, General Obligation Bonds, Series 2011, 4.000%, 4/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
AA+
|
|
|
|
1,564,320
|
|
|
|
|
|
|
|
|
3,200
|
|
|
DeKalb County Hospital Authority, Georgia, Anticipation Certificates Revenue Bonds, DeKalb Medical Center, Inc. Project, Series 2010,
4.000%, 9/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
3,328,096
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Gwinnett County Development Authority, Georgia, Certificates of Participation, County Public Schools Project, Series 2004, 5.250%, 1/01/21
(Pre-refunded 1/01/14) NPFG Insured
|
|
|
|
|
1/14 at 100.00
|
|
|
|
AA+
|
(4)
|
|
|
1,045,800
|
|
|
|
|
|
|
|
|
330
|
|
|
Private Colleges and Universities Authority, Georgia, Revenue Bonds, Mercer University Project, Refunding Series 2012C, 4.000%,
10/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa2
|
|
|
|
342,929
|
|
|
|
|
|
|
|
|
585
|
|
|
Private Colleges and Universities Authority, Georgia, Revenue Bonds, Mercer University, Series
2012A, 4.000%, 10/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa2
|
|
|
|
607,920
|
|
|
9,215
|
|
|
Total Georgia
|
|
|
|
|
|
|
|
|
|
|
|
|
9,557,146
|
|
|
|
|
|
Hawaii 0.4%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Hawaii Department of Budget and Finance, Special Purpose Senior Living Revenue Bonds, 15 Craigside Project, Series 2009C-1, 7.500%,
11/15/15
|
|
|
|
|
5/13 at 100.00
|
|
|
|
N/R
|
|
|
|
1,003,150
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Hawaii State, General Obligation Bonds, Series 2009D-Q, 4.000%, 6/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,050,090
|
|
|
2,000
|
|
|
Total Hawaii
|
|
|
|
|
|
|
|
|
|
|
|
|
2,053,240
|
|
Portfolio of Investments
(Unaudited)
Nuveen Short Term Municipal Bond Fund
(continued)
January 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
Illinois 5.5%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
700
|
|
|
Board of Trustees of Southern Illinois University, Housing and Auxiliary Facilities System Revenue Bonds, Series 2011A, 3.000%,
4/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
$
|
702,940
|
|
|
|
|
|
|
|
|
2,000
|
|
|
Chicago, Illinois, General Airport Revenue Bonds, OHare International Airport, Senior Lien Refunding Series 2012A, 5.000%, 1/01/15
(Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
2,168,040
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Chicago, Illinois, General Airport Revenue Bonds, OHare International Airport, Senior Lien Refunding Series 2012B, 4.000%, 1/01/15
(Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
1,064,990
|
|
|
|
|
|
|
|
|
1,070
|
|
|
Decatur, Illinois, General Obligation Bonds, Refunding Series 2013, 3.000%, 3/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa2
|
|
|
|
1,132,199
|
|
|
|
|
|
|
|
|
4,385
|
|
|
Illinois Finance Authority, Revenue Bonds, Art Institute of Chicago, Refunding Series 2010A, 5.000%, 3/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
4,763,031
|
|
|
|
|
|
|
|
|
500
|
|
|
Illinois Finance Authority, Revenue Bonds, Illinois Institute of Technology, Series 2009, 6.250%, 2/01/19
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa3
|
|
|
|
546,115
|
|
|
|
|
|
|
|
|
|
|
|
Illinois Finance Authority, Revenue Bonds, Rush University Medical Center Obligated Group, Series 2009A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,655
|
|
|
5.000%, 11/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
1,701,754
|
|
|
1,105
|
|
|
5.000%, 11/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
1,170,239
|
|
|
|
|
|
|
|
|
300
|
|
|
Illinois Finance Authority, Revenue Bonds, The Clare at Water Tower Project, Capitol Appreciation Series 2010B, 0.000%, 5/15/50
(5)
|
|
|
|
|
2/13 at 15.87
|
|
|
|
N/R
|
|
|
|
3
|
|
|
|
|
|
|
|
|
700
|
|
|
Illinois Finance Authority, Revenue Bonds, The Clare at Water Tower Project, Refunding Series 2010A, 5.100%, 5/15/14 (5)
|
|
|
|
|
2/13 at 100.00
|
|
|
|
N/R
|
|
|
|
7
|
|
|
|
|
|
|
|
|
670
|
|
|
Illinois State, General Obligation Bonds, Refunding Series 2006, 5.000%, 1/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
720,411
|
|
|
|
|
|
|
|
|
665
|
|
|
Illinois State, General Obligation Bonds, Refunding Series 2010, 5.000%, 1/01/15 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
715,959
|
|
|
|
|
|
|
|
|
1,400
|
|
|
Illinois State, General Obligation Bonds, Refunding Series 2012, 4.000%, 8/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
1,466,920
|
|
|
|
|
|
|
|
|
1,525
|
|
|
Illinois State, General Obligation Bonds, Series 2003, 5.000%, 6/01/19 (Pre-refunded 6/01/13) NPFG Insured
|
|
|
|
|
6/13 at 100.00
|
|
|
|
A2
|
(4)
|
|
|
1,549,293
|
|
|
|
|
|
|
|
|
525
|
|
|
Illinois State, General Obligation Bonds, Series 2006A, 5.000%, 6/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
572,465
|
|
|
|
|
|
|
|
|
545
|
|
|
Illinois State, General Obligation Bonds, Series 2006, 5.000%, 1/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
586,006
|
|
|
|
|
|
|
|
|
|
|
|
Illinois, General Obligation Bonds, Illinois FIRST Program, Series 2002:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
125
|
|
|
5.500%, 4/01/13 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
126,051
|
|
|
1,345
|
|
|
5.500%, 8/01/15 SYNCORA GTY Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
1,491,134
|
|
|
|
|
|
|
|
|
320
|
|
|
Macon County School District 61 Decatur, Illinois, General Obligation Bonds, Series 2011A, 2.000%, 1/01/15 AGM
Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
A1
|
|
|
|
326,150
|
|
|
|
|
|
|
|
|
|
|
|
Quad Cities Regional Economic Development Authority, Illinois, Revenue Bonds, Augustana College, Series 2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
250
|
|
|
2.000%, 10/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
251,155
|
|
|
200
|
|
|
3.000%, 10/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
207,826
|
|
|
|
|
|
|
|
|
|
|
|
Waukegan, Illinois, General Obligation Bonds, Refunding Series 2012A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,200
|
|
|
3.000%, 12/30/13 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
1,223,448
|
|
|
1,145
|
|
|
4.000%, 12/30/14 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
1,205,696
|
|
|
885
|
|
|
4.000%, 12/30/15 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
948,561
|
|
|
|
|
|
|
|
|
790
|
|
|
Western Illinois University, Auxiliary Facilities Revenue Bonds, Series 2012, 3.000%, 4/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
809,948
|
|
|
|
|
|
|
|
|
|
|
|
Williamson & Johnson Counties Community Unit School District 2, Marion, Illinois, General Obligation Bonds, Series
2011:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
395
|
|
|
5.750%, 12/01/14 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
425,020
|
|
|
450
|
|
|
5.750%, 12/01/15 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
499,982
|
|
|
25,850
|
|
|
Total Illinois
|
|
|
|
|
|
|
|
|
|
|
|
|
26,375,343
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
Indiana 0.4%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
300
|
|
|
Indiana Finance Authority, Hospital Revenue Bonds, Marion General Hospital Project, Series 2012A, 2.000%, 7/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
$
|
301,989
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Indiana Health and Educational Facilities Financing Authority, Revenue Bonds, Baptist Homes of Indiana, Series 2005, 5.000%,
11/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,026,270
|
|
|
|
|
|
|
|
|
610
|
|
|
Knox County, Indiana, Economic Development Revenue and Refunding Bonds, Good Samaritan Hospital
Project, Series 2012A, 3.000%, 4/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A3
|
|
|
|
631,478
|
|
|
1,910
|
|
|
Total Indiana
|
|
|
|
|
|
|
|
|
|
|
|
|
1,959,737
|
|
|
|
|
|
Iowa 2.8%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Ames, Iowa, Hospital Revenue Bonds, Mary Greeley Medical Center, Series 2011:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
100
|
|
|
3.000%, 6/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
100,849
|
|
|
230
|
|
|
4.000%, 6/15/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
239,720
|
|
|
500
|
|
|
4.000%, 6/15/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
531,780
|
|
|
|
|
|
|
|
|
|
|
|
Iowa Finance Authority, Healthcare Revenue Bonds, Gensisi Health System, Refunding Series 2010:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
310
|
|
|
5.000%, 7/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A1
|
|
|
|
316,014
|
|
|
1,150
|
|
|
5.000%, 7/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
A1
|
|
|
|
1,290,300
|
|
|
2,340
|
|
|
5.000%, 7/01/20
|
|
|
|
|
No Opt. Call
|
|
|
|
A1
|
|
|
|
2,746,715
|
|
|
|
|
|
|
|
|
1,315
|
|
|
Iowa Higher Education Loan Authority, Private College Facility Revenue Bonds, Central College, Refunding Series 2012A, 3.000%,
10/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa3
|
|
|
|
1,358,579
|
|
|
|
|
|
|
|
|
220
|
|
|
Iowa Higher Education Loan Authority, Private College Facility Revenue Bonds, University of Dubuque Project, Refunding Series 2011,
4.000%, 10/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
224,770
|
|
|
|
|
|
|
|
|
|
|
|
Iowa Student Loan Liquidity Corporation Student Loan Revenue Bonds, Senior Lien Series 2011A-1:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
375
|
|
|
2.600%, 12/01/13 (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
380,501
|
|
|
2,000
|
|
|
3.100%, 12/01/14 (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
2,067,200
|
|
|
|
|
|
|
|
|
3,900
|
|
|
Iowa Student Loan Liquidity Corporation, Student Loan Revenue Bonds, Refunding Series 2009-1,
5.000%, 12/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A1
|
|
|
|
4,039,425
|
|
|
12,440
|
|
|
Total Iowa
|
|
|
|
|
|
|
|
|
|
|
|
|
13,295,853
|
|
|
|
|
|
Kansas 1.2%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
745
|
|
|
Dodge City, Kansas, General Obligation Bonds, Waterworks & Wastewater Utility Series 2012A, 2.000%, 9/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
