- Annual report of proxy voting record for management investment companies (N-PX)
27 Agosto 2012 - 6:15PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21989
AGIC EQUITY & CONVERTIBLE INCOME FUND
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
1633 BROADWAY, NEW YORK, NY 10019
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICE)
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC
1633 BROADWAY
NEW YORK, NY 10019
(NAME AND ADDRESS OF AGENT FOR SERVICE)
Registrant's telephone number, including area code: 212-739-3000
Date of fiscal year end: January 31
Date of reporting period: July 1, 2011 through June 30, 2012
ITEM 1. PROXY VOTING RECORD
AGIC Equity & Convertible Income Fund - ICA# - 811-21989
Registrant : AGIC Equity & Convertible Income Fund
Fund Name : AGIC Equity & Convertible Income Fund
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Alpern Mgmt For For For
1.2 Elect Roxanne Austin Mgmt For For For
1.3 Elect Sally Blount Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect Edward Liddy Mgmt For For For
1.6 Elect Nancy McKinstry Mgmt For Withhold Against
1.7 Elect Phebe Novakovic Mgmt For For For
1.8 Elect William Osborn Mgmt For For For
1.9 Elect Samuel Scott III Mgmt For For For
1.10 Elect Glenn Tilton Mgmt For For For
1.11 Elect Miles White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chair
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Tax Gross-Up
Payments
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares Until
Retirement
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Excluding
Excluding Compliance
Costs for the Purposes
of Executive
Compensation
10 Shareholder Proposal ShrHoldr Against For Against
Regarding Compensation
in the Event of a
Change of Control
--------------------------------------------------------------------------------
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect P. George Benson Mgmt For For For
2 Elect Wolfgang Deml Mgmt For For For
3 Elect Luiz Fernando Mgmt For For For
Furlan
4 Elect Gerald Johanneson Mgmt For For For
5 Elect George Minnich Mgmt For For For
6 Elect Martin Richenhagen Mgmt For For For
7 Elect Gerald Shaheen Mgmt For For For
8 Elect Mallika Srinivasan Mgmt For For For
9 Elect Daniel Ustian Mgmt For For For
10 Elect Hendrikus Visser Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
|
12 Ratification of Auditor Mgmt For For For
American International Group Inc.
Ticker Security ID: Meeting Date Meeting Status
AIG CUSIP 026874784 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Benmosche Mgmt For For For
2 Elect W. Don Cornwell Mgmt For For For
3 Elect John Fitzpatrick Mgmt For For For
4 Elect Laurette Koellner Mgmt For For For
5 Elect Donald Layton Mgmt For For For
6 Elect Christopher Lynch Mgmt For For For
7 Elect Arthur Martinez Mgmt For For For
8 Elect George Miles, Jr. Mgmt For Against Against
9 Elect Henry Miller Mgmt For For For
10 Elect Robert Miller Mgmt For For For
11 Elect Suzanne Nora Mgmt For For For
Johnson
12 Elect Ronald Rittenmeyer Mgmt For For For
13 Elect Douglas Steenland Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
--------------------------------------------------------------------------------
Amphenol Corporation
Ticker Security ID: Meeting Date Meeting Status
APH CUSIP 032095101 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward Jepsen Mgmt For For For
2 Elect John Lord Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Repeal of Classified Mgmt For For For
Board
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 2012 Restricted Stock Mgmt For For For
Plan for
Directors
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Simple
Majority Vote
--------------------------------------------------------------------------------
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Campbell Mgmt For For For
1.2 Elect Timothy Cook Mgmt For For For
1.3 Elect Millard Drexler Mgmt For Withhold Against
1.4 Elect Albert Gore, Jr. Mgmt For Withhold Against
1.5 Elect Robert Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur Levinson Mgmt For Withhold Against
1.8 Elect Ronald Sugar Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Conflict of
Interest Report
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Director
Compensation
6 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
|
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/03/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George Buckley Mgmt For For For
2 Elect Mollie Carter Mgmt For For For
3 Elect Terrell Crews Mgmt For For For
4 Elect Pierre Dufour Mgmt For For For
5 Elect Donald Felsinger Mgmt For For For
6 Elect Antonio Maciel Mgmt For For For
7 Elect Patrick Moore Mgmt For For For
8 Elect Thomas O'Neill Mgmt For For For
9 Elect Kelvin Westbrook Mgmt For For For
10 Elect Patricia Woertz Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
of Political
Contributions
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditure Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Sustainable
Palm Oil
--------------------------------------------------------------------------------
Aviat Networks Inc.
