Amended Statement of Changes in Beneficial Ownership (4/a)
05 Ottobre 2020 - 7:27PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Bradley Peter |
2. Issuer Name and Ticker or Trading Symbol
RiceBran Technologies
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RIBT
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O RICEBRAN TECHNOLOGIES, 1330 LAKE ROBBINS DRIVE, SUITE 250 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/31/2020 |
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(Street)
THE WOODLANDS, TX 77380
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
8/4/2020 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Deferred Stock Units | (1) | | | | | | | (2) | (3) | Common Stock | 12347 (4) | | 142059 | D | |
| Explanation of Responses: |
| (1) | Each deferred stock unit (DSU) represents a right to receive one share of common stock. These DSUs were awarded pursuant to our 2014 Amended and Restated Equity Incentive Plan. The issuance of the shares of common stock underlying the DSUs is deferred to the date the reporting person is no longer providing service to RiceBran Technologies. |
| (2) | These DSUs are vested at issuance. |
| (3) | These DSUs do not expire. |
| (4) | The amount of DSUs acquired by Peter Bradley on the Form 4 previously filed on 08/04/20 should have been 12,347 instead of 12,387, which reduces the number of derivative securities beneficially owned by 40 from 142,099 to 142,059. The previous Form 4 was inadvertently keyed incorrectly. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Bradley Peter
C/O RICEBRAN TECHNOLOGIES
1330 LAKE ROBBINS DRIVE, SUITE 250
THE WOODLANDS, TX 77380 | X |
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Signatures
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| Todd T. Mitchell, by power of attorney | | 10/5/2020 |
| **Signature of Reporting Person | Date |
Grafico Azioni RiceBran Technologies (NASDAQ:RIBT)
Storico
Da Mag 2024 a Giu 2024
Grafico Azioni RiceBran Technologies (NASDAQ:RIBT)
Storico
Da Giu 2023 a Giu 2024