751,400
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Kansas State Power Pool, Electric Utility Revenue Bonds, Dogwood Energy Facility, Series 2012A, 3.000%, 12/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
1,030,540
|
|
|
|
|
|
|
|
|
500
|
|
|
Manhattan, Kansas, Hospital Revenue Bonds, Mercy Regional Health Center, Inc., Refunding Series 2013, 4.000%, 11/15/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
541,650
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Wichita, Kansas, Hospital Facilities Revenue Bonds, Via Christi Health System, Inc., Refunding Series 2009X, 5.000%,
11/15/15
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,112,660
|
|
|
|
|
|
|
|
|
|
|
|
Wichita, Kansas, Hospital Facilities Revenue Refunding and Improvement Bonds, Via Christi Health System Inc., Series
2009A-III:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,000
|
|
|
5.000%, 11/15/14
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,075,550
|
|
|
1,000
|
|
|
5.000%, 11/15/16
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,142,240
|
|
|
5,245
|
|
|
Total Kansas
|
|
|
|
|
|
|
|
|
|
|
|
|
5,654,040
|
|
|
|
|
|
Kentucky 0.9%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,000
|
|
|
Pikeville, Kentucky, Educational Facilities Revenue Bond, Pikeville College of Osteopathic Medicine, Bond Anticipation Notes, Series 2011,
4.000%, 5/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
N/R
|
|
|
|
3,023,040
|
|
|
|
|
|
|
|
|
750
|
|
|
Pikeville, Kentucky, Hospital Revenue Bonds, Pikeville Medical Center, Inc. Project, Improvement and Refunding Series 2011, 4.000%,
3/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A3
|
|
|
|
751,755
|
|
|
|
|
|
|
|
|
500
|
|
|
Russell, Kentucky, Revenue Bonds, Bon Secours Health System, Series 2013, 4.000%,
11/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
533,235
|
|
|
4,250
|
|
|
Total Kentucky
|
|
|
|
|
|
|
|
|
|
|
|
|
4,308,030
|
|
Portfolio of Investments
(Unaudited)
Nuveen Short Term Municipal Bond Fund
(continued)
January 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
Louisiana 1.3%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Calcasieu Parish Public Trust Authority, Louisiana, Student Lease Revenue Bonds, McNeese State University Student Housing-Cowboy
Facilities, Inc. Project, Refunding Series 2011:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
535
|
|
|
2.000%, 5/01/13 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
$
|
537,006
|
|
|
305
|
|
|
2.000%, 5/01/14 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
309,560
|
|
|
315
|
|
|
3.000%, 5/01/15 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
327,918
|
|
|
315
|
|
|
3.000%, 5/01/16 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
329,090
|
|
|
|
|
|
|
|
|
|
|
|
Louisiana Citizens Property Insurance Corporation, Assessment Revenue Bonds, Refunding Series 2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
260
|
|
|
2.000%, 6/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
261,082
|
|
|
300
|
|
|
2.000%, 6/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
304,014
|
|
|
|
|
|
|
|
|
1,135
|
|
|
Louisiana Citizens Property Insurance Corporation, Assessment Revenue Bonds, Series 2006B, 5.000%, 6/01/15 AMBAC
Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,231,135
|
|
|
|
|
|
|
|
|
|
|
|
Louisiana Local Government Environmental Facilities and Community Development Authority, Revenue Refunding Bonds, Parking Facilities
Corporation Phase I Project, Series 2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
500
|
|
|
3.000%, 10/01/14 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
516,400
|
|
|
1,000
|
|
|
3.000%, 10/01/16 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,046,920
|
|
|
|
|
|
|
|
|
1,350
|
|
|
New Orleans, Louisiana, General Obligation Refunding Bonds, Series 2012,
4.000%, 12/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A3
|
|
|
|
1,459,890
|
|
|
6,015
|
|
|
Total Louisiana
|
|
|
|
|
|
|
|
|
|
|
|
|
6,323,015
|
|
|
|
|
|
Maryland 0.2%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
405
|
|
|
Maryland Economic Development Corporation, Student Housing Revenue Bonds, Salisbury University Project, Series 2012, 3.000%,
6/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa3
|
|
|
|
415,113
|
|
|
|
|
|
|
|
|
|
|
|
Maryland Health and Higher Educational Facilities Authority, Revenue Bonds, Frederick Memorial Hospital Issue, Series
2012A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
150
|
|
|
3.000%, 7/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
154,134
|
|
|
220
|
|
|
3.000%, 7/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
228,681
|
|
|
775
|
|
|
Total Maryland
|
|
|
|
|
|
|
|
|
|
|
|
|
797,928
|
|
|
|
|
|
Massachusetts 1.6%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
600
|
|
|
Massachusetts Development Finance Agency, Revenue Bonds, Lasell College, Series 2011, 2.250%, 7/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
603,858
|
|
|
|
|
|
|
|
|
525
|
|
|
Massachusetts Development Finance Agency, Senior Living Facility Revenue Bonds, The Groves in Lincoln Issue, Series 2009B-2, 6.250%,
6/01/14
|
|
|
|
|
6/13 at 100.00
|
|
|
|
N/R
|
|
|
|
262,537
|
|
|
|
|
|
|
|
|
1,950
|
|
|
Massachusetts Educational Financing Authority, Student Loan Revenue Bonds, Issue I Series 2010B, 4.500%, 1/01/16 (Alternative Minimum
Tax)
|
|
|
|
|
7/13 at 100.00
|
|
|
|
AA
|
|
|
|
2,071,173
|
|
|
|
|
|
|
|
|
325
|
|
|
Massachusetts Health and Educational Facilities Authority, Revenue Bonds, Springfield College, Series 2010, 4.000%,
10/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
331,282
|
|
|
|
|
|
|
|
|
2,500
|
|
|
Massachusetts Housing Finance Agency, Construction Loan Notes, Series 2012F, 0.650%, 12/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
2,499,775
|
|
|
|
|
|
|
|
|
2,000
|
|
|
Massachusetts, General Obligation Bonds, Consolidated Loan, Series 2003C, 5.250%, 8/01/16
(Pre-refunded 8/01/13)
|
|
|
|
|
8/13 at 100.00
|
|
|
|
AA+
|
(4)
|
|
|
2,050,160
|
|
|
7,900
|
|
|
Total Massachusetts
|
|
|
|
|
|
|
|
|
|
|
|
|
7,818,785
|
|
|
|
|
|
Michigan 3.8%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Bridgeport Spaulding Community School District, Saginaw County, Michigan, General Obligation Bonds, Refunding Series 2011:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
675
|
|
|
2.500%, 5/01/14 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa2
|
|
|
|
683,978
|
|
|
1,250
|
|
|
3.000%, 5/01/15 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa2
|
|
|
|
1,288,763
|
|
|
|
|
|
|
|
|
500
|
|
|
Caledonia Community Schools, Kent, Allegan and Barry Counties, Michigan, General Obligation Bonds, Series 2013, 3.000%, 5/01/14 (WI/DD,
Settling 2/27/13)
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
516,330
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
Michigan
(continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Detroit-Wayne County Stadium Authority, Michigan, Wayne County Limited Tax General Obligation Bonds, Building Authority Stadium Refunding
Series 2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
500
|
|
|
5.000%, 10/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
$
|
526,845
|
|
|
475
|
|
|
5.000%, 10/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
511,490
|
|
|
|
|
|
|
|
|
|
|
|
Kalamazoo Hospital Finance Authority, Michigan, Hospital Revenue Bonds, Bronson Healthcare Group, Series 2011A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
175
|
|
|
3.000%, 5/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
175,970
|
|
|
430
|
|
|
4.000%, 5/15/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
451,655
|
|
|
|
|
|
|
|
|
500
|
|
|
Lake Superior State University Board of Trustees, Michigan, General Revenue Refunding Bonds, Series 2012, 2.000%, 11/15/14 AGM
Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
507,135
|
|
|
|
|
|
|
|
|
|
|
|
Michigan Finance Authority, Revenue Bonds, Detroit City School District, Series 2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
250
|
|
|
5.000%, 6/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
263,140
|
|
|
500
|
|
|
4.000%, 6/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
519,610
|
|
|
|
|
|
|
|
|
2,030
|
|
|
Michigan Hospital Finance Authority, Revenue Bonds, Ascension Health Group, Series 2010B, 5.000%, 11/15/16
|
|
|
|
|
No Opt. Call
|
|
|
|
AA+
|
|
|
|
2,336,692
|
|
|
|
|
|
|
|
|
250
|
|
|
Michigan State Hospital Finance Authority, Hospital Revenue Bonds, Oakwood Obligated Group, Series 2003, 5.500%, 11/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
259,133
|
|
|
|
|
|
|
|
|
700
|
|
|
Romeo Community School District, Macomb and Oakland Counties, Michigan, General Obligation Bonds, School Building & Site Series 2013,
1.000%, 5/01/14 (WI/DD, Settling 2/20/13)
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa2
|
|
|
|
704,809
|
|
|
|
|
|
|
|
|
4,455
|
|
|
Walled Lake Consolidated School District, Oakland County, Michigan, General Obligation Bonds, Refunding Series 2011, 2.000%,
5/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
AAA
|
|
|
|
4,468,365
|
|
|
|
|
|
|
|
|
225
|
|
|
Wayne County Airport Authority, Michigan, Revenue Bonds, Detroit Metropolitan Airport, Refunding Series 2010A, 5.000%, 12/01/16
(Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
254,513
|
|
|
|
|
|
|
|
|
415
|
|
|
Wayne County Airport Authority, Michigan, Revenue Bonds, Detroit Metropolitan Airport, Refunding Series 2010C, 5.000%,
12/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
430,824
|
|
|
|
|
|
|
|
|
1,365
|
|
|
Wayne County Airport Authority, Michigan, Revenue Bonds, Detroit Metropolitan Wayne County Airport, Series 2005, 5.250%, 12/01/13
NPFG Insured (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,417,539
|
|
|
|
|
|
|
|
|
500
|
|
|
Western Michigan University, General Revenue Refunding Bonds, Series 2008, 3.625%, 11/15/14 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
