false 0001302215 0001302215 2024-09-18 2024-09-18

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 18, 2024

 

 

Houlihan Lokey, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-37537   95-2770395
(State or other jurisdiction
of incorporation)		   (Commission
File Number)		   (IRS Employer
Identification No.)

 

10250 Constellation Blvd.,  
5th Floor, Los Angeles, CA   90067
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: 310-553-8871

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

  

Trading
Symbol(s)

  

Name of each exchange
on which registered

Class A Common Stock, par value $0.001   HLI   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders

On September 18, 2024, Houlihan Lokey, Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, stockholders voted on proposals (1) to elect four Class III directors to the Company’s board of directors, each to serve until the Company’s 2027 annual meeting of stockholders, and until a successor has been duly elected and qualified; (2) to approve, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the Company’s 2024 Proxy Statement; (3) to approve, on an advisory basis, the frequency of future advisory votes to approve the compensation of the Company’s named executive officers; and (4) to ratify the appointment of KPMG, LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2025. Following is the final tabulation of votes cast at the meeting:

Proposal 1: Election of Class III Directors

 

Nominee   Votes For   Votes Withheld   Broker Non-Votes

Scott J. Adelson

   198,002,434   15,072,800   2,028,702

Ekpedeme M. Bassey

   195,814,918   17,260,316   2,028,702

Robert A. Schriesheim

   192,456,940   20,209,909   2,437,087

P. Eric Siegert

   207,711,356   4,970,402   2,422,178

Proposal 2: Approval of Non-Binding, Advisory Vote on Executive Compensation

 

Votes For   Votes Against   Abstentions   Broker Non-Votes

206,218,345

   6,854,293   29,183   2,002,115

Proposal 3: Frequency of Non-Binding, Advisory Vote on Executive Compensation

 

One Year   Two Years   Three Years   Abstentions

212,485,253

   2,018   590,063   24,487

Proposal 4: Ratification of Independent Registered Public Accounting Firm

 

Votes For   Votes Against   Abstentions   Broker Non-Votes

213,470,217

   1,601,349   32,370   0

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: September 23, 2024

 

HOULIHAN LOKEY, INC.
By:  

/s/ Christopher M. Crain

Name:   Christopher M. Crain
Title:   General Counsel and Secretary
v3.24.3
Document and Entity Information
Sep. 18, 2024
Cover [Abstract]  
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Entity Central Index Key 0001302215
Document Type 8-K
Document Period End Date Sep. 18, 2024
Entity Registrant Name Houlihan Lokey, Inc.
Entity Incorporation State Country Code DE
Entity File Number 001-37537
Entity Tax Identification Number 95-2770395
Entity Address, Address Line One 10250 Constellation Blvd.
Entity Address, Address Line Two 5th Floor
Entity Address, City or Town Los Angeles
Entity Address, State or Province CA
Entity Address, Postal Zip Code 90067
City Area Code 310
Local Phone Number 553-8871
Written Communications false
Soliciting Material false
Pre Commencement Tender Offer false
Pre Commencement Issuer Tender Offer false
Security 12b Title Class A Common Stock, par value $0.001
Trading Symbol HLI
Security Exchange Name NYSE
Entity Emerging Growth Company false
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