|
Principal
Amount ($)
|
|
Value ($)
|
|
|
Municipal Investments 109.2%
|
|
California 107.5%
|
|
Beaumont, CA, Utility Authority Revenue, Wastewater Enterprise Project, Series A, 0.15% *, 9/1/2041, LOC: Union Bank of CA NA
|
|
4,420,000
|
|
4,420,000
|
|
California, ABAG Finance Authority for Non-Profit Corporations, Multi-Family Housing Revenue, Colma Bart Apartments, Series A, AMT, 0.18% *, 11/15/2035, LOC: Fannie Mae
|
|
4,750,000
|
|
4,750,000
|
|
California, BB&T Municipal Trust, Series 2023, 144A, 0.18% *, 1/1/2024, INS: NATL, LIQ: Branch Banking & Trust, LOC: Branch Banking & Trust
|
|
980,000
|
|
980,000
|
|
California, BB&T Municipal Trust, Public Financing Authority, Series 2011, 144A, 0.18% *, 9/1/2022, LIQ: Branch Banking & Trust, LOC: Branch Banking & Trust
|
|
7,080,000
|
|
7,080,000
|
|
California, Clipper Tax-Exempt Certificate Trust, Series 2009-66, 144A, 0.21% *, 5/15/2030, LIQ: State Street Bank & Trust Co.
|
|
4,600,000
|
|
4,600,000
|
|
California, Metropolitan Water District of Southern California, Series B, 2.0%, 7/1/2012
|
|
1,000,000
|
|
1,000,000
|
|
California, RBC Municipal Products, Inc. California Health Care Revenue, Series E-21, 144A, 0.22% *, Mandatory Put 9/4/2012 @ 100, 10/1/2013, LIQ: Royal Bank of Canada, LOC: Royal Bank of Canada
|
|
5,000,000
|
|
5,000,000
|
|
California, State Economic Recovery, Series C-1, 0.2% *, 7/1/2023, LOC: Bank of America NA
|
|
1,500,000
|
|
1,500,000
|
|
California, State General Obligation, Series 2178, 144A, 0.25% *, 12/1/2037, GTY: Wells Fargo & Co., LIQ: Wells Fargo & Co.
|
|
2,191,500
|
|
2,191,500
|
|
California, State Health Facilities Financing Authority Revenue, Catholic Healthcare West, Series B, 0.15% *, 3/1/2047, LOC: Bank of Montreal
|
|
5,000,000
|
|
5,000,000
|
|
California, State Infrastructure & Economic Development Bank Revenue, Orange County Performing Arts Center, Series A, 0.31% *, 7/1/2034, LOC: Bank of America NA
|
|
25,000
|
|
25,000
|
|
California, State Kindergarten, Series B1, 0.16% *, 5/1/2034, LOC: Citibank NA
|
|
1,000,000
|
|
1,000,000
|
|
California, State Municipal Finance Authority Revenue, Chevron U.S.A., Inc., Recovery Zone Bonds, Series C, 0.15% *, 11/1/2035, GTY: Chevron Corp.
