Barclays PLC Form 8.5 (EPT/NON-RI) BIFFA PLC (4688A)
23 Settembre 2022 - 11:26AM
UK Regulatory
TIDMBARC TIDMBIFF
RNS Number : 4688A
Barclays PLC
23 September 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal BARCLAYS CAPITAL SECURITIES
trader: LTD
-------------------------------------------
(b) Name of offeror/offeree in relation BIFFA PLC
to whose
-------------------------------------------
relevant securities this form relates:
-------------- --------------------------------------------------------- ----------- -------------- --------------
(c) Name of the party to the offer with Energy Capital Partners,
which exempt LLC
-------------------------------------------
principal trader is connected
-------------- ------------------------------------------- ------------ ----------- -------------- --------------
(d) Date position held/dealing undertaken: 22 September 2022
-------------- --------------------------------------------------------- -------------------------------------------
(e) In addition to the company in 1(b) NO
above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
-------------- --------------------------------------------------------- ----------- -------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities of the
offeror or offeree
to which the disclosure relates following
the dealing (if any)
Class of relevant security: 1p ordinary
------------------------- ---------------------------
Interests Short Positions
------------------------- ---------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ----------- --------------
(1) Relevant securities
owned
and/or controlled: 17,745,765 5.80% 1,638,150 0.54%
(2) Cash-settled derivatives:
1,411,252 0.46% 17,626,297 5.76%
(3) Stock-settled derivatives
(including options)
and agreements to
purchase/sell: 0 0.00% 0 0.00%
TOTAL: 19,157,017 6.26% 19,264,447 6.29%
(b) Rights to subscribe for new securities (including directors and
other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
----------------------------------------------------------- ---------------------------------------------------------
Details, including nature of the
rights
------------
concerned and relevant percentages:
----------------------------------------------------------- ---------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and sales
-------------- ------------------------------ ----------- ------------ ----------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary Purchase 127,878 3.5120 GBP 3.4898 GBP
1p ordinary Sale 108,134 3.5120 GBP 3.49 GBP
---------------------------- ------------------------- -------------- --------------
(b) Cash-settled derivative transactions
-------------- --------------------------------------------------------- ----------- -------------- --------------
Class Product Nature Number Price per
of of dealing of
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ----------- -------------- --------------
1p ordinary SWAP Decreasing Long 314 3.4960 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 17 3.4880 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 200 3.5120 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 1,258 3.4921 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 1,434 3.5097 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 3,357 3.4994 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 4,708 3.4949 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 5,287 3.5120 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 5,621 3.5126 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 8,669 3.5119 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Decreasing Short 11,189 3.4977 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 486 3.4961 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Long 495 3.5012 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Increasing Long 2,567 3.5037 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary CFD Increasing Long 4,258 3.4997 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 1,113 3.4913 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 1,253 3.4956 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 4,686 3.5070 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 7,143 3.5030 GBP
---------------------------- ------------------------- -------------- --------------
1p ordinary SWAP Increasing Short 47,822 3.4946 GBP
---------------------------- ------------------------- -------------- --------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to which received
etc
option per unit
relates
------------- --------------- ----------- ------------ ----------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ exercised Number Exercise
against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing for
new securities)
Class Nature Details Price per
of relevant of Dealings unit (if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with
a party to the offer:
-------------------------------------------------------------------------------------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
---------------------------------------------- ----------- ------------ ----------- -------------- --------------
NONE
----------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
---------------------------------------------------------
Date of disclosure: 23 Sep
2022
Contact name: Large Holdings Regulatory
Operations
020 3134
Telephone number: 7213
------------ ----------- -------------- --------------
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END
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September 23, 2022 05:26 ET (09:26 GMT)
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