Ticker Security ID: Meeting Date Meeting Status
AVNW CUSIP 05366Y102 11/17/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Hasler Mgmt For Withhold Against
1.2 Elect Clifford Higgerson Mgmt For Withhold Against
1.3 Elect Charles Kissner Mgmt For For For
1.4 Elect Michael Pangia Mgmt For For For
1.5 Elect Raghavendra Rau Mgmt For For For
1.6 Elect Mohsen Sohi Mgmt For Withhold Against
1.7 Elect James Stoffel Mgmt For Withhold Against
1.8 Elect Edward Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Amendment to the 2007 Mgmt For Against Against
Stock Equity Plan
--------------------------------------------------------------------------------
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Gavin III Mgmt For For For
2 Elect Peter Hellman Mgmt For For For
3 Elect Kees Storm Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr For For For
Regarding
Declassification of
the Board
7 Shareholder Proposal ShrHoldr For For For
Regarding Simple
Majority Vote
--------------------------------------------------------------------------------
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Lewis Campbell Mgmt For For For
3 Elect James Cornelius Mgmt For For For
4 Elect Louis Freeh Mgmt For Against Against
5 Elect Laurie Glimcher Mgmt For For For
6 Elect Michael Grobstein Mgmt For For For
7 Elect Alan Lacy Mgmt For For For
8 Elect Vicki Sato Mgmt For For For
9 Elect Elliott Sigal Mgmt For For For
10 Elect Gerald Storch Mgmt For For For
11 Elect Togo West, Jr. Mgmt For For For
12 Elect R. Sanders Mgmt For Against Against
Williams
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 2012 Stock Award and Mgmt For For For
Incentive Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
--------------------------------------------------------------------------------
Cisco Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSCO CUSIP 17275R102 12/07/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol Bartz Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Michael Capellas Mgmt For For For
4 Elect Larry Carter Mgmt For For For
5 Elect John Chambers Mgmt For For For
6 Elect Brian Halla Mgmt For For For
7 Elect John Hennessy Mgmt For Against Against
8 Elect Richard Kovacevich Mgmt For Against Against
9 Elect Roderick McGeary Mgmt For For For
10 Elect Arun Sarin Mgmt For For For
11 Elect Steven West Mgmt For For For
12 Elect Jerry Yang Mgmt For For For
13 Amendment to the 2005 Mgmt For For For
Stock Incentive Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Environmental
Sustainability
Committee
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
Internet Fragmentation
19 Shareholder Proposal ShrHoldr Against Against For
Regarding the
Retention of Shares
After
Retirement
|
Constellation Energy Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CEG CUSIP 210371100 11/17/2011 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
--------------------------------------------------------------------------------
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/29/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Crandall Bowles Mgmt For For For
2 Elect Vance Coffman Mgmt For For For
3 Elect Charles Holliday, Mgmt For For For
Jr.
4 Elect Dipak Jain Mgmt For For For
5 Elect Clayton Jones Mgmt For For For
6 Elect Joachim Milberg Mgmt For For For
7 Elect Richard Myers Mgmt For For For
8 Elect Thomas Patrick Mgmt For For For
9 Elect Sherry Smith Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Non-Employee Director Mgmt For For For
Stock Ownership
Plan
|
12 Ratification of Auditor Mgmt For For For
Diamond Offshore Drilling, Inc.
Ticker Security ID: Meeting Date Meeting Status
DO CUSIP 25271C102 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Tisch Mgmt For For For
2 Elect Lawrence Dickerson Mgmt For For For
3 Elect John Bolton Mgmt For For For
4 Elect Charles Fabrikant Mgmt For Against Against
5 Elect Paul Gaffney II Mgmt For For For
6 Elect Edward Grebow Mgmt For For For
7 Elect Herbert Hofmann Mgmt For For For
8 Elect Clifford Sobel Mgmt For For For
9 Elect Andrew Tisch Mgmt For For For
10 Elect Raymond Troubh Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Mgmt For For For
Incentive Compensation
Plan for Executive
Officers
--------------------------------------------------------------------------------
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Brown Mgmt For For For
2 Elect Randolph Cowen Mgmt For For For
3 Elect Gail Deegan Mgmt For For For
4 Elect James DiStasio Mgmt For For For
5 Elect John Egan Mgmt For For For
6 Elect Edmund Kelly Mgmt For For For
7 Elect Windle Priem Mgmt For For For
8 Elect Paul Sagan Mgmt For For For
9 Elect David Strohm Mgmt For For For
10 Elect Joseph Tucci Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
--------------------------------------------------------------------------------
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maureen Bateman Mgmt For For For
2 Elect Gary Edwards Mgmt For For For
3 Elect Alexis Herman Mgmt For For For
4 Elect Donald Hintz Mgmt For For For
5 Elect J. Wayne Leonard Mgmt For For For
6 Elect Stuart Levenick Mgmt For For For
7 Elect Blanche Lincoln Mgmt For For For
8 Elect Stewart Myers Mgmt For For For
9 Elect William Percy, II Mgmt For For For
10 Elect W.J. Tauzin Mgmt For For For
11 Elect Steven Wilkinson Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
--------------------------------------------------------------------------------
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773100 04/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
--------------------------------------------------------------------------------
Ford Motor Company
Ticker Security ID: Meeting Date Meeting Status
F CUSIP 345370860 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen Butler Mgmt For For For
2 Elect Kimberly Casiano Mgmt For For For
3 Elect Anthony Earley, Mgmt For Against Against
Jr.