525,655
|
|
|
|
|
|
|
|
|
595
|
|
|
Western Townships Utilities Authority, Michigan, Sewage Disposal System Bonds, Refunding Series 2012, 3.000%, 1/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
608,727
|
|
|
|
|
|
|
|
|
|
|
|
Williamston Community Schools School District, Ingham County, Michigan, General Obligation Bonds, Refunding Series 2011:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
610
|
|
|
2.000%, 5/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
611,757
|
|
|
1,120
|
|
|
3.000%, 5/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,144,618
|
|
|
17,520
|
|
|
Total Michigan
|
|
|
|
|
|
|
|
|
|
|
|
|
18,207,548
|
|
|
|
|
|
Minnesota 4.9%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
325
|
|
|
Detroit Lakes, Minnesota, Housing and Health Facilities Revenue Bonds, Mankato Lutheran Home, Guaranteed by Ecumen Home Care Inc.,
Series 2004, 2.390%, 8/01/34
|
|
|
|
|
2/13 at 100.00
|
|
|
|
N/R
|
|
|
|
324,285
|
|
|
|
|
|
|
|
|
2,155
|
|
|
Farmington Independent School District 192, Dakota County, Minnesota, General Obligation Bonds, School Building Refunding Series 2012B,
3.000%, 2/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa2
|
|
|
|
2,213,594
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Independent School District 194, Lakeville, Dakota County, Minnesota, General Obligation Bonds, School Building Refunding Series 2012C,
3.000%, 2/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa2
|
|
|
|
1,027,910
|
|
|
|
|
|
|
|
|
2,500
|
|
|
Minneapolis, Minnesota, Revenue Bonds, National Marrow Donor Program Project, Series 2010, 5.000%, 8/01/17
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
2,751,350
|
|
|
|
|
|
|
|
|
|
|
|
Minneapolis, Minnesota, Revenue Bonds, Walker Minneapolis Campus Project, Refunding Series 2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
100
|
|
|
2.000%, 11/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
N/R
|
|
|
|
100,229
|
|
Portfolio of Investments
(Unaudited)
Nuveen Short Term Municipal Bond Fund
(continued)
January 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
Minnesota
(continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
400
|
|
|
2.250%, 11/15/14
|
|
|
|
|
No Opt. Call
|
|
|
|
N/R
|
|
|
$
|
402,060
|
|
|
705
|
|
|
2.600%, 11/15/15
|
|
|
|
|
No Opt. Call
|
|
|
|
N/R
|
|
|
|
712,769
|
|
|
|
|
|
|
|
|
2,500
|
|
|
Minneapolis-St. Paul Metropolitan Airports Commission, Minnesota, Airport Revenue Bonds, Refunding Senior Lien Series 2009B, 5.000%,
1/01/15 (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
2,712,550
|
|
|
|
|
|
|
|
|
1,335
|
|
|
Minnesota Agricultural and Economic Development Board, Health Care Facilities Revenue Bonds, Essential Health Obligated Group,
Series 2008C-1, 5.000%, 2/15/15 AGC Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,443,295
|
|
|
|
|
|
|
|
|
500
|
|
|
Minnesota Higher Education Facilities Authority, Revenue Bonds, Augsburg College, Refunding Series 2010-7-G, 3.000%,
10/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa3
|
|
|
|
510,380
|
|
|
|
|
|
|
|
|
|
|
|
Minnesota Higher Education Facilities Authority, Revenue Bonds, Bethel University, Refunding Series 2007-6-R:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
910
|
|
|
5.500%, 5/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
N/R
|
|
|
|
962,243
|
|
|
1,065
|
|
|
5.500%, 5/01/17
|
|
|
|
|
No Opt. Call
|
|
|
|
N/R
|
|
|
|
1,139,252
|
|
|
|
|
|
|
|
|
|
|
|
Minnesota Higher Education Facilities Authority, Revenue Bonds, College of St. Scholastica, Inc., Series 2012-7R:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
270
|
|
|
2.000%, 12/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa2
|
|
|
|
272,414
|
|
|
200
|
|
|
3.000%, 12/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa2
|
|
|
|
206,798
|
|
|
210
|
|
|
3.000%, 12/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa2
|
|
|
|
219,681
|
|
|
|
|
|
|
|
|
500
|
|
|
Minnesota Higher Education Facilities Authority, Revenue Bonds, Hamline University, Series 2011-7K1, 3.000%, 10/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa2
|
|
|
|
504,365
|
|
|
|
|
|
|
|
|
|
|
|
Minnesota Higher Education Facilities Authority, Revenue Bonds, Saint Catherine University, Series 2012-7Q:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
325
|
|
|
3.000%, 10/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
329,176
|
|
|
500
|
|
|
3.000%, 10/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
514,760
|
|
|
450
|
|
|
4.000%, 10/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
480,659
|
|
|
650
|
|
|
4.000%, 10/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
704,964
|
|
|
|
|
|
|
|
|
2,210
|
|
|
Robbinsdale Independent School District 281, Hennepin County, Minnesota, General Obligation Bonds, School Building Refunding
Series 2012B, 2.000%, 2/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
AA+
|
|
|
|
2,248,498
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Saint Cloud, Minnesota, Health Care Revenue Bonds, CentraCare Health System Project, Series 2010A, 5.000%, 5/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A1
|
|
|
|
1,086,940
|
|
|
|
|
|
|
|
|
180
|
|
|
Saint Paul Housing and Redevelopment Authority, Minnesota, Upper Landing Project Tax Increment Revenue Refunding Bonds, Series 2012,
5.000%, 3/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
N/R
|
|
|
|
185,618
|
|
|
|
|
|
|
|
|
1,280
|
|
|
Shakopee Independent School District 720, Scott County, Minnesota, General Obligation Bonds, Series 2013A, 3.000%, 2/01/17 (WI/DD, Settling
2/21/13)
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa2
|
|
|
|
1,387,213
|
|
|
|
|
|
|
|
|
400
|
|
|
St. Paul Housing and Redevelopment Authority, Minnesota, Performing Arts Facility Revenue Bonds, Ordway Center for the Performing Arts,
Series 2012, 0.950%, 7/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
N/R
|
|
|
|
400,080
|
|
|
|
|
|
|
|
|
350
|
|
|
Wayzata, Minnesota, Senior Housing Entrance Deposit Revenue Bonds, Folkestone Senior Living
Community, Series 2012B, 4.875%, 5/01/19
|
|
|
|
|
5/14 at 100.00
|
|
|
|
N/R
|
|
|
|
354,074
|
|
|
22,020
|
|
|
Total Minnesota
|
|
|
|
|
|
|
|
|
|
|
|
|
23,195,157
|
|
|
|
|
|
Mississippi 1.1%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
125
|
|
|
DIberville, Mississippi, Tax Increment Limited Obligation Refunding Bonds, Gulf Coast Promenade Project, Series 2013, 2.000%,
4/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
126,125
|
|
|
|
|
|
|
|
|
1,500
|
|
|
Mississippi Business Finance Corporation, Gulf Opportunity Zone Revenue Bonds, Coast Electric Power Association, Series 2007C, 0.500%,
5/01/37 (Mandatory put 5/01/13)
|
|
|
|
|
5/13 at 100.00
|
|
|
|
A
|
|
|
|
1,500,225
|
|
|
|
|
|
|
|
|
3,235
|
|
|
Mississippi Development Bank, Special Obligation Bonds, Jackson County Limited Tax Note, Series
2009B-1, 4.000%, 7/01/15 AGC Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
3,476,202
|
|
|
4,860
|
|
|
Total Mississippi
|
|
|
|
|
|
|
|
|
|
|
|
|
5,102,552
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
Missouri 3.9%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Boone County, Missouri, Hospital Revenue Bonds, Boone Hospital Center, Refunding Series 2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
250
|
|
|
3.000%, 8/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
$
|
256,285
|
|
|
1,000
|
|
|
3.000%, 8/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,038,120
|
|
|
|
|
|
|
|
|
|
|
|
Joplin Industrial Development Authority, Missouri, Health Facilities Revenue Bonds, Freeman Health System, Series 2011:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
250
|
|
|
2.500%, 2/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
250,085
|
|
|
360
|
|
|
2.750%, 2/15/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
361,955
|
|
|
|
|
|
|
|
|
320
|
|
|
Joplin Industrial Development Authority, Missouri, Revenue Bonds, Christian Homes Inc., Series 2007F, 5.500%, 5/15/17
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
355,699
|
|
|
|
|
|
|
|
|
2,020
|
|
|
Missouri Development Finance Board, Independence, Infrastructure Facilities Revenue Bonds, Water System Improvement Projects,
Series 2009E, 4.000%, 11/01/16
|
|
|
|
|
11/14 at 100.00
|
|
|
|
A
|
|
|
|
2,116,152
|
|
|
|
|
|
|
|
|
150
|
|
|
Missouri Development Finance Board, Infrastructure Facilities Leasehold Revenue Bonds, City of Independence, Missouri, Annual Appropriation
Electric System Revenue Bonds Dogwood Project, Series 2012A, 2.000%, 6/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
150,533
|
|
|
|
|
|
|
|
|
|
|
|
Missouri Health and Educational Facilities Authority, Educational Facilities Revenue Bonds, Southwest Baptist University Project, Series
2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
240
|
|
|
3.000%, 10/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
242,767
|
|
|
470
|
|
|
3.000%, 10/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
481,933
|
|
|
480
|
|
|
3.000%, 10/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
496,728
|
|
|
495
|
|
|
3.000%, 10/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
509,395
|
|
|
|
|
|
|
|
|
615
|
|
|
Missouri Health and Educational Facilities Authority, Health Facilities Revenue Bonds The Childrens Mercy Hospital, Series 2009,
3.000%, 5/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
619,514
|
|
|
|
|
|
|
|
|
270
|
|
|
Missouri Health and Educational Facilities Authority, Health Facilities Revenue Bonds, Capital Region Medical Center, Series 2011,
3.000%, 11/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A3
|
|
|
|
272,511
|
|
|
|
|
|
|
|
|
700
|
|
|
Missouri Health and Educational Facilities Authority, Health Facilities Revenue Bonds, St. Lukes Episcopal and Presbyterian
Hospitals, Series 2011, 5.000%, 12/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
726,026
|
|
|
|
|
|
|
|
|
720
|
|
|
