Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
15 Luglio 2024 - 12:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO
RULE 13a-16 OR
15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of July 2024
Commission File Number: 001-40786
Sigma
Lithium Corporation
(Translation of registrant's name into English)
2200 HSBC Building
885 West Georgia Street
Vancouver, British Columbia
V6C
3E8
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Form 20-F ¨ Form 40-F x
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(1): ¨
Note: Regulation
S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual
report to security holders.
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(7): ¨
Note: Regulation
S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document
that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is
incorporated, domiciled or legally organized (the registrant's "home country"), or under the rules of the home country
exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required
to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject
of a Form 6-K submission or other Commission filing on EDGAR.
EXHIBIT INDEX
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
Sigma Lithium Corporation |
|
(Registrant) |
|
|
Date: July 12, 2024 |
|
|
Ana Cristina Cabral Gardner |
|
Chief Executive Officer |
Exhibit 99.1
SIGMA LITHIUM CORPORATION
NOTICE OF CHANGE OF AUDITOR
TO: | KPMG Auditores Independentes Ltda. |
AND TO: | Grant Thornton Auditores Independentes Ltda. |
AND TO: | Ontario Securities Commission (Principal Regulator)
British Columbia Securities Commission |
Alberta Securities Commission
Saskatchewan Financial and Consumer Affairs Authority
The
Manitoba Securities Commission
Financial and Consumer Services Commission, New Brunswick
Nova Scotia Securities Commission
Office of the Superintendent of Securities, Prince Edward
Island
Office of the Superintendent of Securities, Government
of Newfoundland and Labrador
Office of the Superintendent of Securities, Northwest Territories
Office of the
Superintendent of Securities, Nunavut
Office of the Yukon Superintendent of Securities
Sigma Lithium Corporation (the “Company”)
hereby provides notice pursuant to section 4.11 of National Instrument 51-102 – Continuous Disclosure Obligations (“NI
51-102”) of the change of its auditor from KPMG Auditores Independentes Ltda. (the “Former Auditors”) to
Grant Thornton Auditores Independentes Ltda. (the “Successor Auditors”). In accordance with NI 51-102, the Company
hereby states that:
| (i) | the Former Auditors were not proposed for re-appointment at the annual and special meeting of shareholders
of the Company held on July 9, 2024 and were therefore terminated for the purposes of NI 51-102; |
| (ii) | The termination of the Former Auditors and the appointment of the Successor Auditors has been considered
and was approved by the Company’s audit committee and board of directors; |
| (iii) | During the term of the Former Auditors’ appointment as Auditors for the Company, the Former Auditors
did not deliver an audit report to the Company’s board of directors which contained a modified opinion; and |
| (iv) | There have been no “reportable events” as that term is defined in NI 51-102. |
Dated July 10, 2024.
SIGMA LITHIUM CORPORATION
“Ana Cristina Cabral” | | “Caio Araujo” |
Ana Cristina Cabral | | Caio Araujo |
Chief Executive Officer | | Chief Financial Officer |
| Certificado de Conclusão
Identificação de envelope: 8016EEEB737042C092877B5CA1E95CC1 Status: Concluído
Assunto: Complete com o Docusign: Sigma Lithium Corporation - Notice of change of auditors 2024
Envelope fonte:
Documentar páginas: 1 Assinaturas: 2 Remetente do envelope:
Certificar páginas: 8 Rubrica: 0 Legal Sigma
Assinatura guiada: Ativado
Selo com EnvelopeId (ID do envelope): Ativado
Fuso horário: (UTC) Dublin, Edimburgo, Lisboa, Londres
, 01407200
legal@sigmalithium.com.br
Endereço IP: 177.145.82.31
Rastreamento de registros
Status: Original
11/07/2024 00:27:43
Portador: Legal Sigma
legal@sigmalithium.com.br
Local: DocuSign
Eventos do signatário Assinatura Registro de hora e data
Ana Cabral
anacg-approvals@sigmalithium.com.br
Nível de segurança: E-mail, Autenticação da conta
(Nenhuma)
Adoção de assinatura: Estilo pré-selecionado
Usando endereço IP: 177.174.116.109
Assinado com o uso do celular
Enviado: 11/07/2024 00:30:36
Visualizado: 11/07/2024 20:29:58
Assinado: 11/07/2024 20:30:03
Termos de Assinatura e Registro Eletrônico:
Aceito: 24/05/2023 23:55:51
ID: e01d7ba4-684b-4f22-805c-53209039b229
Caio Araujo
caio.araujo@sigmalithium.com.br
Nível de segurança: E-mail, Autenticação da conta
(Nenhuma)
Adoção de assinatura: Estilo pré-selecionado
Usando endereço IP: 200.206.57.18
Enviado: 11/07/2024 00:30:36
Visualizado: 11/07/2024 15:41:40
Assinado: 11/07/2024 15:41:48
Termos de Assinatura e Registro Eletrônico:
Aceito: 11/07/2024 15:41:40
ID: 4840e29a-ff1f-4432-8e07-1e0ce10c34c0