4 Elect Edsel Ford II Mgmt For Against Against
5 Elect William Ford, Jr. Mgmt For For For
6 Elect Richard Gephardt Mgmt For For For
7 Elect James Hance, Jr. Mgmt For For For
8 Elect William Helman IV Mgmt For For For
9 Elect Irvine Hockaday, Mgmt For For For
Jr.
10 Elect Jon Huntsman, Jr. Mgmt For For For
11 Elect Richard Manoogian Mgmt For Against Against
12 Elect Ellen Marram Mgmt For For For
13 Elect Alan Mulally Mgmt For For For
14 Elect Homer Neal Mgmt For For For
15 Elect Gerald Shaheen Mgmt For For For
16 Elect John Thornton Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
20 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
21 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
|
Freeport-McMoran Copper & Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
FCX CUSIP 35671D857 06/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Adkerson Mgmt For For For
1.2 Elect Robert Allison, Mgmt For Withhold Against
Jr.
1.3 Elect Robert Day Mgmt For For For
1.4 Elect Gerald Ford Mgmt For For For
1.5 Elect H. Devon Graham, Mgmt For For For
Jr.
1.6 Elect Charles Krulak Mgmt For For For
1.7 Elect Bobby Lackey Mgmt For For For
1.8 Elect Jon Madonna Mgmt For For For
1.9 Elect Dustan McCoy Mgmt For For For
1.10 Elect James Moffett Mgmt For For For
1.11 Elect B. M. Rankin, Jr. Mgmt For Withhold Against
1.12 Elect Stephen Siegele Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on
Board
|
Frontier Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
FTR CUSIP 35906A108 05/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leroy Barnes, Jr. Mgmt For For For
1.2 Elect Peter Bynoe Mgmt For For For
1.3 Elect Jeri Finard Mgmt For For For
1.4 Elect Edward Fraioli Mgmt For For For
1.5 Elect James Kahan Mgmt For For For
1.6 Elect Pamela Reeve Mgmt For For For
1.7 Elect Howard Schrott Mgmt For For For
1.8 Elect Larraine Segil Mgmt For For For
1.9 Elect Mark Shapiro Mgmt For For For
1.10 Elect Myron Wick, III Mgmt For For For
1.11 Elect Mary Wilderotter Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chair
4 Shareholder Proposal ShrHoldr Against Against For
Regarding
Arbitration
5 Ratification of Auditor Mgmt For For For
--------------------------------------------------------------------------------
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Geoffrey Mgmt For For For
Beattie
2 Elect James Cash, Jr. Mgmt For For For
3 Elect Ann Fudge Mgmt For For For
4 Elect Susan Hockfield Mgmt For For For
5 Elect Jeffrey Immelt Mgmt For For For
6 Elect Andrea Jung Mgmt For For For
7 Elect Alan Lafley Mgmt For For For
8 Elect Robert Lane Mgmt For For For
9 Elect Ralph Larsen Mgmt For For For
10 Elect Rochelle Lazarus Mgmt For Against Against
11 Elect James Mulva Mgmt For For For
12 Elect Sam Nunn Mgmt For For For
13 Elect Roger Penske Mgmt For Against Against
14 Elect Robert Swieringa Mgmt For For For
15 Elect James Tisch Mgmt For For For
16 Elect Douglas Warner III Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive Compensation
19 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
20 Approval of Material Mgmt For For For
Terms of Senior
Officer Performance
Goals
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
22 Shareholder Proposal ShrHoldr Against Against For
Regarding Nuclear
Activities
23 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chair
24 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
--------------------------------------------------------------------------------
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Cogan Mgmt For For For
1.2 Elect Etienne Davignon Mgmt For For For
1.3 Elect James Denny Mgmt For For For
1.4 Elect Carla Hills Mgmt For For For
1.5 Elect Kevin Lofton Mgmt For For For
1.6 Elect John Madigan Mgmt For For For
1.7 Elect John Martin Mgmt For For For
1.8 Elect Gordon Moore Mgmt For For For
1.9 Elect Nicholas Moore Mgmt For For For
1.10 Elect Richard Whitley Mgmt For For For
1.11 Elect Gayle Wilson Mgmt For For For
1.12 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Poison
Pill
--------------------------------------------------------------------------------
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 06/21/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect Diane Greene Mgmt For For For
1.6 Elect John Hennessy Mgmt For Withhold Against
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul Otellini Mgmt For For For
1.9 Elect K. Ram Shriram Mgmt For For For
1.10 Elect Shirley Tilghman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Establish Class C Mgmt For Against Against
Capital
Stock
4 Increase in Authorized Mgmt For Against Against
Shares of Class A
Common
Stock
5 Adopt Article Mgmt For Against Against
Amendments to Ensure
the Fair Treatment of
Class A Common
Stock
6 2012 Stock Plan Mgmt For Against Against
7 2012 Incentive Mgmt For Against Against
Compensation
Plan
8 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
