Form SC 13D/A - General Statement of Acquisition of Beneficial Ownership: [Amend]
25 Ottobre 2024 - 10:00PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)
Lee Enterprises, Incorporated
(Name of Issuer)
(Amendment No. 1)
Common Stock
- $.01 Par Value Per Share
(Title of Class of Securities)
523768406
(CUSIP Number)
John McCarron
568 Lincoln Ave.
Winnetka, IL 60093
586-219-5266
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 24, 2024
(Date of Event Which Requires Filing of This Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D and is filing this schedule because of §§ 240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box ☐.
Page 1 of 8
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(1) |
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NAMES OF REPORTING PERSONS
Jerrilyn M. Hoffmann Revocable Trust dated May 30, 2001 |
(2) |
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☐
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(3) |
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SEC USE ONLY
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(4) |
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SOURCE OF FUNDS (see
instructions) PF |
(5) |
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CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
☐ |
(6) |
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Florida |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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(7) |
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SOLE VOTING POWER
None |
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(8) |
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SHARED VOTING POWER
414,937 |
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(9) |
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SOLE DISPOSITIVE POWER
None |
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(10) |
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SHARED DISPOSITIVE POWER
414,937 |
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(11) |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
414,937 shares |
(12) |
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CHECK IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ☐ |
(13) |
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11) 6.70% |
(14) |
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TYPE OF REPORTING PERSON (see
instructions) OO |
Page 2 of 8
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(1) |
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NAMES OF REPORTING PERSONS
Jerrilyn M. Hoffmann |
(2) |
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP (see instructions) (a) ☐ (b) ☐
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(3) |
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SEC USE ONLY
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(4) |
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SOURCE OF FUNDS (see
instructions) PF |
(5) |
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CHECK BOX IF DISCLOSURE OF
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
☐ |
(6) |
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CITIZENSHIP OR PLACE OF
ORGANIZATION
USA |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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(7) |
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SOLE VOTING POWER
None |
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(8) |
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SHARED VOTING POWER
414,937 |
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(9) |
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SOLE DISPOSITIVE POWER
None |
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(10) |
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SHARED DISPOSITIVE POWER
414,937 |
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(11) |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
414,937 shares |
(12) |
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CHECK IF THE AGGREGATE AMOUNT
IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ☐ |
(13) |
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11) 6.70% |
(14) |
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TYPE OF REPORTING PERSON (see
instructions) IN |
Page 3 of 8
EXPLANATORY NOTE
This Amendment No. 1 (this Amendment) amends and supplements the Schedule 13D filed on October 17, 2024 (the Prior Schedule
13D), by the Reporting Persons relating to the Common Stock of the Issuer. Information reported in the Prior Schedule 13D remains in effect except to the extent that it is amended, restated, or superseded by information contained in this
Amendment. Capitalized terms used but not defined in this Amendment have the respective meanings set forth in the Prior Schedule 13D.
Item 3. |
Source and Amount of Funds or Other Consideration. |
Item 3 to the Prior Schedule 13D is amended, in pertinent part, as follows:
The Reporting Persons used an aggregate of approximately $1,640,372 to purchase the additional 90,584 shares of Common Stock reported as
beneficially owned in Item 5 since the filing of the Prior Schedule 13D.
Item 5. |
Interest in Securities of the Issuer. |
Item 5 to Prior Schedule 13D is amended, in pertinent part, as follows:
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(a) |
and (b) The responses of the Reporting Persons to rows 7, 8, 9, 10, 11 and 13 on the cover pages of this
Statement are incorporated herein by reference. As of 4:00 p.m., Eastern time, on October 24, 2024, the Reporting Persons beneficially owned 414,937 shares of Common Stock, representing approximately 6.70% of the outstanding shares of Common
Stock. The percentage in this paragraph relating to beneficial ownership of Common Stock is based on 6,190,554 shares of Common Stock outstanding as of July 31, 2024, as reported in the Form 10-Q for the
fiscal quarter ended June 23, 2024, of the Issuer. |
Page 4 of 8
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(c) |
Information with respect to all transactions in the Common Stock which were effected during the past sixty days
or since the filing on the Prior Schedule 13D, whichever is less, by each of the Reporting Persons is set forth on Schedule A annexed hereto and incorporated herein by reference. |
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(d) |
No other person is known to the Reporting Persons to have the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock covered by this Statement. |
Signature Page to Follow.
Page 5 of 8
SIGNATURES
After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true,
complete, and correct.
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Dated: October 25, 2024 |
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JERRILYN M. HOFFMANN REVOCABLE TRUST DATED MAY 30, 2001 |
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By: |
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/s/ Jerrilyn M. Hoffmann |
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Name: Jerrilyn M. Hoffmann |
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Its: Trustee |
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Dated: October 25, 2024 |
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JERRILYN M. HOFFMANN |
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By: |
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/s/ Jerrilyn M. Hoffmann |
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Name: Jerrilyn M. Hoffmann |
Page 6 of 8
Schedule A
Transactions by the Reporting Persons Since the Most Recent Filing on Schedule 13D
The following table sets forth all unreported transactions with respect to the Common Stock effected by or on behalf of the Reporting Persons since the most
recent filings on Schedule 13D through 4:00 p.m., Eastern time, on October 24, 2024. Unless otherwise indicated, all such transactions were effected in the open market. All transactions were made by the Jerrilyn M. Hoffmann Revocable Trust
dated May 30, 2001.