|
|
2,350,000
|
|
2,350,000
|
|
California, State Pollution Control Financing Authority, Solid Waste Disposal Revenue, Recology, Inc. Project, Series A, 0.24% *, 4/1/2020, LOC: Bank of America NA
|
|
4,495,000
|
|
4,495,000
|
|
California, Statewide Communities Development Authority Revenue, Health Facility, Community Hospital Monterey Peninsula, Series B, 0.15% *, 6/1/2033, LOC: U.S. Bank NA
|
|
1,850,000
|
|
1,850,000
|
|
California, Statewide Communities Development Authority, Multi-Family Housing Revenue, Crossings Madera, Series B, AMT, 0.28% *, 1/1/2038, LOC: Citibank NA
|
|
2,500,000
|
|
2,500,000
|
|
California, Statewide Communities Development Authority, Multi-Family Housing Revenue:
|
|
|
|
|
|
|
Series 2680, 144A, 0.26% *, 5/15/2018, LOC: JPMorgan Chase Bank NA
|
|
1,100,000
|
|
1,100,000
|
|
|
Series 2681, 144A, AMT, 0.34% *, 5/15/2018, LOC: JPMorgan Chase Bank NA
|
|
3,940,000
|
|
3,940,000
|
|
|
Series R-13104CE, 144A, 0.68% *, 9/6/2035, LIQ: Citibank NA
|
|
6,995,000
|
|
6,995,000
|
|
California, Wells Fargo Stage Trust:
|
|
|
|
|
|
|
Series 94C, 144A, AMT, 0.24% *, 5/1/2030, GTY: Wells Fargo Bank NA, LIQ: Wells Fargo Bank NA
|
|
7,105,000
|
|
7,105,000
|
|
|
Series 31C, 144A, AMT, 0.26% *, Mandatory Put 2/14/2013 @ 100, 1/1/2022, GTY: Wells Fargo Bank NA, LIQ: Wells Fargo Bank NA
|
|
4,530,000
|
|
4,530,000
|
|
Irvine Ranch, CA, Water District, 0.15% *, 4/1/2033, LOC: Bank of NY Mellon
|
|
1,250,000
|
|
1,250,000
|
|
Lemoore, CA, Certificates of Participation, Municipal Golf Course Refinancing Project, 144A, 0.18% *, 11/1/2020, LOC: Union Bank of CA
|
|
2,275,000
|
|
2,275,000
|
|
Long Beach, CA, Unified School District, 1.0%, 8/1/2012
|
|
550,000
|
|
550,369
|
|
Los Angeles County, CA, General Obligation:
|
|
|
|
|
|
|
Series A, 2.0%, 2/28/2013(a)
|
|
3,000,000
|
|
3,035,730
|
|
|
Series B, 2.0%, 3/29/2013(a)
|
|
2,000,000
|
|
2,026,800
|
|
Los Angeles County, CA, Multi-Family Housing Authority Revenue, Canyon Country Villas Project, Series H, 0.16% *, 12/1/2032, LIQ: Freddie Mac
|
|
6,650,000
|
|
6,650,000
|
|
Los Angeles County, CA, RBC Municipal Products, Inc., Series E-24, 144A, 0.22% *, Mandatory Put 8/1/2012 @ 100, 7/1/2031, LIQ: Royal Bank of Canada, LOC: Royal Bank of Canada
|
|
5,320,000
|
|
5,320,000
|
|
Otay, CA, Water District Corporations, Capital Projects, 0.15% *, 9/1/2026, LOC: Union Bank NA
|
|
2,190,000
|
|
2,190,000
|
|
Pittsburg, CA, Redevelopment Agency Tax Allocation, Los Medanos Community, Series A, 0.15% *, 9/1/2035, LOC: California State Teacher's Retirement System & State Street Bank & Trust Co.
|
|
4,900,000
|
|
4,900,000
|
|
San Diego County, CA, School District Note Participations, Series A, 2.0%, 6/28/2013(a)
|
|
5,000,000
|
|
5,090,300
|
|
San Francisco City & County, CA, Redevelopment Agency, Leland Polk Senior Community, Series A, AMT, 0.38% *, 12/1/2019, LOC: Citibank NA
|
|
1,000,000
|
|
1,000,000
|
|
Santa Clara County, CA, Multi-Family Housing Revenue, Briarwood Apartments, Series A, 0.18% *, 12/15/2026, LOC: Fannie Mae
|
|
4,200,000
|
|
4,200,000
|
|
Santa Clara, CA, Electric Revenue, Series B, 0.2% *, 7/1/2027, LOC: Bank of America NA
|
|
1,880,000
|
|
1,880,000
|
|
Southern California, Metropolitan Water District, Series A-1, 144A, 0.18% **, Mandatory Put 10/8/2012 @ 100, 7/1/2030
|
|
4,000,000
|
|
4,000,000
|
|
|
|
116,779,699
|
|
Puerto Rico 1.7%
|
|
Puerto Rico, Industrial Tourist Educational, Medical & Environmental Control Facilities, Bristol-Myers Squibb Project, AMT, 0.28% *, 12/1/2030
|
|
1,800,000
|
|
1,800,000
|
|