9 Shareholder Proposal ShrHoldr Against Against For
Regarding
Arbitration
10 Shareholder Proposal ShrHoldr Against For Against
Regarding
Recapitalization
--------------------------------------------------------------------------------
Harris Corporation
Ticker Security ID: Meeting Date Meeting Status
HRS CUSIP 413875105 10/28/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Lance Mgmt For For For
2 Elect Thomas Dattilo Mgmt For For For
3 Elect Terry Growcock Mgmt For For For
4 Elect Lewis Hay III Mgmt For For For
5 Elect Karen Katen Mgmt For For For
6 Elect Stephen Kaufman Mgmt For For For
7 Elect Leslie Kenne Mgmt For For For
8 Elect David Rickard Mgmt For For For
9 Elect James Stoffel Mgmt For For For
10 Elect Gregory Swienton Mgmt For For For
11 Elect Hansel Tookes II Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
--------------------------------------------------------------------------------
HealthSouth Corporation
Ticker Security ID: Meeting Date Meeting Status
HLS CUSIP 421924309 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Chidsey Mgmt For For For
1.2 Elect Donald Correll Mgmt For For For
1.3 Elect Yvonne Curl Mgmt For For For
1.4 Elect Charles Elson Mgmt For For For
1.5 Elect Jay Grinney Mgmt For For For
1.6 Elect Jon Hanson Mgmt For For For
1.7 Elect Leo Higdon, Jr. Mgmt For For For
1.8 Elect John Maupin, Jr. Mgmt For For For
1.9 Elect L. Edward Shaw, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive Compensation
--------------------------------------------------------------------------------
Intel Corporation
Ticker Security ID: Meeting Date Meeting Status
INTC CUSIP 458140100 05/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charlene Mgmt For Against Against
Barshefsky
2 Elect Andy Bryant Mgmt For For For
3 Elect Susan Decker Mgmt For For For
4 Elect John Donahoe Mgmt For For For
5 Elect Reed Hundt Mgmt For For For
6 Elect Paul Otellini Mgmt For For For
7 Elect James Plummer Mgmt For For For
8 Elect David Pottruck Mgmt For For For
9 Elect Frank Yeary Mgmt For For For
10 Elect David Yoffie Mgmt For Against Against
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditures
|
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain Belda Mgmt For Against Against
2 Elect William Brody Mgmt For For For
3 Elect Kenneth Chenault Mgmt For For For
4 Elect Michael Eskew Mgmt For Against Against
5 Elect David Farr Mgmt For For For
6 Elect Shirley Jackson Mgmt For For For
7 Elect Andrew Liveris Mgmt For Against Against
8 Elect W. James Mgmt For For For
McNerney, Jr.
9 Elect James Owens Mgmt For For For
10 Elect Samuel Palmisano Mgmt For For For
11 Elect Virginia Rometty Mgmt For For For
12 Elect Joan Spero Mgmt For For For
13 Elect Sidney Taurel Mgmt For For For
14 Elect Lorenzo Hector Mgmt For Against Against
Zambrano Trevino
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures Report
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
--------------------------------------------------------------------------------
Intuitive Surgical, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISRG CUSIP 46120E602 04/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary Guthart Mgmt For For For
2 Elect Mark Rubash Mgmt For For For
3 Elect Lonnie Smith Mgmt For For For
4 Amendment to the 2010 Mgmt For For For
Incentive Award Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Ratification of Auditor Mgmt For For For
--------------------------------------------------------------------------------
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Coleman Mgmt For For For
2 Elect James Cullen Mgmt For For For
3 Elect Ian Davis Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Michael Johns Mgmt For For For
6 Elect Susan Lindquist Mgmt For For For
7 Elect Anne Mulcahy Mgmt For Against Against
8 Elect Leo Mullin Mgmt For For For
9 Elect William Perez Mgmt For For For
10 Elect Charles Prince Mgmt For Against Against
11 Elect David Satcher Mgmt For For For
12 Elect William Weldon Mgmt For For For
13 Elect Ronald Williams Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive Compensation
15 2012 Long-Term Mgmt For For For
Incentive Plan
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chair
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Binding Vote
on Electioneering
Expenditures
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
--------------------------------------------------------------------------------
Johnson Controls, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCI CUSIP 478366107 01/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dennis Archer Mgmt For For For
1.2 Elect Mark Vergnano Mgmt For For For
1.3 Elect Richard Goodman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding
Declassification of
the Board
--------------------------------------------------------------------------------
Joy Global Inc.
