Initial Statement of Beneficial Ownership (3)
04 Aprile 2023 - 1:41AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Denk Peter |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/1/2023
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3. Issuer Name and Ticker or Trading Symbol
Eaton Corp plc [ETN]
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(Last)
(First)
(Middle)
1000 EATON BLVD. |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) See remarks below / |
(Street)
CLEVELAND, OH 44122
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 5070 | D | |
Ordinary Shares | 60 | I | by family member |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | 2/23/2022 (1) | (2) | Ordinary Shares | 257 | $0.0 | D | |
Restricted Stock Units | 2/23/2023 (3) | (2) | Ordinary Shares | 571 | $0.0 | D | |
Restricted Stock Units | 2/22/2023 (4) | (2) | Ordinary Shares | 386 | $0.0 | D | |
Restricted Stock Units | 2/22/2024 (5) | (2) | Ordinary Shares | 1235 | $0.0 | D | |
Stock Option | 2/26/2020 (6) | 2/26/2029 | Ordinary Shares | 2023 | $80.49 | D | |
Stock Option | 2/25/2021 (7) | 2/25/2030 | Ordinary Shares | 4154 | $98.21 | D | |
Stock Option | 2/23/2022 (8) | 2/23/2031 | Ordinary Shares | 3900 | $130.86 | D | |
Stock Option | 2/22/2023 (9) | 2/22/2032 | Ordinary Shares | 2400 | $151.76 | D | |
Stock Option | 2/22/2024 (10) | 2/22/2033 | Ordinary Shares | 4450 | $171.3 | D | |
Explanation of Responses: |
(1) | These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. |
(2) | This field is not applicable. |
(3) | These restricted stock units were granted on February 23, 2021 and vest as follows: 30% on the second and third anniversary of the grant date and the remaining 40% on the fourth anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. |
(4) | These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. |
(5) | These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. |
(6) | These stock options were granted on February 26, 2019 and are fully vested and exercisable. |
(7) | These stock options were granted on February 25, 2020 and are fully vested and exercisable. |
(8) | These stock options were granted on February 23, 2021 and become exercisable as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. |
(9) | These stock options were granted on February 22, 2022 and become exercisable as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. |
(10) | These stock options were granted on February 22, 2023 and become exercisable as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. |
Remarks: President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer. Power of Attorney is attached hereto as Exhibit 24. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Denk Peter 1000 EATON BLVD. CLEVELAND, OH 44122 |
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| See remarks below |
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Signatures
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/s/ Lizbeth L. Wright, as Attorney-in-Fact | | 4/3/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Grafico Azioni Eaton (NYSE:ETN)
Storico
Da Giu 2024 a Lug 2024
Grafico Azioni Eaton (NYSE:ETN)
Storico
Da Lug 2023 a Lug 2024