Missouri Health and Educational Facilities Authority, Revenue Bonds, Lake Regional Health System, Series 2012, 5.000%,
2/15/16
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
794,196
|
|
|
|
|
|
|
|
|
675
|
|
|
Missouri Health and Educational Facilities Authority, Revenue Bonds, Lake Regional Health System, Series 2012, 3.000%,
2/15/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
688,703
|
|
|
|
|
|
|
|
|
475
|
|
|
Missouri Health and Educational Facilities Authority, Revenue Bonds, Rockhurst University, Series 2011A, 3.000%, 10/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
481,916
|
|
|
|
|
|
|
|
|
340
|
|
|
Missouri Joint Municipal Electric Utility Commission, Plum Point Project, Revenue Bonds, Series 2006, 5.000%, 1/01/16 NPFG
Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
369,611
|
|
|
|
|
|
|
|
|
1,245
|
|
|
Missouri State Health and Educational Facilities Authority, Health Facilities Revenue Bonds, Freeman Health System, Series 2012, 5.000%,
2/15/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,337,777
|
|
|
|
|
|
|
|
|
300
|
|
|
Northwest Missouri State University, Housing System Revenue Bonds, Refunding Series 2012, 0.700%, 6/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A3
|
|
|
|
300,621
|
|
|
|
|
|
|
|
|
2,200
|
|
|
Park Hill School District, Platte County, Missouri, General Obligation Bonds, Refunding Series 2013, 2.000%, 3/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
AA+
|
|
|
|
2,242,460
|
|
|
|
|
|
|
|
|
2,435
|
|
|
Saint Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Refunding Series 2011B, 5.000%,
7/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
2,563,690
|
|
|
|
|
|
|
|
|
530
|
|
|
St. Louis County Industrial Development Authority, Missouri, Revenue Bonds, Friendship Village of Sunset Hills, Series 2012, 5.000%,
9/01/17
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
591,533
|
|
|
|
|
|
|
|
|
240
|
|
|
St. Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Series 2007A, 5.000%, 7/01/14 AGM
Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
252,684
|
|
|
|
|
|
|
|
|
950
|
|
|
St. Louis, Missouri, Airport Revenue Bonds, Series 1970, 5.000%, 7/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,030,978
|
|
|
17,730
|
|
|
Total Missouri
|
|
|
|
|
|
|
|
|
|
|
|
|
18,531,872
|
|
Portfolio of Investments
(Unaudited)
Nuveen Short Term Municipal Bond Fund
(continued)
January 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
Montana 0.4%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,740
|
|
|
Montana Facilities Finance Authority, Revenue Bonds, Sisters of Charity of Leavenworth Health
Services Corporation, Campsite Deal Series 2010B, 5.000%, 1/01/19
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
$
|
2,069,974
|
|
|
|
|
|
Nebraska 0.4%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
250
|
|
|
Central Plains Energy Project, Nebraska, Gas Project 1 Revenue Bonds, Series 2007A, 5.250%, 12/01/21
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
284,865
|
|
|
|
|
|
|
|
|
505
|
|
|
Lincoln County Hospital Authority 1, Nebraska, Hospital Revenue and Refunding Bonds, Great Plains Regional Medical Center Project,
Series 2012, 4.000%, 11/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
545,102
|
|
|
|
|
|
|
|
|
1,125
|
|
|
Washington County, Nebraska, Wastewater and Solid Waste Disposal Facilities Revenue Bonds, Cargill
Inc. Project, Variable Rate Demand Series 2012, 1.375%, 9/01/30 (Mandatory put 9/01/15) (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,126,789
|
|
|
1,880
|
|
|
Total Nebraska
|
|
|
|
|
|
|
|
|
|
|
|
|
1,956,756
|
|
|
|
|
|
Nevada 0.6%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Carson City, Nevada, Hospital Revenue Refunding Bonds, Carson-Tahoe Regional Healthcare Project, Series 2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
235
|
|
|
2.000%, 9/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
236,281
|
|
|
250
|
|
|
3.000%, 9/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
256,220
|
|
|
|
|
|
|
|
|
650
|
|
|
Clark County School District, Nevada, General Obligation Bonds, Limited Tax Series 2007C, 5.000%, 6/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
661,583
|
|
|
|
|
|
|
|
|
1,865
|
|
|
Clark County, Nevada, Local Improvement Refunding Bonds, Special Improvement District 142
Mountains Edge, Series 2012, 2.000%, 8/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB-
|
|
|
|
1,871,695
|
|
|
3,000
|
|
|
Total Nevada
|
|
|
|
|
|
|
|
|
|
|
|
|
3,025,779
|
|
|
|
|
|
New Jersey 3.9%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
New Jersey Educational Facilities Authority, Revenue Bonds, Rider University, Series 2012A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,000
|
|
|
5.000%, 7/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,061,090
|
|
|
1,500
|
|
|
4.000%, 7/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,603,260
|
|
|
|
|
|
|
|
|
1,000
|
|
|
New Jersey Health Care Facilities Financing Authority, New Jersey, Revenue Bonds, Saint Peters University Hospital, Refunding Series 2011,
5.000%, 7/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BB+
|
|
|
|
1,013,180
|
|
|
|
|
|
|
|
|
4,000
|
|
|
New Jersey Health Care Facilities Financing Authority, Revenue Bonds, Saint Barnabas Health Care System, Refunding Series 2011A, 5.000%,
7/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
4,343,440
|
|
|
|
|
|
|
|
|
4,000
|
|
|
New Jersey Higher Education Assistance Authority, Student Loan Revenue Bonds, Series 2011-1, 5.000%, 12/01/14 (Alternative Minimum
Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa3
|
|
|
|
4,297,640
|
|
|
|
|
|
|
|
|
|
|
|
New Jersey Higher Education Assistance Authority, Student Loan Revenue Bonds, Series 2012-1A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
975
|
|
|
3.000%, 12/01/13 (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
993,788
|
|
|
1,285
|
|
|
4.000%, 12/01/14 (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,357,307
|
|
|
|
|
|
|
|
|
3,100
|
|
|
New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 2010D, 5.000%,
12/15/18
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
3,709,398
|
|
|
16,860
|
|
|
Total New Jersey
|
|
|
|
|
|
|
|
|
|
|
|
|
18,379,103
|
|
|
|
|
|
New Mexico 0.6%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
750
|
|
|
Aztec Municipal School District 2, San Juan County, New Mexico, General Obligation Bonds, Refunding Series 2010B, 4.000%,
10/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa1
|
|
|
|
766,305
|
|
|
|
|
|
|
|
|
2,050
|
|
|
New Mexico Educational Assistance Foundation, Education Loan Bonds, Senior Lien Series 2009A,
3.900%, 9/01/14 (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
Aaa
|
|
|
|
2,135,280
|
|
|
2,800
|
|
|
Total New Mexico
|
|
|
|
|
|
|
|
|
|
|
|
|
2,901,585
|
|
|
|
|
|
New York 4.1%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
390
|
|
|
Buffalo and Erie County Industrial Land Development Corporation, New York, Revenue Bonds, Medaille College, Series 2012, 2.125%, 4/01/15
(WI/DD, Settling 2/06/13)
|
|
|
|
|
No Opt. Call
|
|
|
|
BB+
|
|
|
|
390,324
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
New York
(continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,545
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2013A, 2.000%, 11/15/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
$
|
1,589,990
|
|
|
|
|
|
|
|
|
|
|
|
Monroe County Industrial Development Corporation, New York, Revenue Bonds, St. John Fisher College, Series 2012A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
325
|
|
|
3.000%, 6/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa3
|
|
|
|
327,454
|
|
|
815
|
|
|
3.000%, 6/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa3
|
|
|
|
835,693
|
|
|
|
|
|
|
|
|
500
|
|
|
Nassau County Local Economic Assistance Corporation, New York, Revenue Bonds, Winthrop-University Hospital Association, Series 2012,
3.000%, 7/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
504,115
|
|
|
|
|
|
|
|
|
2,500
|
|
|
Nassau Health Care Corporation, New York, Revenue Anticipation Notes, Series 2013A, 2.250%, 12/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
2,540,575
|
|
|
|
|
|
|
|
|
1,000
|
|
|
New York City,New York, Industrial Development Agency, Senior Airport Facilities Revenue Refunding Bonds, Trips Obligated Group, Series
2012A, 5.000%, 7/01/13 (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
1,014,490
|
|
|
|
|
|
|
|
|
1,035
|
|
|
New York City, New York, General Obligation Bonds, Fiscal 2012 Series I, 5.000%, 8/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,106,498
|
|
|
|
|
|
|
|
|
175
|
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2003J, 5.500%, 6/01/20 (Pre-refunded 6/01/13)
|
|
|
|
|
6/13 at 100.00
|
|
|
|
AA
|
(4)
|
|
|
178,108
|
|
|
|
|
|
|
|
|
2,000
|
|
|
New York State Energy Research and Development Authority, Pollution Control Revenue Bonds, New York State Electric and Gas Corporation,
Series 2011A, 2.125%, 3/15/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
2,035,980
|
|
|
|
|
|
|
|
|
500
|
|
|
New York State Thruway Authority, General Revenue Bonds, Series2012I, 4.000%, 1/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
532,495
|
|
|
|
|
|
|
|
|
300
|
|
|
Niagara Area Development Corporation, New York, Niagara University Project, Series 2012A, 3.000%, 5/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
301,629
|
|
|
|
|
|
|
|
|
2,120
|
|
|
Schenectady County Capital Resource Corporation, New York, FHA insured Mortgage Revenue Bonds, Ellis Hospital Project, Refunding Series
2012, 1.750%, 2/15/18 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA+
|
|
|
|
2,127,759
|
|
|
|
|
|
|
|
|
1,250
|
|
|
St. Lawrence County Industrial Development Agency Civic Development Corporation, New York, Revenue Bonds, Clarkson University Project,
Series 2012B, 2.500%, 9/01/42 (Mandatory put 3/01/16)
|
|
|
|
|
No Opt. Call
|
|
|
|
A3
|
|
|
|
1,281,875
|
|
|
|
|
|
|
|
|
600
|
|
|