Ticker Security ID: Meeting Date Meeting Status
JOY CUSIP 481165108 03/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven Gerard Mgmt For For For
1.2 Elect John Gremp Mgmt For For For
1.3 Elect John Hanson Mgmt For For For
1.4 Elect Gale Klappa Mgmt For For For
1.5 Elect Richard Loynd Mgmt For For For
1.6 Elect P. Eric Siegert Mgmt For For For
1.7 Elect Michael Sutherlin Mgmt For For For
1.8 Elect James Tate Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Amendment to the 2007 Mgmt For For For
Stock Incentive Plan
--------------------------------------------------------------------------------
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James Bell Mgmt For For For
2 Elect Crandall Bowles Mgmt For For For
3 Elect Stephen Burke Mgmt For For For
4 Elect David Cote Mgmt For For For
5 Elect James Crown Mgmt For For For
6 Elect James Dimon Mgmt For For For
7 Elect Timothy Flynn Mgmt For For For
8 Elect Ellen Futter Mgmt For Against Against
9 Elect Laban Jackson, Jr. Mgmt For For For
10 Elect Lee Raymond Mgmt For For For
11 Elect William Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Affirmation
of Political
Nonpartisanship
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chairman
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Mortgage
Loan Servicing
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding
Genocide-Free
Investing
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After Retirement
|
L-3 Communications Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LLL CUSIP 502424104 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lewis Kramer Mgmt For For For
2 Elect Robert Millard Mgmt For For For
3 Elect Arthur Simon Mgmt For For For
4 2012 Cash Incentive Plan Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
--------------------------------------------------------------------------------
Lehman Brothers Holdings
Ticker Security ID: Meeting Date Meeting Status
LEHMQ CUSIP 524908100 11/04/2011 Voted
Meeting Type Country of Trade
Consent United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 TO VOTE ON THE PLAN, AS Mgmt N/A For N/A
FURTHER DESCRIBED IN
THE CONSENT
SOLICITATION PACKAGE.
MARK FOR TO ACCEPT THE
PLAN. MARK AGAINST TO
REJECT THE PLAN.
--------------------------------------------------------------------------------
McDonald's Corporation
Ticker Security ID: Meeting Date Meeting Status
MCD CUSIP 580135101 05/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Eckert Mgmt For For For
2 Elect Enrique Mgmt For For For
Hernandez, Jr.
3 Elect Jeanne Jackson Mgmt For For For
4 Elect Andrew McKenna Mgmt For For For
5 Elect Donald Thompson Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 2012 Omnibus Stock Mgmt For For For
Ownership Plan
8 Declassification of the Mgmt For For For
Board of Directors
9 Right to Call Special Mgmt For For For
Meetings
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Childhood Obesity
--------------------------------------------------------------------------------
Mckesson Corporation
Ticker Security ID: Meeting Date Meeting Status
MCK CUSIP 58155Q103 07/27/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andy Bryant Mgmt For For For
2 Elect Wayne Budd Mgmt For For For
3 Elect John Hammergren Mgmt For For For
4 Elect Alton Irby III Mgmt For For For
5 Elect M. Christine Mgmt For For For
Jacobs
6 Elect Marie Knowles Mgmt For For For
7 Elect David Lawrence Mgmt For For For
8 Elect Edward Mueller Mgmt For For For
9 Elect Jane Shaw Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
13 Reduction of Mgmt For For For
Supermajority
Requirement for
Amendments to Series A
Junior Participating
Preferred Stock
14 Reduction of Mgmt For For For
Supermajority
Requirement to Alter
By-Laws
15 Elimination of Mgmt For For For
Supermajority
Requirement and Fair
Price Provision for
Certain Business
Combinations
16 Amendment to the Mgmt For For For
Certificate of
Incorporation to
Remove Transitional
Provision
17 Amendment to the Mgmt For For For
Certificate of
Incorporation
Concerning Interested
Transactions
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
--------------------------------------------------------------------------------
Merck & Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
MRK CUSIP 58933Y105 05/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie Brun Mgmt For For For
2 Elect Thomas Cech Mgmt For For For
3 Elect Kenneth Frazier Mgmt For For For
4 Elect Thomas Glocer Mgmt For For For
5 Elect William Harrison, Mgmt For For For
Jr.
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Rochelle Lazarus Mgmt For For For
8 Elect Carlos Represas Mgmt For For For
9 Elect Patricia Russo Mgmt For For For
10 Elect Craig Thompson Mgmt For For For
11 Elect Wendell Weeks Mgmt For For For
12 Elect Peter Wendell Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written Consent
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special Meeting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Reviewing
Political Spending or
Lobbying
--------------------------------------------------------------------------------
MetLife, Inc.
Ticker Security ID: Meeting Date Meeting Status
MET CUSIP 59156R108 04/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Keane Mgmt For For For
1.2 Elect Catherine Kinney Mgmt For For For
1.3 Elect Hugh Price Mgmt For For For
1.4 Elect Kenton Sicchitano Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
--------------------------------------------------------------------------------
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/15/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Ballmer Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Gates III Mgmt For For For
4 Elect Raymond Gilmartin Mgmt For For For
5 Elect Reed Hastings Mgmt For For For
6 Elect Maria Klawe Mgmt For For For
7 Elect David Marquardt Mgmt For For For
8 Elect Charles Noski Mgmt For For For
9 Elect Helmut Panke Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHoldr Against Against For
Regarding Formation of
Environmental
Sustainability
Committee
--------------------------------------------------------------------------------
Molson Coors Brewing Company
Ticker Security ID: Meeting Date Meeting Status
TAP CUSIP 60871R209 05/30/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Herington Mgmt For For For
1.2 Elect H. Sanford Riley Mgmt For For For
--------------------------------------------------------------------------------
National Oilwell Varco, Inc.
