Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
13 Febbraio 2024 - 2:50PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 13)*
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Shoe
Carnival, Inc. |
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(Name of Issuer) |
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Common Stock, $0.01 par value per share |
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(Title of Class of Securities) |
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824889109 |
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(CUSIP Number)
December 31, 2023 |
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(Date
of Event Which Requires Filing of this Statement) |
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of
this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act
of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
(continued on the following pages)
1 |
NAMES OF REPORTING PERSONS
J. Wayne Weaver |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) |
(a) ¨
(b) x |
3 |
SEC USE ONLY
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
NUMBER OF
SHARES
BENEFICIALLY OWNED BY
EACH REPORTING
PERSON WITH:
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5 |
SOLE VOTING POWER
3,888,029 |
6 |
SHARED VOTING POWER
4,999,844 (1) |
7 |
SOLE DISPOSITIVE POWER
3,888,029 |
8 |
SHARED DISPOSITIVE POWER
4,999,844 (1) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,887,873 (1)
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10 |
CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) ¨
N/A |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
32.8% (1)(2) |
12 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
(1) Includes 4,999,844 shares owned by
Mr. Weaver’s spouse.
(2) Based on 27,131,563 outstanding
shares of the Issuer’s common stock as of November 24, 2023, as reported by the Issuer in its Quarterly Report on Form 10-Q
for the period ended October 28, 2023, filed with the Securities and Exchange Commission on December 1, 2023.
1 |
NAMES OF REPORTING PERSONS
Delores B. Weaver |
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) |
(a) ¨
(b) x |
3 |
SEC USE ONLY
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
NUMBER OF
SHARES
BENEFICIALLY OWNED BY
EACH REPORTING
PERSON WITH:
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5 |
SOLE VOTING POWER
4,999,844 |
6 |
SHARED VOTING POWER
3,888,029 (1) |
7 |
SOLE DISPOSITIVE POWER
4,999,844 |
8 |
SHARED DISPOSITIVE POWER
3,888,029 (1) |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,887,873 (1) |
10 |
CHECK IF THE
AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) ¨
N/A |
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
32.8% (1)(2) |
12 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
(1) Includes 3,888,029 shares beneficially owned by Mrs. Weaver’s
spouse.
(2) Based on 27,131,563 outstanding
shares of the Issuer’s common stock as of November 24, 2023, as reported by the Issuer in its Quarterly Report on Form 10-Q
for the period ended October 28, 2023, filed with the Securities and Exchange Commission on December 1, 2023.
Item 1.
Shoe Carnival, Inc. (the “Issuer”)
| (b) | Address of Issuer’s Principal Executive Offices |
7500 East Columbia Street
Evansville, Indiana 47715
Item 2.
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(a) |
Name of Person Filing |
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(b) |
Address of Principal Business Office or, if none, Residence |
7500 East Columbia Street
Evansville, Indiana 47715
7500 East Columbia Street
Evansville, Indiana 47715
| (i) | J. Wayne Weaver: |
United States |
| (ii) | Delores B. Weaver: |
United States |
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(d) |
Title of Class of Securities |
Common Stock, par value $0.01 per share (“Common
Stock”)
824889109
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3. | If
this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or
(c), check whether the person filing is a: |
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(a) |
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Broker or dealer registered under section 15 of the Act. |
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(b) |
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Bank as defined in section 3(a)(6) of the Act. |
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(c) |
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Insurance company as defined in section 3(a)(19) of the Act. |
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(d) |
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Investment company registered under section 8 of the Investment Company Act of 1940. |
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(e) |
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An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E). |
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(f) | ¨ |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F). |
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(g) | ¨ |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G). |
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(h) |
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. |
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(i) |
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act
of 1940. |
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(j) |
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). |
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(k) |
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K). |
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(a) |
Amount Beneficially Owned |
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(i) |
J. Wayne Weaver: |
8,887,873 shares (1) |
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(ii) |
Delores B. Weaver: |
8,887,873 shares (2) |
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(i) | J. Wayne Weaver: |
32.8% (1)(3) |
| (ii) | Delores B. Weaver: |
32.8% (2)(3) |
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(c) |
Number of shares as to which such person has: |
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(i) | Sole power to vote or to direct the vote |
| (i) | J. Wayne Weaver: |
3,888,029 |
| (ii) | Delores B. Weaver: |
4,999,844 |
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(ii) | Shared power to vote or to direct the vote |
| (i) | J. Wayne Weaver: |
4,999,844 (1) |
| (ii) | Delores B. Weaver: |
3,888,029 (2) |
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(iii) | Sole power to dispose or to direct the disposition of |
| (i) | J. Wayne Weaver: |
3,888,029 |
| (ii) | Delores B. Weaver: |
4,999,844 |
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(iv) | Shared power to dispose or to direct the disposition of |
| (i) | J. Wayne Weaver: |
4,999,844 (1) |
| (ii) | Delores B. Weaver: |
3,888,029 (2) |
| (1) | Includes 4,999,844 shares owned by Mr. Weaver’s spouse. |
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(2) |
Includes 3,888,029 shares owned by Mrs. Weaver’s spouse. |
| (3) | The percentage of shares beneficially owned is based on 27,131,563
outstanding shares of the Issuer’s common stock as of November 24, 2023, as reported
by the Issuer in its Quarterly Report on Form 10-Q for the period ended October 28,
2023, filed with the Securities and Exchange Commission on December 1, 2023. |
| Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the
fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of
securities, check the following ¨.
Not Applicable
| Item 6. | Ownership of More than Five Percent on Behalf of Another
Person. |
Not Applicable
| Item 7. | Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding Company or Control Person |
Not Applicable
| Item 8. | Identification and Classification of Members of the Group |
Not Applicable
| Item 9. | Notice of Dissolution of Group |
Not Applicable
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
By: |
/s/ J. Wayne Weaver |
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J. Wayne Weaver |
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By: |
/s/ Delores B. Weaver |
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Delores B. Weaver |
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