Tobacco Settlement Financing Corporation, New York, Asset-Backed Revenue Bonds, State Contingency Contract Secured, Series 2011A, 4.000%,
6/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
607,476
|
|
|
|
|
|
|
|
|
1,265
|
|
|
Yonkers, New York, General Obligation Bonds, Series 2005A, 5.000%, 8/01/13 NPFG Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,290,313
|
|
|
|
|
|
|
|
|
1,500
|
|
|
Yonkers, New York, General Obligation Bonds, Series 2011A, 5.000%, 10/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,599,165
|
|
|
|
|
|
|
|
|
1,250
|
|
|
Yonkers, New York, General Obligation Refunding Bonds, Series 2012A,
4.000%, 7/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,333,425
|
|
|
19,070
|
|
|
Total New York
|
|
|
|
|
|
|
|
|
|
|
|
|
19,597,364
|
|
|
|
|
|
North Dakota 1.0%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Burleigh County, North Dakota, Health Care Revenue Refunding Bonds, St. Alexius Medical Center Project, Series 2012A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
225
|
|
|
2.500%, 7/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
226,112
|
|
|
300
|
|
|
2.500%, 7/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
302,481
|
|
|
|
|
|
|
|
|
3,040
|
|
|
Fargo, North Dakota, Health System Revenue Bonds, Sanford Health, Refunding Series 2011, 3.500%, 11/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
3,240,792
|
|
|
|
|
|
|
|
|
|
|
|
Williston Parks and Recreation District, North Dakota, Sales Tax & Gross Revenue Bonds, Series 2012A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
200
|
|
|
1.150%, 3/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
200,186
|
|
|
600
|
|
|
2.000%, 3/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
608,568
|
|
|
4,365
|
|
|
Total North Dakota
|
|
|
|
|
|
|
|
|
|
|
|
|
4,578,139
|
|
Portfolio of Investments
(Unaudited)
Nuveen Short Term Municipal Bond Fund
(continued)
January 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
Ohio 1.5%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
785
|
|
|
Cleveland State University, Ohio, General Receipts Bonds, Series 2007A, 5.750%, 6/01/14 FGIC Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
$
|
840,186
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Cleveland, Ohio, Airport System Revenue Bonds, Series 2011A, 3.000%, 1/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,021,580
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Ohio Air Quality Development Authority, Ohio, Air Quality Revenue Refunding Bonds, Ohio Power Company Project, Series 2010A,
3.250%, 6/01/41 (Mandatory put 6/02/14)
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
1,020,860
|
|
|
|
|
|
|
|
|
4,000
|
|
|
Ohio Air Quality Development Authority, Ohio, Pollution Control Revenue Refunding Bonds,
FirstEnergy Generation Corp. Project, Series 2009D, 2.250%, 8/01/29 (Mandatory put 9/15/16)
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
4,034,720
|
|
|
6,785
|
|
|
Total Ohio
|
|
|
|
|
|
|
|
|
|
|
|
|
6,917,346
|
|
|
|
|
|
Oklahoma 0.3%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,125
|
|
|
Tulsa County Industrial Authority, Oklahoma, Educational Facilities Lease Revenue Bonds, Jenks
Public Schools Project, Series 2009, 5.000%, 9/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,206,551
|
|
|
|
|
|
Oregon 1.0%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
660
|
|
|
Klamath Falls Intercommunity Hospital Authority, Oregon, Revenue Bonds, Sky Lakes Medical Center Project, Series 2012, 4.000%,
9/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
699,079
|
|
|
|
|
|
|
|
|
2,850
|
|
|
Medford Hospital Facilities Authority, Oregon, Hospital Revenue Bonds, Asante Health System, Refunding Series 2010, 5.000%, 8/15/15
AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
3,146,828
|
|
|
|
|
|
|
|
|
360
|
|
|
Multnomah County Hospital Facilities Authority, Oregon, Revenue Refunding Bond, Terwilliger Plaza, Inc., Series 2012, 2.000%,
12/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
362,880
|
|
|
|
|
|
|
|
|
420
|
|
|
Portland, Oregon, Sewer System Revenue Bonds, Refunding Series 2007A, 5.000%, 6/01/14 NPFG
Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
446,393
|
|
|
4,290
|
|
|
Total Oregon
|
|
|
|
|
|
|
|
|
|
|
|
|
4,655,180
|
|
|
|
|
|
Pennsylvania 7.1%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,240
|
|
|
Allegheny County Airport Authority, Pennsylvania, Airport Revenue Bonds, Pittsburgh International Airport, Refunding Series 2010A,
5.000%, 1/01/16 AGM Insured (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,372,196
|
|
|
|
|
|
|
|
|
|
|
|
Lancaster County Hospital Authority, Pennsylvania, Health Center Revenue Bonds, Saint Annes Retirement Community, Inc. , Series
2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
690
|
|
|
2.250%, 4/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BB+
|
|
|
|
690,062
|
|
|
655
|
|
|
3.000%, 4/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BB+
|
|
|
|
656,552
|
|
|
|
|
|
|
|
|
2,340
|
|
|
Penn Hills School District, Allegheny County, Pennsylvania, General Obligation Bonds, Series 2012A, 4.000%, 10/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A1
|
|
|
|
2,475,346
|
|
|
|
|
|
|
|
|
220
|
|
|
Pennsylvania Economic Development Financing Authority, Solid Waste Disposal Revenue Bonds, Waste Management Inc., Project, Series 2009,
1.750%, 12/01/33 (Mandatory put 12/01/15)
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
220,436
|
|
|
|
|
|
|
|
|
3,000
|
|
|
Pennsylvania Economic Development Financing Authority, Solid Waste Disposal Revenue Bonds, Waste Management Inc., Project, Series 2011,
2.625%, 7/01/41 (Mandatory put 7/01/14)
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
3,043,950
|
|
|
|
|
|
|
|
|
|
|
|
Pennsylvania Higher Educational Facilities Authority, Pennsylvania, Revenue Bonds, Saint Francis University, Series
2012-LL2:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
130
|
|
|
2.000%, 5/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
130,293
|
|
|
165
|
|
|
2.000%, 11/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
165,987
|
|
|
|
|
|
|
|
|
840
|
|
|
Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, AICUP Financing Program-Delaware Valley College of Science and
Agriculture Project, Series 2012 LL1, 4.000%, 11/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa3
|
|
|
|
893,180
|
|
|
|
|
|
|
|
|
725
|
|
|
Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, AICUP Financing Program-Mount Aloysius College Project, Series
2011R-1, 2.000%, 11/01/41 (Mandatory put 4/30/13)
|
|
|
|
|
4/13 at 100.00
|
|
|
|
A
|
|
|
|
725,435
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
Pennsylvania
(continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, Association of Independent Colleges and Universities of Pennsylvania
Financing Program-Messiah College Project, Series 2001-14:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,000
|
|
|
0.700%, 11/01/31 (Mandatory put 5/01/13)
|
|
|
|
|
5/13 at 100.00
|
|
|
|
A
|
|
|
$
|
3,001,320
|
|
|
2,000
|
|
|
0.625%, 11/01/31 (Mandatory put 11/01/13)
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
2,000,980
|
|
|
|
|
|
|
|
|
|
|
|
Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, Foundation for Student Housing at Indiana University, Project
Series 2012A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
100
|
|
|
3.000%, 7/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
100,730
|
|
|
100
|
|
|
3.000%, 7/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
102,193
|
|
|
320
|
|
|
3.000%, 7/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
330,730
|
|
|
|
|
|
|
|
|
2,510
|
|
|
Pennsylvania Turnpike Commission, Motor License Fund-Enhanced Turnpike Subordinate Special Revenue, Series 2011B, 3.000%,
12/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
2,560,426
|
|
|
|
|
|
|
|
|
1,780
|
|
|
Philadelphia Gas Works, Pennsylvania, Revenue Bonds, Refunding Tenth Series 2011B, 4.000%, 7/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,802,909
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Philadelphia Redevelopment Authority, Pennsylvania, Revenue Bonds, Philadelphia Neighborhood Transformation Initiative, Series 2012,
5.000%, 4/15/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
1,050,140
|
|
|
|
|
|
|
|
|
915
|
|
|
Philadelphia School District, Pennsylvania, General Obligation Bonds, Series 2011B, 3.000%, 9/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
929,942
|
|
|
|
|
|
|
|
|
920
|
|
|
Philadelphia School District, Pennsylvania, General Obligation Bonds, Series 2011C, 3.000%, 9/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
935,024
|
|
|
|
|
|
|
|
|
500
|
|
|
Philadelphia, Pennsylvania, Airport Revenue Bonds, Refunding Series 2011A, 4.000%, 6/15/13 (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
505,940
|
|
|
|
|
|
|
|
|
5,000
|
|
|
Philadelphia, Pennsylvania, General Obligation Bonds, Refunding Series 2011, 5.000%, 8/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
5,293,700
|
|
|
|
|
|
|
|
|
500
|
|
|
Philadelphia, Pennsylvania, Water and Wastewater Revenue Bonds, Refunding Series 2010A, 5.000%, 6/15/13 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
508,835
|
|
|
|
|
|
|
|
|
455
|
|
|
Pittsburgh, Pennsylvania, General Obligation Bonds, Series 2012A, 3.000%, 9/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A1
|
|
|
|
470,024
|
|
|
|
|
|
|
|
|
|
|
|
Scranton, Pennsylvania, Sewer Authority Revenue Bonds, Series 2011A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
250
|
|
|
2.250%, 12/01/13 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
252,790
|
|
|
540
|
|
|
3.500%, 12/01/14 AGM Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
562,729
|
|
|
|
|
|
|
|
|
|
|
|
Union County Hospital Authority, Pennsylvania, Hospital Revenue Bonds, Evangelical Community Hospital Project, Refunding and Improvement
Series 2011:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,385
|
|
|
4.000%, 8/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,439,043