Ticker Security ID: Meeting Date Meeting Status
NOV CUSIP 637071101 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Merrill Miller, Mgmt For For For
Jr.
2 Elect Greg Armstrong Mgmt For For For
3 Elect David Harrison Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditure Report
--------------------------------------------------------------------------------
NRG Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
NRG CUSIP 629377508 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Chlebowski Mgmt For Against Against
2 Elect Howard Cosgrove Mgmt For For For
3 Elect William Hantke Mgmt For For For
4 Elect Anne Schaumburg Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Amendment to the Mgmt For For For
Employee Stock
Purchase Plan
7 Advisory Vote on Mgmt For Against Against
Executive Compensation
|
8 Ratification of Auditor Mgmt For For For
Occidental Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
OXY CUSIP 674599105 05/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Spencer Abraham Mgmt For For For
2 Elect Howard Atkins Mgmt For For For
3 Elect Stephen Chazen Mgmt For For For
4 Elect Edward Djerejian Mgmt For For For
5 Elect John Feick Mgmt For For For
6 Elect Margaret Foran Mgmt For For For
7 Elect Carlos Gutierrez Mgmt For For For
8 Elect Ray Irani Mgmt For For For
9 Elect Avedick Poladian Mgmt For For For
10 Elect Aziz Syriani Mgmt For For For
11 Elect Rosemary Tomich Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against Against For
Regarding
Environmental
Expertise on Board
--------------------------------------------------------------------------------
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 10/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Berg Mgmt For For For
1.2 Elect H. Raymond Bingham Mgmt For Withhold Against
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For Withhold Against
1.5 Elect Bruce Chizen Mgmt For For For
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Mark Hurd Mgmt For For For
1.11 Elect Donald Lucas Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention of
Shares After
Retirement
--------------------------------------------------------------------------------
Peabody Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
BTU CUSIP 704549104 05/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory Boyce Mgmt For For For
1.2 Elect William Coley Mgmt For For For
1.3 Elect William James Mgmt For For For
1.4 Elect Robert Karn III Mgmt For For For
1.5 Elect M. Frances Keeth Mgmt For For For
1.6 Elect Henry Lentz Mgmt For For For
1.7 Elect Robert Malone Mgmt For For For
1.8 Elect William Rusnack Mgmt For For For
1.9 Elect John Turner Mgmt For For For
1.10 Elect Sandra Van Trease Mgmt For For For
1.11 Elect Alan Washkowitz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
--------------------------------------------------------------------------------
PepsiCo, Inc.
Ticker Security ID: Meeting Date Meeting Status
PEP CUSIP 713448108 05/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shona Brown Mgmt For For For
2 Elect Ian Cook Mgmt For For For
3 Elect Dina Dublon Mgmt For For For
4 Elect Victor Dzau Mgmt For For For
5 Elect Ray Hunt Mgmt For For For
6 Elect Alberto Ibarguen Mgmt For For For
7 Elect Indra Nooyi Mgmt For For For
8 Elect Sharon Rockefeller Mgmt For For For
9 Elect James Schiro Mgmt For For For
10 Elect Lloyd Trotter Mgmt For For For
11 Elect Daniel Vasella Mgmt For For For
12 Elect Alberto Weisser Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Reapproval of the 2007 Mgmt For For For
Long-Term Incentive
Plan
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Risk
Oversight Committee
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chair
--------------------------------------------------------------------------------
Prudential Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRU CUSIP 744320102 05/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Baltimore Mgmt For For For
Jr.
