As filed with the Securities and Exchange Commission on March 29, 2023

Registration No. 333-            

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

FISCALNOTE HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   88-3772307

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

1201 Pennsylvania Avenue, N.W.

6th Floor

Washington, D.C. 20004

(Address of principal executive offices, including zip code)

FiscalNote Holdings, Inc. 2022 Long-Term Incentive Plan

FiscalNote Holdings, Inc. 2022 Employee Stock Purchase Plan

(Full titles of the plans)

Timothy Hwang

1201 Pennsylvania Avenue, N.W.

6th Floor

Washington, D.C. 20004

(Name and address of agent for service)

(202) 793-5300

(Telephone number, including area code, of agent for service)

 

 

Copy to:

Kevin L. Vold

Polsinelli PC

1401 Eye Street, NW, Suite 800

Washington, DC 20005

Telephone: (202) 783-3300

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

 


REGISTRATION OF ADDITIONAL SHARES

PURSUANT TO GENERAL INSTRUCTION E

Pursuant to General Instruction E of Form S-8, FiscalNote Holdings, Inc. (the “Registrant”) is filing this Registration Statement on Form S-8 with the Securities and Exchange Commission (the “Commission”) to register (i) 3,693,767 additional shares of its Class A common stock, par value $0.0001 per share (“Class A Common Stock”), under the Registrant’s 2022 Long-Term Incentive Plan (the “2022 Plan”), pursuant to the provisions of the 2022 Plan providing for an automatic increase in the number of shares of Class A Common Stock reserved and available for issuance under the 2022 Plan on January 1, 2023, and (ii) 1,231,255 additional shares of Class A Common Stock under the Registrant’s 2022 Employee Stock Purchase Plan (the “2022 ESPP”), pursuant to the provisions of the 2022 ESPP providing for an automatic increase in the number of shares of Class A Common Stock reserved and available for issuance under the 2022 ESPP on January 1, 2023.

In accordance with General Instruction E to Form S-8, except for Item 8 “Exhibits,” this Registration Statement incorporates by reference the contents of the Registrant’s previous Registration Statement on Form S-8 (File No. 333-267753), filed with the Commission on October 5, 2022 (the “Prior Registration Statement”). The securities registered by this Registration Statement are of the same class as the other securities for which the Prior Registration Statement was filed.

PART II

 

ITEM 3.

INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE

The following documents filed by the Registrant with the Commission are incorporated by reference into this Registration Statement:

(a) The Registrant’s Annual Report on Form 10-K (File No 001-39672) for the fiscal year ended December 31, 2022, filed with the Commission on March 28, 2023.

(b) The Registrant’s Current Reports on Form 8-K (File No 001-39672) filed with the SEC on each of January 5, 2023, January  27, 2023 (related to Items 1.01, 2.03, 3.02 and 8.01 ), and March 20, 2023.

(c) The description of the Registrant’s Common Stock which is contained in a registration statement on Form 8-A filed on July 29, 2022 (File No. 001-39672) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), including any amendment or report filed for the purpose of updating such description.

(d) All other reports and documents subsequently filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act (other than Current Reports furnished under Item 2.02 or Item 7.01 of Form 8-K and exhibits furnished on such form that relate to such items) on or after the date of this Registration Statement and prior to the filing of a post-effective amendment to this Registration Statement which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference herein and to be a part of this Registration Statement from the date of the filing of such reports and documents. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any subsequently filed document that also is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.


ITEM 8.

EXHIBITS

 

Exhibit
Number

  

Description

   Form      File Number      Exhibit or
Annex
     Filing Date  
4.1    Certificate of Incorporation of FiscalNote Holdings, Inc.      8-K        001-39672        3.1        2-Aug-22  
4.2    Bylaws of Incorporation of FiscalNote Holdings, Inc.      8-K        001-39672        3.2        2-Aug-22  
4.3    Amended and Restated Registration Rights Agreement, dated as of July 29, 2022      8-K        001-39672        10.5        2-Aug-22  
5.1*    Opinion of Polsinelli PC            
23.1*    Consent of Polsinelli PC (included in Exhibit 5.1)            
23.2*    Consent of RSM US LLP            
24.1*    Power of Attorney (included on the signature page of this Form S-8)            
99.1    FiscalNote Holdings, Inc. 2022 Long-Term Incentive Plan      8-K        001-39672        10.9        2-Aug-22  
99.2    FiscalNote Holdings, Inc. 2022 Employee Stock Purchase Plan      8-K        001-39672        10.10        2-Aug-22  
107*    Fee Table            

 

*

Filed herewith.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Washington, District of Columbia, on this 29th day of March, 2023.

 

FISCALNOTE HOLDINGS, INC.
By:  

/s/ Timothy Hwang

 

Timothy Hwang

Chief Executive Officer

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Timothy Hwang and Jon Slabaugh, and each or either of them, as his or her true and lawful attorneys-in-fact and agents, each with the full power of substitution, for him or her and in their name, place or stead, in any and all capacities, to sign any and all amendments to this Registration Statement (including post-effective amendments), and to sign any registration statement for the same offering covered by this Registration Statement that is to be effective upon filing pursuant to Rule 462(b) promulgated under the Securities Act, and all post-effective amendments thereto, and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or his, her or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature    Title    Date

/s/ Timothy Hwang

   Chief Executive Officer and Chairman    March 29, 2023
Timothy Hwang    (Principal Executive Officer)   

/s/ Jon Slabaugh

   Chief Financial Officer and Senior    March 29, 2023
Jon Slabaugh   

Vice President of Corporate

Development

  
  

(Principal Financial and Accounting

Officer)

  

/s/ Gerald Yao

   Chief Strategy Officer, Global Head of    March 29, 2023
Gerald Yao    ESG and Director   

/s/ Michael J. Callahan

   Director    March 29, 2023
Michael J. Callahan      

/s/ Key Compton

   Director    March 29, 2023
Key Compton      

/s/ Manoj Jain

   Director    March 29, 2023
Manoj Jain      

/s/ Stanley McChrystal

   Director    March 29, 2023
Stanley McChrystal      

/s/ Keith Nilsson

   Director    March 29, 2023
Keith Nilsson      

/s/ Anna Sedgley

   Director    March 29, 2023
Anna Sedgley      

/s/ Brandon Sweeney

   Director    March 29, 2023
Brandon Sweeney      

/s/ Conrad Yiu

   Director    March 29, 2023
Conrad Yiu      
Grafico Azioni Duddell Street Acquisition (NASDAQ:DSAC)
Storico
Da Mag 2024 a Giu 2024 Clicca qui per i Grafici di Duddell Street Acquisition
Grafico Azioni Duddell Street Acquisition (NASDAQ:DSAC)
Storico
Da Giu 2023 a Giu 2024 Clicca qui per i Grafici di Duddell Street Acquisition