|
|
|
1,440
|
|
|
4.250%, 8/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,517,026
|
|
|
32,720
|
|
|
Total Pennsylvania
|
|
|
|
|
|
|
|
|
|
|
|
|
33,737,918
|
|
|
|
|
|
Puerto Rico 0.8%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
500
|
|
|
Puerto Rico Industrial, Tourist, Educational, Medical and Environmental Control Facilities Financing Authority, Higher Education Revenue
Bonds, Inter-American University of Puerto Rico Project, Refunding Series 2012, 4.000%, 10/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
517,220
|
|
|
|
|
|
|
|
|
2,500
|
|
|
Puerto Rico Infrastructure Financing Authority, Revenue Bonds, Ports Authority Project, Series 2011C, 3.000%, 12/15/26 (Mandatory put
12/15/13) (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
2,519,275
|
|
|
|
|
|
|
|
|
500
|
|
|
Puerto Rico Municipal Finance Agency, Series 2005B, 5.000%, 7/01/14 CIFG Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
520,660
|
|
|
|
|
|
|
|
|
370
|
|
|
Puerto Rico, General Obligation and Public Improvement Bonds, Series 2002A, 5.500%, 7/01/14
NPFG Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
386,539
|
|
|
3,870
|
|
|
Total Puerto Rico
|
|
|
|
|
|
|
|
|
|
|
|
|
3,943,694
|
|
|
|
|
|
Rhode Island 0.6%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,800
|
|
|
Rhode Island Health & Educational Building Corporation, Revenue Bonds, Lifespan Obligated
Group, Series 2006A, 5.000%, 5/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
2,836,512
|
|
Portfolio of Investments
(Unaudited)
Nuveen Short Term Municipal Bond Fund
(continued)
January 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
South Carolina 0.4%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
500
|
|
|
South Carolina JOBS Economic Development Authority, Hospital Revenue Bonds, Bon Secours Health System Obligated Group, Series 2012,
4.000%, 11/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
$
|
532,820
|
|
|
|
|
|
|
|
|
590
|
|
|
South Carolina JOBS Economic Development Authority, Revenue Bonds, Waste Management of South Carolina, Inc. Project, Series 2008,
2.875%, 2/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
604,290
|
|
|
|
|
|
|
|
|
500
|
|
|
South Carolina Jobs-Economic Development Authority, Hospital Revenue Bonds, Palmetto Health,
Refunding & Improvement Series 2009, 5.000%, 8/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
543,915
|
|
|
1,590
|
|
|
Total South Carolina
|
|
|
|
|
|
|
|
|
|
|
|
|
1,681,025
|
|
|
|
|
|
South Dakota 0.6%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Rapid City, South Dakota, Sales Tax Revenue Bonds, Series 2013:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
320
|
|
|
2.000%, 6/01/13 (WI/DD, Settling 2/05/13)
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa3
|
|
|
|
321,786
|
|
|
435
|
|
|
2.000%, 12/01/13 (WI/DD, Settling 2/05/13)
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa3
|
|
|
|
440,925
|
|
|
|
|
|
|
|
|
1,305
|
|
|
South Dakota Health and Educational Facilities Authority, Revenue Bonds, Sanford Health, Series 2009, 4.500%, 11/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
1,416,251
|
|
|
|
|
|
|
|
|
730
|
|
|
South Dakota Health and Educational Facilities Authority, Revenue Bonds, Westhills Village
Retirement Community, Series 2012, 3.500%, 9/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
766,150
|
|
|
2,790
|
|
|
Total South Dakota
|
|
|
|
|
|
|
|
|
|
|
|
|
2,945,112
|
|
|
|
|
|
Tennessee 1.7%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Memphis-Shelby County Airport Authority, Tennessee, Airport Revenue Bonds, Series 2010B, 5.000%, 7/01/16 (Alternative Minimum
Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
1,123,070
|
|
|
|
|
|
|
|
|
1,270
|
|
|
Memphis-Shelby County Sports Authority, Tennessee, Revenue Bonds, Memphis Arena, Refunding Series 2009B, 5.500%, 11/01/20
|
|
|
|
|
11/19 at 100.00
|
|
|
|
AA
|
|
|
|
1,559,497
|
|
|
|
|
|
|
|
|
|
|
|
Metropolitan Government of Nashville-Davidson County Health and Educational Facilities Board, Tennessee, Revenue Bonds, Belmont University
Project, Series 2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
500
|
|
|
2.000%, 11/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
504,500
|
|
|
1,000
|
|
|
2.000%, 11/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,016,090
|
|
|
1,050
|
|
|
2.000%, 11/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,065,509
|
|
|
1,000
|
|
|
3.000%, 11/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,040,760
|
|
|
|
|
|
|
|
|
1,800
|
|
|
Metropolitan Nashville Airport Authority, Tennessee, Airport Revenue Bonds, Refunding &
Improvement Series 2010A, 5.000%, 7/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
2,029,248
|
|
|
7,620
|
|
|
Total Tennessee
|
|
|
|
|
|
|
|
|
|
|
|
|
8,338,674
|
|
|
|
|
|
Texas 5.4%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,986
|
|
|
BB&T Various States Municipal Trust Pool, Texas, Class B Certificates, Series 2011, 0.970%, 9/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,985,183
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Brazosport Independent School District, Brazoria County, Texas, General Obligation Bonds, Series 2004, 5.000%, 2/15/20 (Pre-refunded
2/15/14)
|
|
|
|
|
2/14 at 100.00
|
|
|
|
Aaa
|
|
|
|
1,048,930
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Refunding Series 2009A, 5.000%, 11/01/21
|
|
|
|
|
11/16 at 100.00
|
|
|
|
A+
|
|
|
|
1,133,170
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Harrison County Health Facilities Development Corporation, Texas, Hospital Revenue Bonds, Good Shepherd Health System, Refunding
Series 2010, 4.000%, 7/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,043,690
|
|
|
|
|
|
|
|
|
455
|
|
|
Houston, Texas, First Lien Combined Utility System Revenue Bonds, Series 2009, 3.000%, 4/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
467,167
|
|
|
|
|
|
|
|
|
1,150
|
|
|
Houston, Texas, Hotel Occupancy Tax and Special Revenue Bonds, Convention and Entertainment Project, Refunding Series 2011A,
5.000%, 9/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A2
|
|
|
|
1,181,418
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Houston, Texas, Subordinate Lien Airport System Revenue Refunding Bonds, Series 2011A, 5.000%, 7/01/13 (Alternative Minimum
Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
1,019,810
|
|
|
|
|
|
|
|
|
2,600
|
|
|
Lower Colorado River Authority, Texas, Revenue Refunding Bonds, Series 2012A, 2.000%, 5/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A1
|
|
|
|
2,613,026
|
|
|
|
|
|
|
|
|
2,005
|
|
|
Midtown Redevelopment Authority, Texas, Tax Increment Contract Revenue, Refunding Series 2011, 4.000%, 1/01/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
2,100,699
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
Texas
(continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,325
|
|
|
Mission Economic Development Corporation, Texas, Solid Waste Disposal Revenue Bonds, Allied Waste North America, Inc., Series 2008A,
0.450%, 1/01/20
|
|
|
|
|
4/13 at 100.00
|
|
|
|
BBB
|
|
|
$
|
3,325,000
|
|
|
|
|
|
|
|
|
500
|
|
|
Sabine Pass Independent School District, Jefferson County, Texas, General Obligation Bonds, Series 2003, 0.000%, 8/15/34 (Pre-refunded
8/15/13)
|
|
|
|
|
8/13 at 32.33
|
|
|
|
AAA
|
|
|
|
161,305
|
|
|
|
|
|
|
|
|
1,015
|
|
|
Sam Rayburn Municipal Power Agency, Texas, Power Supply System Revenue Refunding Bonds, Series 2012, 5.000%, 10/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,083,624
|
|
|
|
|
|
|
|
|
|
|
|
Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue Bonds, Hendrick Medical Center, Series
2009A:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,425
|
|
|
4.000%, 9/01/15 AGC Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,530,379
|
|
|
1,170
|
|
|
4.000%, 9/01/16 AGC Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,281,571
|
|
|
1,405
|
|
|
4.375%, 9/01/18 AGC Insured
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
1,614,457
|
|
|
|
|
|
|
|
|
3,000
|
|
|
Texas Municipal Gas Acquisition and Supply Corporation III, Gas Supply Revenue Bonds, Series 2012, 5.000%, 12/15/16
|
|
|
|
|
No Opt. Call
|
|
|
|
A3
|
|
|
|
3,310,260
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Val Verde County, Texas, Pass-Through Toll Revenue and Limited Tax Bonds, Series 2011, 2.000%,
8/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,005,220
|
|
|
25,036
|
|
|
Total Texas
|
|
|
|
|
|
|
|
|
|
|
|
|
25,904,909
|
|
|
|
|
|
Virgin Islands 0.9%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,985
|
|
|
Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Note, Series 2012C, 3.000%, 10/01/17
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
3,082,251
|
|
|
|
|
|
|
|
|
1,035
|
|
|
Virgin Islands Public Finance Authority, Matching Fund Loan Notes Revenue Bonds, Series 2009B,
5.000%, 10/01/19
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
1,171,682
|
|
|
4,020
|
|
|
Total Virgin Islands
|
|
|
|
|
|
|
|
|
|
|
|
|
4,253,933
|
|
|
|
|
|
Virginia 3.8%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,100
|
|
|
Dulles Town Center Community Development Authority, Loudon County, Virginia Special Assessment Refunding Bonds, Dulles Town Center Project,
Series 2012, 3.000%, 3/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
N/R
|
|
|
|
1,109,295
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Fredericksburg Economic Development Authority, Virginia, Hospital Facilities Revenue Bonds, MediCorp Health System, Series 2007, 5.000%,
6/15/17
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
1,126,490
|
|
|
|
|
|
|
|
|
1,250
|
|
|
Henrico County Economic Development Authority, Virginia, Revenue Bonds, Bon Secours Health System Obligated Group, Series 2013,
4.000%, 11/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,346,625
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Louisa Industrial Development Authority, Virginia, Pollution Control Revenue Bonds, Virginia Electric and Power Company, Series 2008c,