2 Elect Gordon Bethune Mgmt For For For
3 Elect Gaston Caperton Mgmt For For For
4 Elect Gilbert Casellas Mgmt For For For
5 Elect James Cullen Mgmt For For For
6 Elect William Gray, III Mgmt For For For
7 Elect Mark Grier Mgmt For For For
8 Elect Constance Horner Mgmt For For For
9 Elect Martina Mgmt For For For
Hund-Mejean
10 Elect Karl Krapek Mgmt For For For
11 Elect Christine Poon Mgmt For For For
12 Elect John Strangfeld Mgmt For For For
13 Elect James Unruh Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Elimination of Mgmt For For For
Supermajority
Requirement
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Board Chair
--------------------------------------------------------------------------------
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Barbara Alexander Mgmt For For For
1.2 Elect Stephen Bennett Mgmt For For For
1.3 Elect Donald Cruickshank Mgmt For For For
1.4 Elect Raymond Dittamore Mgmt For For For
1.5 Elect Thomas Horton Mgmt For For For
1.6 Elect Paul Jacobs Mgmt For For For
1.7 Elect Robert Kahn Mgmt For For For
1.8 Elect Sherry Lansing Mgmt For For For
1.9 Elect Duane Nelles Mgmt For For For
1.10 Elect Francisco Ros Mgmt For For For
1.11 Elect Brent Scowcroft Mgmt For For For
1.12 Elect Marc Stern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Plurality Voting
Standard for Election
of Directors
--------------------------------------------------------------------------------
Research In Motion Limited
Ticker Security ID: Meeting Date Meeting Status
RIM CUSIP 760975102 07/12/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Balsillie Mgmt For For For
1.2 Elect Mike Lazaridis Mgmt For For For
1.3 Elect David Kerr Mgmt For For For
1.4 Elect Claudia Kotchka Mgmt For For For
1.5 Elect Roger Martin Mgmt For For For
1.6 Elect John Richardson Mgmt For Withhold Against
1.7 Elect Barbara Stymiest Mgmt For For For
1.8 Elect Antonio Pedro de Mgmt For For For
Carvalho
Viana-Baptista
1.9 Elect John Wetmore Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Shareholder Proposal Mgmt Against For Against
Regarding Independent
Board Chairman
|
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Currie Mgmt For For For
2 Elect Anthony Isaac Mgmt For Against Against
3 Elect K.V. Kamath Mgmt For For For
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Adrian Lajous Mgmt For For For
7 Elect Michael Marks Mgmt For For For
8 Elect Elizabeth Moler Mgmt For For For
9 Elect Lubna Olayan Mgmt For For For
10 Elect Leo Reif Mgmt For For For
11 Elect Tore Sandvold Mgmt For For For
12 Elect Henri Seydoux Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Approval of Financial Mgmt For For For
Statements and
Dividends
15 Ratification of Auditor Mgmt For For For
16 Amendment to the 2004 Mgmt For For For
Stock and Deferral
Plan for Non-Employee
Directors
--------------------------------------------------------------------------------
Symantec Corporation
Ticker Security ID: Meeting Date Meeting Status
SYMC CUSIP 871503108 10/25/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen Bennett Mgmt For For For
2 Elect Michael Brown Mgmt For Against Against
3 Elect Frank Dangeard Mgmt For For For
4 Elect Geraldine Mgmt For For For
Laybourne
5 Elect David Mahoney Mgmt For For For
6 Elect Robert Miller Mgmt For For For
7 Elect Enrique Salem Mgmt For For For
8 Elect Daniel Schulman Mgmt For For For
9 Elect V. Paul Unruh Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2000 Mgmt For For For
Director Equity
Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call a Special
Meeting
--------------------------------------------------------------------------------
Target Corporation
Ticker Security ID: Meeting Date Meeting Status
TGT CUSIP 87612E106 06/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxanne Austin Mgmt For For For
2 Elect Calvin Darden Mgmt For For For
3 Elect Mary Dillon Mgmt For For For
4 Elect James Johnson Mgmt For Against Against
5 Elect Mary Minnick Mgmt For For For
6 Elect Anne Mulcahy Mgmt For Against Against
7 Elect Derica Rice Mgmt For For For
8 Elect Stephen Sanger Mgmt For For For
9 Elect Gregg Steinhafel Mgmt For For For
10 Elect John Stumpf Mgmt For For For
11 Elect Solomon Trujillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Approval of the Short Mgmt For For For
Term Incentive
Plan
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Electronic
Waste
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Prohibition
on Political Spending
|
Teva Pharmaceutical Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEVA CUSIP 881624209 09/19/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Chaim Hurvitz Mgmt For For For
3 Elect Ory Slonim Mgmt For For For
4 Elect Dan Suesskind Mgmt For For For
5 Elect Joseph Nitzani Mgmt For For For
6 Elect Dafna Schwartz Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Director & Officer Mgmt For For For
Liability/Indemnificati
on
9 Remuneration of Moshe Mgmt For For For
Many
10 Reimbursement of Mgmt For For For
Phillip Frost's Travel
Expenses
|
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph Babb, Jr. Mgmt For For For
2 Elect Daniel Carp Mgmt For For For
3 Elect Carrie Cox Mgmt For For For
4 Elect Pamela Patsley Mgmt For For For
5 Elect Robert Sanchez Mgmt For For For
6 Elect Wayne Sanders Mgmt For For For
7 Elect Ruth Simmons Mgmt For For For
8 Elect Richard Templeton Mgmt For For For
9 Elect Christine Whitman Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
--------------------------------------------------------------------------------
Textron Inc.