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Securities Purchased |
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Price per Share |
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Transaction Date |
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100 |
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$ |
14.80 |
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18-Oct-24 |
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100 |
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$ |
14.73 |
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18-Oct-24 |
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100 |
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$ |
14.72 |
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18-Oct-24 |
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100 |
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$ |
14.62 |
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18-Oct-24 |
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100 |
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$ |
14.55 |
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18-Oct-24 |
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100 |
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$ |
14.54 |
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18-Oct-24 |
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100 |
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$ |
14.45 |
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18-Oct-24 |
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100 |
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$ |
14.40 |
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18-Oct-24 |
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100 |
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$ |
14.40 |
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18-Oct-24 |
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200 |
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$ |
14.50 |
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18-Oct-24 |
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500 |
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$ |
14.30 |
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18-Oct-24 |
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500 |
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$ |
14.30 |
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18-Oct-24 |
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500 |
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$ |
14.17 |
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18-Oct-24 |
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3606 |
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$ |
14.25 |
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18-Oct-24 |
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500 |
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$ |
14.30 |
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18-Oct-24 |
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500 |
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$ |
14.30 |
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18-Oct-24 |
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500 |
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$ |
14.30 |
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18-Oct-24 |
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150 |
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$ |
16.25 |
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21-Oct-24 |
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500 |
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$ |
15.75 |
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21-Oct-24 |
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500 |
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$ |
14.73 |
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21-Oct-24 |
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7814 |
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$ |
15.67 |
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21-Oct-24 |
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500 |
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$ |
16.25 |
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21-Oct-24 |
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500 |
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$ |
14.73 |
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21-Oct-24 |
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500 |
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$ |
15.75 |
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21-Oct-24 |
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500 |
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$ |
14.73 |
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21-Oct-24 |
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1 |
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$ |
15.71 |
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22-Oct-24 |
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250 |
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$ |
16.29 |
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22-Oct-24 |
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250 |
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$ |
16.14 |
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22-Oct-24 |
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250 |
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$ |
15.72 |
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22-Oct-24 |
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1000 |
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$ |
16.00 |
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22-Oct-24 |
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1000 |
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$ |
16.00 |
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22-Oct-24 |
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4924 |
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$ |
15.68 |
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22-Oct-24 |
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1 |
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$ |
16.50 |
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23-Oct-24 |
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194 |
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$ |
15.74 |
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23-Oct-24 |
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1138 |
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$ |
18.29 |
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24-Oct-24 |
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Page 7 of 8
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1000 |
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$ |
18.48 |
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24-Oct-24 |
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4000 |
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$ |
18.60 |
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24-Oct-24 |
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4 |
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$ |
19.04 |
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24-Oct-24 |
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138 |
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$ |
19.15 |
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24-Oct-24 |
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100 |
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$ |
19.15 |
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24-Oct-24 |
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200 |
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$ |
19.16 |
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24-Oct-24 |
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558 |
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$ |
19.17 |
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24-Oct-24 |
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5 |
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$ |
19.00 |
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24-Oct-24 |
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10000 |
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$ |
19.35 |
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24-Oct-24 |
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10 |
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$ |
19.48 |
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24-Oct-24 |
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139 |
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$ |
19.49 |
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24-Oct-24 |
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100 |
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$ |
19.38 |
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24-Oct-24 |
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2660 |
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$ |
19.40 |
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24-Oct-24 |
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141 |
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$ |
19.39 |
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24-Oct-24 |
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1 |
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$ |
19.37 |
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24-Oct-24 |
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147 |
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$ |
19.45 |
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24-Oct-24 |
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200 |
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$ |
19.46 |
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24-Oct-24 |
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1287 |
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$ |
19.40 |
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24-Oct-24 |
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100 |
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$ |
19.47 |
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24-Oct-24 |
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195 |
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$ |
19.59 |
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24-Oct-24 |
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905 |
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$ |
19.58 |
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24-Oct-24 |
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15215 |
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$ |
19.50 |
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24-Oct-24 |
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22799 |
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$ |
19.38 |
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24-Oct-24 |
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138 |
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$ |
18.10 |
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24-Oct-24 |
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400 |
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$ |
18.12 |
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24-Oct-24 |
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100 |
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$ |
18.11 |
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24-Oct-24 |
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100 |
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$ |
18.12 |
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24-Oct-24 |
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200 |
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$ |
18.12 |
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24-Oct-24 |
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62 |
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$ |
18.12 |
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24-Oct-24 |
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2000 |
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$ |
18.50 |
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24-Oct-24 |
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2 |
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$ |
17.85 |
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24-Oct-24 |
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Total 90584 |
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Page 8 of 8
Grafico Azioni Lee Enterprises (NASDAQ:LEE)
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Da Nov 2024 a Dic 2024
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