5.375%, 11/01/35 (Mandatory put 12/02/13)
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,042,110
|
|
|
|
|
|
|
|
|
310
|
|
|
Virginia Beach, Virginia, General Obligation Public Improvement Bonds, Series 2003A, 5.500%, 5/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
AAA
|
|
|
|
314,129
|
|
|
|
|
|
|
|
|
7,000
|
|
|
Virginia Housing Development Authority, Commonwealth Mortgage Bonds, Series 2006D-1, 4.300%, 1/01/14 (Alternative Minimum
Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
AAA
|
|
|
|
7,170,220
|
|
|
|
|
|
|
|
|
6,000
|
|
|
Virginia Public Building Authority, Public Facilities Revenue Bonds, Series 2004A, 5.000%,
8/01/14
|
|
|
|
|
8/13 at 100.00
|
|
|
|
AA+
|
|
|
|
6,138,480
|
|
|
17,660
|
|
|
Total Virginia
|
|
|
|
|
|
|
|
|
|
|
|
|
18,247,349
|
|
|
|
|
|
Washington 1.3%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
King and Pierce Counties School District 408 Auburn, Washington, General Obligation Bonds, Refunding Series 2013:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,595
|
|
|
3.000%, 12/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa1
|
|
|
|
1,631,829
|
|
|
400
|
|
|
3.000%, 12/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa1
|
|
|
|
419,076
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Port of Seattle, Washington, Revenue Bonds, Refunding Inter-Lien Series 2010C, 5.000%, 2/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa3
|
|
|
|
1,118,780
|
|
|
|
|
|
|
|
|
205
|
|
|
Washington Health Care Facilities Authority, Revenue Bonds, Kadlec Regional Medical Center, Series 2012, 4.000%, 12/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa3
|
|
|
|
218,692
|
|
|
|
|
|
|
|
|
|
|
|
Washington Higher Education Facilities Authority Revenue Bonds, Whitworth University Project, Series 2012:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
100
|
|
|
3.000%, 10/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
101,159
|
|
Portfolio of Investments
(Unaudited)
Nuveen Short Term Municipal Bond Fund
(continued)
January 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
Washington
(continued)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
150
|
|
|
3.000%, 10/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
$
|
154,007
|
|
|
275
|
|
|
4.000%, 10/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa1
|
|
|
|
295,457
|
|
|
|
|
|
|
|
|
|
|
|
Washington State Health Care Facilities Authority, Revenue Bonds, Central Washington Health Services Association, Series
2009:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,225
|
|
|
5.000%, 7/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa3
|
|
|
|
1,241,146
|
|
|
1,150
|
|
|
5.000%, 7/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa3
|
|
|
|
1,193,424
|
|
|
6,100
|
|
|
Total Washington
|
|
|
|
|
|
|
|
|
|
|
|
|
6,373,570
|
|
|
|
|
|
West Virginia 0.5%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Mason County, West Virginia, Pollution Control Revenue Bonds, Appalachian Power Company, Series 2003L, 2.000%, 10/01/22 (Mandatory
put 10/01/14)
|
|
|
|
|
No Opt. Call
|
|
|
|
Baa2
|
|
|
|
1,016,320
|
|
|
|
|
|
|
|
|
1,500
|
|
|
West Virginia Economic Development Authority, Solid Waste Disposal Facilities Revenue Bonds,
Appalachian Power Company Amos Project, Series 2011A, 2.250%, 1/01/41 (Mandatory put 9/01/16) (Alternative Minimum Tax)
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB
|
|
|
|
1,521,690
|
|
|
2,500
|
|
|
Total West Virginia
|
|
|
|
|
|
|
|
|
|
|
|
|
2,538,010
|
|
|
|
|
|
Wisconsin 1.0%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
130
|
|
|
Appleton, Wisconsin, Storm Water System Revenue Bonds, Series 2012, 2.000%, 4/01/14
|
|
|
|
|
No Opt. Call
|
|
|
|
Aa2
|
|
|
|
132,006
|
|
|
|
|
|
|
|
|
600
|
|
|
La Crosse, Wisconsin, General Obligation Bonds, Series 2012B, 2.000%, 12/01/13
|
|
|
|
|
No Opt. Call
|
|
|
|
AA
|
|
|
|
608,472
|
|
|
|
|
|
|
|
|
1,000
|
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Aurora Health Care, Inc., Series 2010A, 5.000%,
4/15/16
|
|
|
|
|
No Opt. Call
|
|
|
|
A
|
|
|
|
1,107,330
|
|
|
|
|
|
|
|
|
765
|
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Gundersen Lutheran, Series 2011A, 2.500%, 10/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
775,213
|
|
|
|
|
|
|
|
|
350
|
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Howard Young Health Care, Inc., Refunding Series 2012, 3.000%,
8/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
353,343
|
|
|
|
|
|
|
|
|
1,025
|
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Ministry Health Care, Inc., Refunding 2012C, 2.500%,
8/15/13
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
1,036,439
|
|
|
|
|
|
|
|
|
270
|
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Ministry Health Care, Inc., Series 2010A, 5.000%,
8/15/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A+
|
|
|
|
293,277
|
|
|
|
|
|
|
|
|
500
|
|
|
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Watertown Regional Medical
Center, Inc., Series 2012, 2.000%, 9/01/16
|
|
|
|
|
No Opt. Call
|
|
|
|
BBB+
|
|
|
|
504,930
|
|
|
4,640
|
|
|
Total Wisconsin
|
|
|
|
|
|
|
|
|
|
|
|
|
4,811,010
|
|
|
|
|
|
Wyoming 0.2%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Natrona County, Wyoming, Hospital Revenue Bonds, Wyoming Medical Center Project, Series 2011:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
200
|
|
|
4.000%, 9/15/14
|
|
|
|
|
No Opt. Call
|
|
|
|
A3
|
|
|
|
207,522
|
|
|
530
|
|
|
4.000%, 9/15/15
|
|
|
|
|
No Opt. Call
|
|
|
|
A3
|
|
|
|
560,115
|
|
|
300
|
|
|
4.000%, 9/15/16
|
|
|
|
|
No Opt. Call
|
|
|
|
A3
|
|
|
|
319,568
|
|
|
1,030
|
|
|
Total Wyoming
|
|
|
|
|
|
|
|
|
|
|
|
|
1,087,205
|
|
$
|
424,881
|
|
|
Total Municipal Bonds (cost $435,068,298)
|
|
|
|
|
|
|
|
|
|
|
|
|
444,372,300
|
|
|
|
|
|
|
|
Shares
|
|
|
Description (1)
|
|
|
|
|
|
|
|
|
|
Value
|
|
|
|
|
|
SHORT-TERM INVESTMENTS 9.4%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Money Market Funds 3.3%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
15,422,766
|
|
|
First American Tax Free Obligations Fund, Class Z, 0.000% (6)
|
|
|
|
|
|
|
|
|
|
|
|
$
|
15,422,766
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Principal
Amount (000)
|
|
|
Description (1)
|
|
|
|
Optional Call
Provisions (2)
|
|
|
Ratings (3)
|
|
|
Value
|
|
|
|
|
|
MUNICIPAL BONDS 6.1%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Arizona 1.1%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,500
|
|
|
Glendale Industrial Development Authority, Arizona, Senior Living Facility Revenue Bonds, Variable
Rate Demand Obligations, Friendship Retirement Corporation, Senior Lien, Series 1997, 0.200%, 1/01/27 (7)
|
|
|
|
|
5/13 at 100.00
|
|
|
|
A-1+
|
|
|
$
|
5,500,000
|
|
|
|
|
|
California 1.2%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,335
|
|
|
California Municipal Finance Authority, Variable Rate Demand Obligations, Revenue Bonds, Goodwill Industries of Orange County, Series 2008,
0.150%, 10/01/33 (7)
|
|
|
|
|
4/13 at 100.00
|
|
|
|
F-1+
|
|
|
|
3,335,000
|
|
|
|
|
|
|
|
|
2,500
|
|
|
California Pollution Control Financing Authority, Solid Waste Disposal Revenue Bonds, Republic
Services Inc., Variable Rate Demand Obligations, Refunding Series 2010B, 0.450%, 8/01/24 (7)
|
|
|
|
|
No Opt. Call
|
|
|
|
A-2
|
|
|
|
2,500,000
|
|
|
5,835
|
|
|
Total California
|
|
|
|
|
|
|
|
|
|
|
|
|
5,835,000
|
|
|
|
|
|
Colorado 0.4%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2,075
|
|
|
Colorado Educational and Cultural Facilities Authority, Revenue Bonds, Denver Seminary Project,
Variable Rate Demand Obligations, Series 2004, 0.200%, 7/01/34 (7)
|
|
|
|
|
5/13 at 100.00
|
|
|
|
A-1+
|
|
|
|
2,075,000
|
|
|
|
|
|
Kentucky 0.2%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
860
|
|
|
Kentucky Economic Development Finance Authority, Solid Waste Disposal Revenue Bonds, Republic
Services Inc., Variable Rate Demand Obligations, Refunding 2010B, 0.430%, 4/01/31 AGM Insured (7)
|
|
|
|
|
No Opt. Call
|
|
|
|
A-2
|
|
|
|
860,000
|
|
|
|
|
|
New York 1.4%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6,500
|
|
|
New York State Environmental Facilities Corporation, Solid Waste Disposal Revenue Bonds, Waste
Management Inc. Project, Variable Rate Demand Obligations, Refunding Series 2012, 0.600%, 5/01/30 (7)
|
|
|
|
|
No Opt. Call
|
|
|
|
A-2
|
|
|
|
6,500,000
|
|
|
|
|
|
Texas 1.8%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3,000
|
|
|
Houston Higher Education Finance Corporation, Texas, Revenue Bonds, Rice University, Variable Rate Demand Obligations, Series 2006A,
0.090%, 11/15/29 (7)
|
|
|
|
|
4/13 at 100.00
|
|
|
|
A-1
|
|
|
|
3,000,000
|
|
|
|
|
|
|
|
|
5,500
|
|
|
Mission Economic Development Corporation, Texas, Solid Waste Disposal Revenue Bonds, Republic
Services Inc. Project, Variable Rate Demand Obligations, Series 2012, 0.600%, 1/01/26 (Alternative Minimum Tax) (7)
|
|
|
|
|
No Opt. Call
|
|
|
|
A-2
|
|
|
|
5,500,000
|
|
|
8,500
|
|
|
Total Texas
|
|
|
|
|
|
|
|
|
|
|
|
|
8,500,000
|
|
$
|
29,270
|
|
|
Total Municipal Bonds
|
|
|
|
|
|
|
|
|
|
|
|
|
29,270,000
|
|
|
|
|
|
Total Short-Term Investments (cost $44,692,766)
|
|
|
|
|
|
|
|
|
|
|
|
|
44,692,766
|
|
|
|
|
|
Total Investments (cost $479,761,064) 102.4%
|
|
|
|
|
|
|
|
|
|
|
|
|
489,065,066
|
|
|
|
|
|
Other Assets Less Liabilities (2.4)%
|
|
|
|
|
|
|
|
|
|
|
|
|
(11,486,499)
|
|
|
|
|
|
Net Assets 100%
|
|
|
|
|
|
|
|
|
|
|
|
$
|
477,578,567
|
|
Fair Value Measurements
Fair
value is defined as the price that the Fund would receive upon selling an investment or transferring a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. A three-tier
hierarchy is used to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market
participants would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect the reporting entitys own assumptions about the
assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered hierarchy of valuation input levels.
