Initial Statement of Beneficial Ownership (3)
05 Agosto 2022 - 11:08PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Pollock Natasha |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/3/2022
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3. Issuer Name and Ticker or Trading Symbol
TIMKEN CO [TKR]
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(Last)
(First)
(Middle)
4500 MOUNT PLEASANT ST. NW |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) VP - Human Resources / |
(Street)
NORTH CANTON, OH 44720
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 5092 | D | |
Common Stock | 3702 | I | 401(k) |
Common Stock | 3197 | I | Held by Spouse (1) |
Common Stock | 18602 | I | Held in Spouse 401(k) (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (right to buy) | 2/12/2020 (2) | 2/12/2029 | Common Stock | 475.0 | $42.6 | D | |
Restricted Share Unit | (3) | 2/12/2023 | Common Stock | 73.0 | $0.0 | D | |
Restricted Share Unit | (4) | 2/10/2024 | Common Stock | 240.0 | $0.0 | D | |
Restricted Share Unit | (5) | 2/10/2025 | Common Stock | 833.0 | $0.0 | D | |
Restricted Share Unit | (6) | 2/10/2026 | Common Stock | 1750.0 | $0.0 | D | |
Restricted Share Unit | (7) | 12/31/2022 | Common Stock | 720.0 | $0.0 | D | |
Restricted Share Unit | (8) | 12/31/2023 | Common Stock | 1670.0 | $0.0 | D | |
Restricted Share Unit | (9) | 12/31/2024 | Common Stock | 2625.0 | $0.0 | D | |
Explanation of Responses: |
(1) | The reporting person disclaims beneficial ownership of these shares to the extent that they exceed the reporting person's pecuniary interest. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. |
(2) | Remaining options from February 12, 2019 grant of 1,900 options that became exercisable in annual 25% increments from the date of grant. |
(3) | Remaining restricted share units from February 12, 2019 grant of 290 time-based restricted share units that vest 25% per year. |
(4) | Remaining restricted share units from February 10, 2020 grant of 480 time-based restricted share units that vest 25% per year. |
(5) | Remaining restricted share units from February 10, 2021 grant of 1,110 time-based restricted share units that vest 25% per year. |
(6) | February 12, 2022 grant of 1,750 time-based restricted share units that vest 25% per year. |
(7) | Performance based restricted share units subject to certain performance criteria between January 1, 2020 and December 31, 2022. |
(8) | Performance based restricted share units subject to certain performance criteria between January 1, 2021 and December 31, 2023. |
(9) | Performance based restricted share units subject to certain performance criteria between January 1, 2022 and December 31, 2024. |
Remarks: Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Pollock Natasha 4500 MOUNT PLEASANT ST. NW NORTH CANTON, OH 44720 |
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| VP - Human Resources |
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Signatures
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/s/ Natasha Pollock | | 8/4/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Grafico Azioni Timken (NYSE:TKR)
Storico
Da Giu 2024 a Lug 2024
Grafico Azioni Timken (NYSE:TKR)
Storico
Da Lug 2023 a Lug 2024