Eventos do signatário presencial Assinatura Registro de hora e data
Eventos de entrega do editor Status Registro de hora e data
Evento de entrega do agente Status Registro de hora e data
Eventos de entrega intermediários Status Registro de hora e data
Eventos de entrega certificados Status Registro de hora e data
Eventos de cópia Status Registro de hora e data
Isabella Pina
isabella.pina@sigmalithium.com.br
Nível de segurança: E-mail, Autenticação da conta
(Nenhuma)
Copiado Enviado: 11/07/2024 00:30:36
Visualizado: 11/07/2024 20:31:16
Termos de Assinatura e Registro Eletrônico:
Não oferecido através do DocuSign |
| Eventos de cópia Status Registro de hora e data
Paula Lacava
paula.lacava@sigmalithium.com.br
Nível de segurança: E-mail, Autenticação da conta
(Nenhuma)
Copiado Enviado: 11/07/2024 00:30:37
Termos de Assinatura e Registro Eletrônico:
Não oferecido através do DocuSign
Eventos com testemunhas Assinatura Registro de hora e data
Eventos do tabelião Assinatura Registro de hora e data
Eventos de resumo do envelope Status Carimbo de data/hora
Envelope enviado Com hash/criptografado 11/07/2024 00:30:37
Entrega certificada Segurança verificada 11/07/2024 15:41:40
Assinatura concluída Segurança verificada 11/07/2024 15:41:48
Concluído Segurança verificada 11/07/2024 20:30:03
Eventos de pagamento Status Carimbo de data/hora
Termos de Assinatura e Registro Eletrônico |
| ELECTRONIC RECORD AND SIGNATURE DISCLOSURE
From time to time, Roberto Coelho (we, us or Company) may be required by law to provide to
you certain written notices or disclosures. Described below are the terms and conditions for
providing to you such notices and disclosures electronically through the DocuSign system.
Please read the information below carefully and thoroughly, and if you can access this
information electronically to your satisfaction and agree to this Electronic Record and Signature
Disclosure (ERSD), please confirm your agreement by selecting the check-box next to ‘I agree to
use electronic records and signatures’ before clicking ‘CONTINUE’ within the DocuSign
system.
Getting paper copies
At any time, you may request from us a paper copy of any record provided or made available
electronically to you by us. You will have the ability to download and print documents we send
to you through the DocuSign system during and immediately after the signing session and, if you
elect to create a DocuSign account, you may access the documents for a limited period of time
(usually 30 days) after such documents are first sent to you. After such time, if you wish for us to
send you paper copies of any such documents from our office to you, you will be charged a
$0.00 per-page fee. You may request delivery of such paper copies from us by following the
procedure described below.
Withdrawing your consent
If you decide to receive notices and disclosures from us electronically, you may at any time
change your mind and tell us that thereafter you want to receive required notices and disclosures
only in paper format. How you must inform us of your decision to receive future notices and
disclosure in paper format and withdraw your consent to receive notices and disclosures
electronically is described below.
Consequences of changing your mind
If you elect to receive required notices and disclosures only in paper format, it will slow the
speed at which we can complete certain steps in transactions with you and delivering services to
you because we will need first to send the required notices or disclosures to you in paper format,
and then wait until we receive back from you your acknowledgment of your receipt of such
paper notices or disclosures. Further, you will no longer be able to use the DocuSign system to
receive required notices and consents electronically from us or to sign electronically documents
from us.
All notices and disclosures will be sent to you electronically
Termos de Assinatura e Registro Eletrônico criado em: 24/04/2023 17:47:56
Partes concordam em: Ana Cabral |
| Unless you tell us otherwise in accordance with the procedures described herein, we will provide
electronically to you through the DocuSign system all required notices, disclosures,
authorizations, acknowledgements, and other documents that are required to be provided or made
available to you during the course of our relationship with you. To reduce the chance of you
inadvertently not receiving any notice or disclosure, we prefer to provide all of the required
notices and disclosures to you by the same method and to the same address that you have given
us. Thus, you can receive all the disclosures and notices electronically or in paper format through
the paper mail delivery system. If you do not agree with this process, please let us know as
described below. Please also see the paragraph immediately above that describes the
consequences of your electing not to receive delivery of the notices and disclosures
electronically from us.