Ticker Security ID: Meeting Date Meeting Status
TXT CUSIP 883203101 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott Donnelly Mgmt For For For
2 Elect James Conway Mgmt For For For
3 Elect Lawrence Fish Mgmt For For For
4 Elect Paul Gagne Mgmt For For For
5 Elect Dain Hancock Mgmt For For For
6 Elect Lloyd Trotter Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive Compensation
8 Amendment to the Mgmt For For For
Short-Term Incentive
Plan
9 Amendment to the 2007 Mgmt For For For
Long-Term Incentive
Plan
10 Ratification of Auditor Mgmt For For For
--------------------------------------------------------------------------------
The Coca-Cola Company
Ticker Security ID: Meeting Date Meeting Status
KO CUSIP 191216100 04/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Herbert Allen Mgmt For For For
2 Elect Ronald Allen Mgmt For Against Against
3 Elect Howard Buffett Mgmt For For For
4 Elect Richard Daley Mgmt For For For
5 Elect Barry Diller Mgmt For Against Against
6 Elect Evan Greenberg Mgmt For For For
7 Elect Alexis Herman Mgmt For For For
8 Elect Muhtar Kent Mgmt For For For
9 Elect Donald Keough Mgmt For For For
10 Elect Robert Kotick Mgmt For For For
11 Elect Maria Lagomasino Mgmt For For For
12 Elect Donald McHenry Mgmt For For For
13 Elect Sam Nunn Mgmt For For For
14 Elect James Robinson III Mgmt For For For
15 Elect Peter Ueberroth Mgmt For For For
16 Elect Jacob Wallenberg Mgmt For Against Against
17 Elect James Williams Mgmt For Against Against
18 Ratification of Auditor Mgmt For For For
19 Advisory Vote on Mgmt For For For
Executive
Compensation
--------------------------------------------------------------------------------
The Procter & Gamble Company
Ticker Security ID: Meeting Date Meeting Status
PG CUSIP 742718109 10/11/2011 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Angela Braly Mgmt For For For
2 Elect Kenneth Chenault Mgmt For For For
3 Elect Scott Cook Mgmt For For For
4 Elect Susan Mgmt For For For
Desmond-Hellmann
5 Elect Robert McDonald Mgmt For For For
6 Elect W. James Mgmt For For For
McNerney, Jr.
7 Elect Johnathan Rodgers Mgmt For For For
8 Elect Margaret Whitman Mgmt For For For
9 Elect Mary Wilderotter Mgmt For For For
10 Elect Patricia Woertz Mgmt For For For
11 Elect Ernesto Zedillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
15 Technical Amendments Mgmt For For For
Regarding Preferred
Stock
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Cumulative
Voting
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Animal
Welfare
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Advisory
Vote on Electioneering
Expenditure
--------------------------------------------------------------------------------
Verizon Communications Inc.
Ticker Security ID: Meeting Date Meeting Status
VZ CUSIP 92343V104 05/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Carrion Mgmt For For For
2 Elect Melanie Healey Mgmt For For For
3 Elect M. Frances Keeth Mgmt For For For
4 Elect Robert Lane Mgmt For For For
5 Elect Lowell McAdam Mgmt For For For
6 Elect Sandra Moose Mgmt For For For
7 Elect Joseph Neubauer Mgmt For Against Against
8 Elect Donald Nicolaisen Mgmt For For For
9 Elect Clarence Otis, Jr. Mgmt For For For
10 Elect Hugh Price Mgmt For For For
11 Elect Rodney Slater Mgmt For Against Against
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Prior Government
Service
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against Against For
Regarding
Performance-Based
Equity
Compensation
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Call a Special
Meeting
18 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to Act
by Written
Consent
19 Shareholder Proposal ShrHoldr Against Against For
Regarding Network
Neutrality
|
Weatherford International Ltd.
Ticker Security ID: Meeting Date Meeting Status
WFT CUSIP H27013103 05/23/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For Against Against
Acts
3 Elect Bernard Mgmt For For For
Duroc-Danner
4 Elect Samuel Bodman III Mgmt For Against Against
5 Elect Nicholas Brady Mgmt For For For
6 Elect David Butters Mgmt For Against Against
7 Elect William Macaulay Mgmt For Against Against
8 Elect Robert Moses, Jr. Mgmt For Against Against
9 Elect Guillermo Ortiz Mgmt For For For
Martinez
10 Elect Emyr Parry Mgmt For For For
11 Elect Robert Rayne Mgmt For Against Against
12 Ratification of Auditor Mgmt For Against Against
13 Increase in Authorized Mgmt For For For
Capital
14 Amendment to 2010 Mgmt For For For
Omnibus Incentive
Plan
15 Advisory Vote on Mgmt For Against Against
Executive
Compensation
--------------------------------------------------------------------------------
WellPoint, Inc.
Ticker Security ID: Meeting Date Meeting Status
WLP CUSIP 94973V107 05/16/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lenox Baker, Jr. Mgmt For For For
2 Elect Susan Bayh Mgmt For For For
3 Elect Julie Hill Mgmt For For For
4 Elect Ramiro Peru Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHoldr Against Against For
Regarding Political
Contributions and
Expenditures Report
--------------------------------------------------------------------------------
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290102 04/27/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ramani Ayer Mgmt For For For
2 Elect Dale Comey Mgmt For For For
3 Elect Robert Glauber Mgmt For Against Against
4 Elect Suzanne Labarge Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive Compensation
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant): AGIC Equity & Convertible Income Fund
By (Signature and Title)*: /s/ Brian Shlissel
------------------------------
Name: Brian Shlissel
Title: President and
Chief Executive Officer
Date: August 27, 2012
|
* Print the name and title of each signing officer under his or her signature.
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