Current Report Filing (8-k)
15 Giugno 2023 - 10:32PM
Edgar (US Regulatory)
0001053352
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0001053352
2023-06-15
2023-06-15
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xbrli:shares
iso4217:USD
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 15, 2023
HERITAGE COMMERCE CORP
(Exact name of registrant as specified in
its charter)
California |
|
000-23877 |
|
77-0469558 |
(State or other jurisdiction of
incorporation) |
|
(Commission File Number) |
|
(IRS Employer Identification No.) |
224 Airport Parkway, Jose, California |
|
95110 |
(Address of principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code: (408) 947-6900
Not Applicable
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General
Instruction A.2. below):
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of
the Act:
Title of each class |
Trading Symbol(s) |
Name
of each exchange on which registered |
Common Stock, No Par Value |
HTBK |
The Nasdaq Stock Market, LLC |
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange
Act ¨
ITEM 5.02 |
Departure of Directors or Principal Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
On June 15, 2023, Heritage Commerce
Corp, the holding company for Heritage Bank of Commerce (the “Bank”), announced the retirement of the Bank’s
Executive Vice President and Chief Credit Officer, Margo G. Butsch. A press release dated June 15, 2023, announcing
Ms. Butsch’s retirement is filed herewith as Exhibit 99.1 and is incorporated herein by reference.
ITEM 9.01 |
Financial Statements And Exhibits. |
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: June 15, 2023
|
Heritage Commerce Corp |
|
|
|
By: |
/s/ Lawrence
D. McGovern |
|
|
Lawrence D. McGovern |
|
|
Executive Vice President and Chief Financial Officer |
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