|
|
|
Level 1
|
|
Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
|
Level 2
|
|
Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
|
Level 3
|
|
Prices are determined using significant unobservable inputs (including managements assumptions in determining the fair value of investments).
|
Portfolio of Investments
(Unaudited)
Nuveen Short Term Municipal Bond Fund
(continued)
January 31, 2013
The inputs or methodologies used for valuing securities are not an
indication of the risks associated with investing in those securities. The following is a summary of the Funds fair value measurements as of the end of the reporting period:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Level 1
|
|
|
Level 2
|
|
|
Level 3
|
|
|
Total
|
|
Long-Term Investments:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Municipal Bonds
|
|
$
|
|
|
|
$
|
444,372,300
|
|
|
$
|
|
|
|
$
|
444,372,300
|
|
Short-Term Investments:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Money Market Funds
|
|
|
15,422,766
|
|
|
|
|
|
|
|
|
|
|
|
15,422,766
|
|
Municipal Bonds
|
|
|
|
|
|
|
29,270,000
|
|
|
|
|
|
|
|
29,270,000
|
|
Total
|
|
$
|
15,422,766
|
|
|
$
|
473,642,300
|
|
|
$
|
|
|
|
$
|
489,065,066
|
|
The Nuveen funds Board of Directors/Trustees is responsible for the valuation process and has delegated the oversight of the
daily valuation process to the Advisers Valuation Committee. The Valuation Committee, pursuant to the valuation policies and procedures adopted by the Board of Directors/Trustees, is responsible for making fair value determinations, evaluating
the effectiveness of the funds pricing policies, and reporting to the Board of Directors/Trustees. The Valuation Committee is aided in its efforts by the Advisers dedicated Securities Valuation Team, which is responsible for
administering the daily valuation process and applying fair value methodologies as approved by the Valuation Committee. When determining the reliability of independent pricing services for investments owned by the funds, the Valuation Committee,
among other things, conducts due diligence reviews of the pricing services and monitors the quality of security prices received through various testing reports conducted by the Securities Valuation Team.
The Valuation Committee will consider pricing methodologies it deems relevant and appropriate when making fair value determinations. Examples of possible
methodologies include, but are not limited to, multiple of earnings; discount from market of a similar freely traded security; discounted cash-flow analysis; book value or a multiple thereof; risk premium/yield analysis; yield to maturity; and/or
fundamental investment analysis. The Valuation Committee will also consider factors it deems relevant and appropriate in light of the facts and circumstances. Examples of possible factors include, but are not limited to, the type of security; the
issuers financial statements; the purchase price of the security; the discount from market value of unrestricted securities of the same class at the time of purchase; analysts research and observations from financial institutions;
information regarding any transactions or offers with respect to the security; the existence of merger proposals or tender offers affecting the security; the price and extent of public trading in similar securities of the issuer or comparable
companies; and the existence of a shelf registration for restricted securities.
For each portfolio security that has been fair valued pursuant to the
policies adopted by the Board of Directors/Trustees, the fair value price is compared against the last available and next available market quotations. The Valuation Committee reviews the results of such testing and fair valuation occurrences are
reported to the Board of Directors/Trustees.
Income Tax Information
The following information is presented on an income tax basis. Differences between amounts for financial statement and federal income tax purposes are primarily due to timing differences in recognizing certain
gains and losses on investment transactions. To the extent that differences arise that are permanent in nature, such amounts are reclassified within the capital accounts on the Statement of Assets and Liabilities presented in the annual report,
based on their federal tax basis treatment; temporary differences do not require reclassification. Temporary and permanent differences do not impact the net asset value of the Fund.
As of January 31, 2013, the cost of investments was $479,761,064.
Gross unrealized appreciation and gross
unrealized depreciation of investments as of January 31, 2013, were as follows:
|
|
|
|
|
Gross unrealized:
|
|
|
|
|
Appreciation
|
|
$
|
10,327,005
|
|
Depreciation
|
|
|
(1,023,003
|
)
|
Net unrealized appreciation (depreciation) of investments
|
|
$
|
9,304,002
|
|
|
(1)
|
|
All percentages shown in the Portfolio of Investments are based on net assets.
|
|
(2)
|
|
Optional Call Provisions: Dates (month and year) and prices of the earliest optional call or redemption. There may be other call provisions at varying prices at later dates.
Certain mortgage-backed securities may be subject to periodic principal paydowns.
|
|
(3)
|
|
Ratings: Using the highest of Standard & Poors Group (Standard & Poors), Moodys Investors Service, Inc. (Moodys)
or Fitch, Inc. (Fitch) rating. Ratings below BBB by Standard & Poors, Baa by Moodys or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating
agencies.
|
|
(4)
|
|
Backed by an escrow or trust containing sufficient U.S. Government or U.S. Government agency securities, which ensure the timely payment of principal and interest. Certain bonds
backed by U.S. Government or agency securities are regarded as having an implied rating equal to the rating of such securities.
|
|
(5)
|
|
During July 2010, the original issue for this security (1,000,000 par, 5.50% coupon and May, 15, 2015 maturity) was restructured into two new securities. The first security,
which is 30% of the original issue, has 300,000 par, 0.000% coupon and May 15, 2050 maturity. The second security, which is the remaining 70% of the original issue, has a 700,000 par, 5.100% coupon and May 15, 2014 maturity. During
September 2011, the Adviser concluded this issue is not likely to meet its future interest payment obligations and directed the Funds custodian to cease accruing additional income on the Funds records.
|
|
(6)
|
|
The rate shown is the annualized seven-day effective yield as of the end of the reporting period.
|
|
(7)
|
|
Investment has a maturity of more than one year, but has variable rate and demand features which qualify it as a short-term investment. The rate disclosed is that in effect as of
the end of the reporting period. This rate changes periodically based on market conditions or a specified market index.
|
|
WI/DD
|
|
Investment, or portion of investment, purchased on a when-issued or delayed delivery basis.
|
|
(ETM)
|
|
Escrowed to maturity.
|
Item 2. Controls and Procedures.
|
(a)
|
The registrants principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrants
disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the 1940 Act) (17 CFR 270.30a-3(c))) are effective, as of a date within 90 days of the filing date of this report that
includes the disclosure required by this paragraph, based on their evaluation of the controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of
1934 (17 CFR 240.13a-15(b) or 240.15d-15(b)).
|
|
(b)
|
There were no changes in the registrants internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that
occurred during the registrants last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrants internal control over financial reporting.
|
Item 3. Exhibits.
File
as exhibits as part of this Form a separate certification for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the 1940 Act (17 CFR 270.30a-2(a)), exactly as set forth below: See
Ex-99. CERT attached hereto.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
(Registrant) Nuveen Investment Funds, Inc.
|
|
|
By (Signature and Title)
|
|
/s/ Kevin J. McCarthy
|
|
|
Kevin J. McCarthy
|
|
|
Vice President and Secretary
|
Date: April 1, 2013
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in
the capacities and on the dates indicated.
|
|
|
By (Signature and Title)
|
|
/s/ Gifford R. Zimmerman
|
|
|
Gifford R. Zimmerman
|
|
|
Chief Administrative Officer
(principal executive officer)
|
Date: April 1, 2013
|
|
|
By (Signature and Title)
|
|
/s/ Stephen D. Foy
|
|
|
Stephen D. Foy
|
|
|
Vice President and Controller
(principal financial officer)
|
Date: April 1, 2013
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