- Statement of Changes in Beneficial Ownership (4)
11 Ottobre 2012 - 10:16PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
TELLOCK GLEN E
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2. Issuer Name
and
Ticker or Trading Symbol
MANITOWOC CO INC
[
MTW
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President and CEO
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(Last)
(First)
(Middle)
2400 S. 44TH STREET
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/11/2010
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(Street)
MANITOWOC, WI 54220
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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1500
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I
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By Daughter (L)
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Common Stock
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17276.3303
(1)
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I
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RSVP 401k Plan
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Common Stock
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1000
(2)
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I
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By Daughter (M)
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Common Stock
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10/10/2012
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M
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105600
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A
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$6.3075
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362060.3962
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D
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Common Stock
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10/10/2012
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S
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34400
(5)
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D
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$13.4036
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327660.3962
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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050305EmpStockOption (rtb)
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$10.14
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3/11/2010
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G
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24144
(3)
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5/3/2007
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5/3/2015
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Common Stock
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90400
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$0
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66256
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D
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101502EmpStockOption (rtb)
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$6.3075
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10/10/2012
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M
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105600
(4)
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10/15/2004
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10/15/2012
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Common Stock
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105600
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$0
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0
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D
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Explanation of Responses:
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(
1)
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Net reduction of 36.182 shares occurring between 12/31/10 and 12/31/11 under the Companys 401(k) plan, due to acquisitions of shares plan maintenance fees and required plan forfeitures and withdrawals under IRC safe harbor rules all of which are exempt from Section 16(b) pursuant to rule 16b-3 and exempt from reporting pursuant to rule 16a-3(f)(1)(i)(B).
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(
2)
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Acquisition by the reporting person's spouse as custodian for minor daughter (M) under the Wisconsin Uniform Transfer to Minors Act.
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(
3)
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Stock options gifted by the reporting person to the Glen E. and Susan Tellock Family Endowment Trust on March 11, 2010 from the May 3, 2005 grant.
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(
4)
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In addition to this exercise, 74,400 of stock options had previously been gifted on March 11, 2010 by the reporting person to the Glen E. and Susan Tellock Family Endowment Trust leaving zero stock options from the October 15, 2002 grant being held by the reporting person.
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(
5)
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Weighted average price of shares sold at prices ranging between $13.27 to $13.67 per share.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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TELLOCK GLEN E
2400 S. 44TH STREET
MANITOWOC, WI 54220
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President and CEO
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Signatures
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Maurice Jones, by Power of Attorney
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10/11/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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