How to contact Roberto Coelho:
You may contact us to let us know of your changes as to how we may contact you electronically,
to request paper copies of certain information from us, and to withdraw your prior consent to
receive notices and disclosures electronically as follows:
To contact us by email send messages to: legal@sigmaca.com
To advise Roberto Coelho of your new email address
To let us know of a change in your email address where we should send notices and disclosures
electronically to you, you must send an email message to us at legal@sigmaca.com and in the
body of such request you must state: your previous email address, your new email address. We
do not require any other information from you to change your email address.
If you created a DocuSign account, you may update it with your new email address through your
account preferences.
To request paper copies from Roberto Coelho
To request delivery from us of paper copies of the notices and disclosures previously provided
by us to you electronically, you must send us an email to legal@sigmaca.com and in the body of
such request you must state your email address, full name, mailing address, and telephone
number. We will bill you for any fees at that time, if any.
To withdraw your consent with Roberto Coelho
To inform us that you no longer wish to receive future notices and disclosures in electronic
format you may: |
| i. decline to sign a document from within your signing session, and on the subsequent page,
select the check-box indicating you wish to withdraw your consent, or you may;
ii. send us an email to legal@sigmaca.com and in the body of such request you must state your
email, full name, mailing address, and telephone number. We do not need any other information
from you to withdraw consent.. The consequences of your withdrawing consent for online
documents will be that transactions may take a longer time to process..
Required hardware and software
The minimum system requirements for using the DocuSign system may change over time. The
current system requirements are found here: https://support.docusign.com/guides/signer-guide-signing-system-requirements.
Acknowledging your access and consent to receive and sign documents electronically
To confirm to us that you can access this information electronically, which will be similar to
other electronic notices and disclosures that we will provide to you, please confirm that you have
read this ERSD, and (i) that you are able to print on paper or electronically save this ERSD for
your future reference and access; or (ii) that you are able to email this ERSD to an email address
where you will be able to print on paper or save it for your future reference and access. Further,
if you consent to receiving notices and disclosures exclusively in electronic format as described
herein, then select the check-box next to ‘I agree to use electronic records and signatures’ before
clicking ‘CONTINUE’ within the DocuSign system.
By selecting the check-box next to ‘I agree to use electronic records and signatures’, you confirm
that:
You can access and read this Electronic Record and Signature Disclosure; and
You can print on paper this Electronic Record and Signature Disclosure, or save or send
this Electronic Record and Disclosure to a location where you can print it, for future
reference and access; and
Until or unless you notify Roberto Coelho as described above, you consent to receive
exclusively through electronic means all notices, disclosures, authorizations,
acknowledgements, and other documents that are required to be provided or made
available to you by Roberto Coelho during the course of your relationship with Roberto
Coelho. |
| ELECTRONIC RECORD AND SIGNATURE DISCLOSURE
From time to time, Sigma Lithium Corporation (we, us or Company) may be required by law to
provide to you certain written notices or disclosures. Described below are the terms and
conditions for providing to you such notices and disclosures electronically through the DocuSign
system. Please read the information below carefully and thoroughly, and if you can access this
information electronically to your satisfaction and agree to this Electronic Record and Signature
Disclosure (ERSD), please confirm your agreement by selecting the check-box next to ‘I agree to
use electronic records and signatures’ before clicking ‘CONTINUE’ within the DocuSign
system.
Getting paper copies
At any time, you may request from us a paper copy of any record provided or made available
electronically to you by us. You will have the ability to download and print documents we send
to you through the DocuSign system during and immediately after the signing session and, if you
elect to create a DocuSign account, you may access the documents for a limited period of time
(usually 30 days) after such documents are first sent to you. After such time, if you wish for us to
send you paper copies of any such documents from our office to you, you will be charged a
$0.00 per-page fee. You may request delivery of such paper copies from us by following the
procedure described below.
Withdrawing your consent
If you decide to receive notices and disclosures from us electronically, you may at any time
change your mind and tell us that thereafter you want to receive required notices and disclosures
only in paper format. How you must inform us of your decision to receive future notices and
disclosure in paper format and withdraw your consent to receive notices and disclosures
electronically is described below.
Consequences of changing your mind
If you elect to receive required notices and disclosures only in paper format, it will slow the
speed at which we can complete certain steps in transactions with you and delivering services to
you because we will need first to send the required notices or disclosures to you in paper format,
and then wait until we receive back from you your acknowledgment of your receipt of such
paper notices or disclosures. Further, you will no longer be able to use the DocuSign system to
receive required notices and consents electronically from us or to sign electronically documents
from us.
