TIDMAFHP TIDMAFHB

RNS Number : 4578B

AFH Financial Group Plc

30 January 2020

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS 
 
 1a. Identity of the issuer or the                                                AFH Financial Group PLC 
  underlying issuer of existing shares 
  to which voting rights are attached(ii) 
  : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                           X 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights 
                                                                                                     ---- 
 Other (please specify)(iii) : 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                                    Jupiter Asset Management Limited 
 City and country of registered office 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
 Name                                                                                      Northern Trust 
                                                             -------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                                                   29(th) January 2020 
  crossed or reached(vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):                                       30(th) January 2020 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        of issuer(vii) 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                     4.91%                  0%                4.91%           42,741,646 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)                    5.08%                  0%                5.08%           42,741,031 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights(ix)                              % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                            Direct                      Indirect                      Direct                  Indirect 
                      (Art 9 of Directive         (Art 10 of Directive          (Art 9 of Directive     (Art 10 of Directive 
                          2004/109/EC)                2004/109/EC)             2004/109/EC) (DTR5.1)        2004/109/EC) 
                            (DTR5.1)                   (DTR5.2.1)                                            (DTR5.2.1) 
                                             ----------------------------- 
 Ordinary Shares 
 
 
  GB00B4W5WQ08                N/A                      2,100,000                       N/A                     4.91% 
                   ------------------------  -----------------------------  -------------------------  --------------------- 
 
 
 SUBTOTAL 8. A                            2,100,000                                               4.91% 
                   -------------------------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration   Exercise/                            Number of voting                  % of voting 
  financial          date(x)      Conversion Period(xi)                rights that may                   rights 
  instrument                                                           be acquired if 
                                                                       the instrument 
                                                                       is 
                                                                       exercised/converted. 
                   -----------  -----------------------------------  --------------------------------  --------------------- 
       N/A             N/A                      N/A                                 N/A                         N/A 
                   -----------  -----------------------------------  --------------------------------  --------------------- 
 
 
                                 SUBTOTAL 8. B 1                                    N/A                         N/A 
                                -----------------------------------  --------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of       Expiration        Exercise/               Physical or              Number of             % of voting 
  financial     date(x)           Conversion              cash                     voting rights         rights 
  instrument                      Period (xi)             settlement(xii) 
              ----------------  ----------------------  -----------------------  -------------------- 
     N/A             N/A                  N/A                     N/A                     N/A                   N/A 
              ----------------  ----------------------  -----------------------  -------------------- 
 
 
                                                         SUBTOTAL 8.B.2                   N/A                   N/A 
                                                        -----------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights                       X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
             Name(xv)                 % of voting    % of voting rights       Total of both 
                                       rights if      through financial        if it equals 
                                       it equals       instruments if          or is higher 
                                      or is higher      it equals or        than the notifiable 
                                        than the       is higher than            threshold 
                                       notifiable      the notifiable 
                                       threshold          threshold 
                                    --------------  -------------------  ----------------------- 
 Jupiter Fund Management Plc 
                                    --------------  -------------------  ----------------------- 
 Jupiter Fund Management Group 
  Limited 
                                    --------------  -------------------  ----------------------- 
 Jupiter Asset Management Group 
  Limited 
                                    --------------  -------------------  ----------------------- 
 Knightsbridge Asset Management 
  Limited 
                                    --------------  -------------------  ----------------------- 
 Jupiter Investment Management 
  Group Limited 
                                    --------------  -------------------  ----------------------- 
 Jupiter Asset Management Limited        4.91%               0%                   4.91% 
                                    --------------  -------------------  ----------------------- 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder                                                N/A 
                                                    -------------------------------------------- 
 The number and % of voting rights held                                  N/A 
                                                    -------------------------------------------- 
 The date until which the voting rights will                             N/A 
  be held 
                                                    -------------------------------------------- 
 
 11. Additional information(xvi) 
 
   Contact : Jon Watson 
 
   Telephone Number : 0203 817 1672 
 
 
 
 Place of completion   London,UK 
 Date of completion    30th January 2020 
                      ------------------ 
 

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