UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 14, 2015
Lake Sunapee Bank Group
(Exact name of registrant as specified in its charter)
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Delaware |
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000-17859 |
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02-0430695 |
(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification No.) |
9 Main Street, P.O. Box 9
Newport, New Hampshire 03773
(Address of principal executive offices, zip code)
Registrants telephone number, including area code: (603) 863-0886
New Hampshire Thrift Bancshares, Inc.
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.03. |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
On
May 14, 2015, New Hampshire Thrift Bancshares, Inc. (the Company) filed a Certificate of Amendment with the Secretary of State of the State of Delaware to amend (i) Article 1 of its Amended and Restated Certificate of
Incorporation (the Certificate of Incorporation) to change its name from New Hampshire Thrift Bancshares, Inc. to Lake Sunapee Bank Group and (ii) Article 5 of the Certificate of Incorporation to increase the number of authorized
shares of its common stock from 10,000,000 to 30,000,000. The amendment to the Certificate of Incorporation was adopted and approved by the Companys Board of Directors on February 12, 2015 and by the Companys stockholders at the
Annual Meeting of Stockholders on May 14, 2015.
The new stock symbol for the Company will be LSBG (formerly
NHTB), which the Company expects to be effective on June 1, 2015 on the NASDAQ Global Market. The new CUSIP number for the Companys common stock will be 510866106. Outstanding stock certificates are not affected by the name
change or the new CUSIP number and will not need to be exchanged.
A copy of the Certificate of Amendment is included as Exhibit 3.1
hereto and is incorporated herein by reference.
Item 9.01. |
Financial Statements and Exhibits. |
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Exhibit Number |
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Exhibit Description |
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3.1 |
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Certificate of Amendment to the Amended and Restated Certificate of Incorporation. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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LAKE SUNAPEE BANK GROUP |
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Date: May 20, 2015 |
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By: |
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/s/ Laura Jacobi |
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Laura Jacobi |
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Executive Vice President and Chief Financial Officer |
EXHIBIT INDEX
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Exhibit Number |
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Exhibit Description |
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3.1 |
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Certificate of Amendment to the Amended and Restated Certificate of Incorporation. |
Exhibit 3.1
CERTIFICATE OF AMENDMENT OF
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
New Hampshire Thrift Bancshares, Inc. (the Corporation), a corporation organized and existing under and by virtue of the
General Corporation Law of the State of Delaware (the DGCL), hereby certifies that:
FIRST: The original
Certificate of Incorporation of the Corporation was filed with the Secretary of State of the State of Delaware on March 8, 1989.
SECOND: This Certificate of Amendment (this Certificate of Amendment) amends the provisions of the Amended and
Restated Certificate of Incorporation of the Corporation filed with the Secretary of State of the State of Delaware on December 16, 2014 (the Certificate of Incorporation).
THIRD: Subject to the approval of the Secretary of State of the State of Delaware of the Corporations request attached hereto as
Exhibit A, Article 1 of the Certificate of Incorporation is hereby amended and restated in its entirety to read as follows:
ARTICLE 1. CORPORATE TITLE. The name of the corporation is Lake Sunapee Bank Group.
FOURTH: The first sentence of Article 5 of the Certificate of Incorporation is hereby amended and restated in its entirety to read as
follows:
ARTICLE 5. CAPITAL STOCK. The total number of shares of all classes of the capital stock which the Corporation
has the authority to issue is 32,500,000, of which 30,000,000 shall be common stock, par value $0.01 per share, and of which 2,500,000 shall be preferred stock, par value $0.01 per share.
FIFTH: At a meeting of the board of directors of the Corporation (the Board) held on February 12, 2015, the
Board duly adopted this Certificate of Amendment and declared this Certificate of Amendment advisable.
SIXTH: In accordance with
Section 222 of the DGCL, an annual meeting of stockholders of the Corporation was duly called and held upon notice, at which the necessary number of shares as required by the DGCL were voted in favor of this Certificate of Amendment.
SEVENTH: This Certificate of Amendment was duly adopted in accordance with the provisions of Section 242 of the DGCL.
EIGHTH: All other provisions of the Certificate of Incorporation shall remain in full force and effect.
IN WITNESS WHEREOF, the Corporation has caused this Certificate of Amendment to be signed
by its duly authorized officer on this 14th day of May 2015.
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NEW HAMPSHIRE THRIFT BANCSHARES, INC. |
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By: |
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/s/ Stephen R. Theroux |
Name: |
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Stephen R. Theroux |
Title: |
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President and Chief Executive Officer |
Exhibit A
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
OFFICERS CERTIFICATE
May 14, 2015
The
undersigned, being the duly elected and qualified First Senior Vice President and Chief Financial Officer of New Hampshire Thrift Bancshares, Inc., a Delaware corporation (the Company), hereby certifies to the Delaware Secretary
of State, Division of Corporations (the Division of Corporations) as follows:
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(1) |
the Companys total assets, as defined in Section 503(i) of the General Corporation Law of the State of Delaware (the DGCL), are not less than $10,000,000. |
Pursuant to Section 102(a)(1) of the DGCL, the Company requests that the Division of Corporations waive the corporate designation
requirement in connection with the Companys name change from New Hampshire Thrift Bancshares, Inc. to Lake Sunapee Bank Group.
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New Hampshire Thrift Bancshares, Inc. |
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By: |
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/s/ Laura Jacobi |
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Laura Jacobi |
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First Senior Vice President and |
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Chief Financial Officer |
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State of New Hampshire |
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County of Sullivan |
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I hereby certify that on the 14th day of May, 2015, before me, an officer duly authorized in the State and
County aforesaid to take acknowledgments, personally appeared Laura Jacobi, to me known to be the person described in and who executed the foregoing instrument, and acknowledged that she executed the same.
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/s/ Kimberly P. Ilg |
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Notary Public |
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Kimberly P. Ilg |
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Print or Type Name |
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My Commission Expires: October 1, 2019 |
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