Amended Statement of Beneficial Ownership (3/a)
20 Maggio 2022 - 11:36PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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DS Private Equity Co., Ltd. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/2/2022
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3. Issuer Name and Ticker or Trading Symbol
NUSCALE POWER Corp [SMR]
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(Last)
(First)
(Middle)
ONE INTERNATIONAL FINANCE CENTRE 14TH FL, 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
SEOUL, M5 07326
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 5/13/2022
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 5210000 | D (1)(4) | |
Class A Common Stock | 2790000 | D (2)(4) | |
Class A Common Stock | 8000000 | I (3)(4) | By DS Private Equity Co., Ltd. and DS Asset Management Co., Ltd. |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | DS Private Equity Co., Ltd. beneficially owns 5,210,000 shares of Class A Common Stock of NuScale Power Corporation (the "Issuer") directly. |
(2) | DS Asset Management Co., Ltd. beneficially owns 2,790,000 shares of Class A Common Stock of the Issuer directly. |
(3) | Dok Soo Jang beneficially owns shares of Class A Common Stock indirectly through his 60% ownership of DS Private Equity Co., Ltd. and his 87.6% ownership of DS Asset Management Co., Ltd. |
(4) | Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Remarks: Exhibit 24- Power of Attorney for DS Private Equity Co., Ltd. Exhibit 24.1 Power of Attorney for DS Asset Management Co., Ltd. Exhibit 24.2 Power of Attorney for Dok Soo Jang Explanatory Note: This amendment is filed to confirm that DS Asset Management Co., Ltd. and Dok Soo Jang are joint filers and to include their powers of attorney as exhibits. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DS Private Equity Co., Ltd. ONE INTERNATIONAL FINANCE CENTRE 14TH FL 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU SEOUL, M5 07326 |
| X |
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DS Asset Management Co., Ltd. 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU 14TH FLOOR SEOUL, M5 07326 |
| X |
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Dok Soo Jang 10, GUKJEGEUMYUNG-RO, YEONGDEUNGPO-GU 14TH FLOOR SEOUL, M5 07326 |
| X |
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Signatures
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DS Private Equity Co., Ltd.
/s/ Steve S. Herr
Managing Director | | 5/20/2022 |
**Signature of Reporting Person | Date |
DS Asset Management Co., Ltd.
/s/ Yundeok Wi
Chief Executive Officer | | 5/20/2022 |
**Signature of Reporting Person | Date |
/s/ Dok Soo Jang | | 5/20/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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