All notices and disclosures will be sent to you electronically
Termos de Assinatura e Registro Eletrônico criado em: 29/05/2024 16:28:20
Partes concordam em: Caio Araujo |
| Unless you tell us otherwise in accordance with the procedures described herein, we will provide
electronically to you through the DocuSign system all required notices, disclosures,
authorizations, acknowledgements, and other documents that are required to be provided or made
available to you during the course of our relationship with you. To reduce the chance of you
inadvertently not receiving any notice or disclosure, we prefer to provide all of the required
notices and disclosures to you by the same method and to the same address that you have given
us. Thus, you can receive all the disclosures and notices electronically or in paper format through
the paper mail delivery system. If you do not agree with this process, please let us know as
described below. Please also see the paragraph immediately above that describes the
consequences of your electing not to receive delivery of the notices and disclosures
electronically from us.
How to contact Sigma Lithium Corporation:
You may contact us to let us know of your changes as to how we may contact you electronically,
to request paper copies of certain information from us, and to withdraw your prior consent to
receive notices and disclosures electronically as follows:
To advise Sigma Lithium Corporation of your new email address
To let us know of a change in your email address where we should send notices and disclosures
electronically to you, you must send an email message to us at and in the body of such request
you must state: your previous email address, your new email address.
If you created a DocuSign account, you may update it with your new email address through your
account preferences.
To request paper copies from Sigma Lithium Corporation
To request delivery from us of paper copies of the notices and disclosures previously provided
by us to you electronically, you must send us an email to and in the body of such request you
must state your email address, full name, mailing address, and telephone number.
To withdraw your consent with Sigma Lithium Corporation
To inform us that you no longer wish to receive future notices and disclosures in electronic
format you may:
i. decline to sign a document from within your signing session, and on the subsequent page,
select the check-box indicating you wish to withdraw your consent, or you may; |
| ii. send us an email to and in the body of such request you must state your email, full name,
mailing address, and telephone number. . .
Required hardware and software
The minimum system requirements for using the DocuSign system may change over time. The
current system requirements are found here: https://support.docusign.com/guides/signer-guide-signing-system-requirements.
Acknowledging your access and consent to receive and sign documents electronically
To confirm to us that you can access this information electronically, which will be similar to
other electronic notices and disclosures that we will provide to you, please confirm that you have
read this ERSD, and (i) that you are able to print on paper or electronically save this ERSD for
your future reference and access; or (ii) that you are able to email this ERSD to an email address
where you will be able to print on paper or save it for your future reference and access. Further,
if you consent to receiving notices and disclosures exclusively in electronic format as described
herein, then select the check-box next to ‘I agree to use electronic records and signatures’ before
clicking ‘CONTINUE’ within the DocuSign system.
By selecting the check-box next to ‘I agree to use electronic records and signatures’, you confirm
that:
You can access and read this Electronic Record and Signature Disclosure; and
You can print on paper this Electronic Record and Signature Disclosure, or save or send
this Electronic Record and Disclosure to a location where you can print it, for future
reference and access; and
Until or unless you notify Sigma Lithium Corporation as described above, you consent to
receive exclusively through electronic means all notices, disclosures, authorizations,
acknowledgements, and other documents that are required to be provided or made
available to you by Sigma Lithium Corporation during the course of your relationship
with Sigma Lithium Corporation. |
Exhibit 99.3
São Paulo, July 11th, 2024 |
Grant
Thornton Auditores Independentes Ltda.
Av. Eng. Luiz Carlos Berrini, 105 -
12o andar Itaim Bibi, São Paulo (SP)
Brasil
T +55 11 3886-5100
www.grantthornton.com.br |
To:
Ontario Securities Commission
British Columbia Securities Commission Alberta Securities Commission
Financial and Consumer Affairs Authority of Saskatchewan The Manitoba
Securities Commission
Financial and Consumer Services Commission, New Brunswick Nova Scotia
Securities Commission
Financial and Consumer Services Division, Prince Edward Island
Office of the Superintendent of Securities, Service Newfoundland and
Labrador Office of the Superintendent of Securities, Northwest Territories
Office of the Superintendent of Securities Nunavut Office of the Yukon
Superintendent of Securities
Dear Sir/Madam
Re: Notice of Change of Auditors of Sigma Lithium Corporation
We have read the Notice of Sigma Lithium Corporation dated July 10,
2024 (the “Notice") and are in agreement with the statements contained in such Notice.
Yours very truly,
“Grant Thornton Auditores Independentes Ltda.”
Grant Thornton Auditores Independentes Ltda.
| |
© 2024 Grant Thornton Auditores Independentes Ltda. Todos os direitos reservados | 1 |
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