Tercica Secures $75 Million Committed Equity Financing Facility
15 Ottobre 2005 - 12:36AM
PR Newswire (US)
Management to Host Conference Call Monday, October 17, at 9:00 a.m.
Eastern to Discuss Details BRISBANE, Calif., Oct. 14
/PRNewswire-FirstCall/ -- Tercica, Inc. (NASDAQ: TRCA) today
announced that it has entered into a Committed Equity Financing
Facility (CEFF) with Kingsbridge Capital Limited in which
Kingsbridge has committed to provide up to $75 million in financing
during the next 3 years through the purchase of newly issued shares
of Tercica common stock. Under the terms of the agreement, Tercica
will ultimately determine the exact timing and amount of any CEFF
financings, subject to certain conditions. Certain details of the
CEFF are as follows: -- For a period of 3 years, Tercica can access
up to $75 million from Kingsbridge in exchange for newly issued
shares of Tercica's common stock. Tercica may access the capital
after the SEC declares effective the registration statement to be
filed by Tercica covering the resale of the shares of common stock
issuable in connection with the CEFF and the shares of common stock
underlying the warrant discussed below. -- Throughout the term of
the agreement, Kingsbridge is restricted from engaging in any short
selling of Tercica's common stock or engaging in any derivative
transaction related to Tercica's common stock. -- Capital may be
accessed under the CEFF in tranches of up to the lesser of $7
million or 2% of Tercica's market capitalization at the time of the
draw down of such tranche, subject to certain conditions. Each
tranche will be issued and priced over an 8-day pricing period. --
The minimum acceptable purchase price prior to the application of
the appropriate discount for any shares to be issued to Kingsbridge
during the 8-day pricing period is determined by the higher of
$3.00 or 90% of Tercica's closing share price the day before the
commencement of each draw down. Any shares of common stock
purchased by Kingsbridge pursuant to the CEFF will be purchased at
discounts ranging from 6% to 10% depending on the average market
price of Tercica's common stock during the pricing period. --
Tercica is not obligated to utilize any of the up to $75 million
available under the CEFF and there are no minimum commitments or
minimum use penalties. The CEFF agreement does not contain any
restrictions on Tercica's operating activities, automatic pricing
resets or minimum market volume restrictions. -- The agreement does
not prohibit Tercica from entering into any standard debt or equity
financing arrangements. -- In connection with the CEFF, Tercica
issued a warrant to Kingsbridge to purchase up to 260,000 shares of
common stock at an exercise price representing a 30% premium to the
common stock's average closing price over the 5 trading days
preceding the date of the agreement. The exercise term of the
warrant is 5 years beginning on the 6-month anniversary of the
subscription date. The securities issuable in connection with the
CEFF and upon the exercise of the warrant issued to Kingsbridge
have not been registered under the Securities Act of 1933, as
amended, and may not be offered or sold in the United States absent
registration under the Securities Act of 1933, as amended, and
applicable state securities laws or available exemptions from
registration requirements. Tercica has agreed to file a
registration statement for the resale of the shares of common stock
issuable in connection with the CEFF and the shares of common stock
underlying the warrant within 60 days of the date of the agreement.
This press release shall not constitute an offer to sell or the
solicitation of an offer to buy these securities, nor shall there
be any sale of these securities in any state which such offer,
solicitation or sale would be unlawful prior to the registration or
qualification under the securities laws of any such state.
Conference Call and Webcast Information Management will host a
conference call and webcast on Monday, October 17, 2005 at 9:00
a.m. EST. To access the live teleconference, dial 800-988-0482
(U.S.) or 210-839-8116 (international), reference the pass code
"Tercica." To access the webcast, log on to the Company's website
at http://www.tercica.com/. A replay of the webcast and
teleconference will be available approximately three hours after
the call for seven business days. The conference call replay can be
accessed as follows: for U.S callers dial 866-489-3821 (U.S.), for
international callers dial 203-369-1666. About Tercica Tercica,
Inc. is a biopharmaceutical company focused on the development and
commercialization of products to improve endocrine health. The
company's first product, Increlex(TM) or recombinant human
insulin-like growth factor-1 (rhIGF-1) was approved for the
long-term treatment of severe Primary IGFD. For further information
on Tercica, please visit http://www.tercica.com/. Safe Harbor
Statement Except for the historical statements contained herein,
this press release contains forward-looking statements, including
without limitation, the statements regarding Tercica's ability to
access capital under the CEFF. Because Tercica's forward-looking
statements are subject to risks and uncertainties, there are
important factors that could cause actual results to differ
materially from those in the forward-looking statements. These
factors include without limitation: (1) Tercica may be unable to
timely file and have declared effective a registration statement
covering the securities to be issued by Tercica to Kingsbridge
pursuant to the CEFF; (2) uncertainties relating to SEC review of
such registration statement and the transactions contemplated by
the CEFF; (3) Tercica may experience material adverse changes in
its business which could prevent Tercica from accessing capital
under the CEFF; and (4) those risks and uncertainties disclosed
from time to time in reports filed by Tercica with the SEC, most
recently Tercica's Form 10-Q filed on August 4, 2005. These
statements are based on information as the date of this press
release. Tercica assumes no obligation to update any forward-
looking statements and the Company assumes no obligation to update
any forward-looking statement. DATASOURCE: Tercica, Inc. CONTACT:
Investors, Ina McGuinness, Vice President, Corporate Communications
& Investor Relations, +1-650-624-4949, or , or Media, Kathleen
Rinehart, Public Relations Director, +1-650-624-4948, or , both of
Tercica Web site: http://www.tercica.com/
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