Amended Statement of Changes in Beneficial Ownership (4/a)
12 Luglio 2019 - 4:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Schutte John
|
2. Issuer Name
and
Ticker or Trading Symbol
ACURA PHARMACEUTICALS, INC
[
ACUR
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
333 EAST MAIN STREET, SUITE 200
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/28/2019
|
(Street)
LOUISVILLE, KY 40202
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
7/11/2019
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
|
|
|
|
|
|
|
8912655
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Warrant to Purchase Common Stock
|
$0.528
|
|
|
|
|
|
|
7/24/2017
|
7/23/2022
|
Common Stock
|
1782531
|
|
1782531
|
D
|
|
Warrant to Purchase Common Stock
|
$0.01
|
|
|
|
|
|
|
6/28/2019
|
6/28/2024
|
Common Stock
|
10000000
|
|
10000000
|
I
|
By Abuse Deterrent Parma, LLC
(1)
|
Convertible Promissory Note
|
$0.16
|
|
|
|
|
|
|
6/28/2019
|
(2)
|
Common Stock
|
37500000
(3)
|
|
37500000
(3)
|
I
|
By Abuse Deterrent Parma, LLC
(4)
|
Explanation of Responses:
|
(1)
|
The Reporting Person is the manager and indirect 61.1% owner of Abuse Deterrent Pharma, LLC ("AD Pharma"). The Reporting Person hereby disclaims beneficial ownership of the warrant, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the warrant for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
|
(2)
|
The note is convertible, at the election of AD Pharma, at any time prior to repayment of the note and matures on July 1, 2023.
|
(3)
|
Does not include interest on the note, which accrues at the rate of 7.5% per annum. At the election of AD Pharma, all principal and accrued interest under the note may be converted into the Issuer's common stock. For each $0.16 converted, AD Pharma will receive one share of common stock.
|
(4)
|
The Reporting Person is the manager and indirect 61.1% owner of AD Pharma. The Reporting Person hereby disclaims beneficial ownership of the note, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the note for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
|
Remarks:
This amendment is being filed to correct the number of shares reported as beneficially owned in respect of the note in Boxes 7 and 9.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Schutte John
333 EAST MAIN STREET, SUITE 200
LOUISVILLE, KY 40202
|
|
X
|
|
|
Signatures
|
/s/ John Schutte
|
|
7/12/2019
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Grafico Azioni Acura Pharmaceuticals (CE) (USOTC:ACUR)
Storico
Da Ott 2024 a Nov 2024
Grafico Azioni Acura Pharmaceuticals (CE) (USOTC:ACUR)
Storico
Da Nov 2023 a Nov 2024
Notizie in Tempo Reale relative a Acura Pharmaceuticals Inc (CE) (OTCMarkets): 0 articoli recenti
Più Acura Pharmaceuticals, Inc Articoli Notizie