TIDMAJB

RNS Number : 2801Z

AJ Bell PLC

10 January 2024

AJ Bell plc

("AJ Bell" or the "Company")

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

AJ Bell announces that on 9 January 2024, it was notified of the following transactions (Transactions) which took place on 8 January 2024:

As part of an offer of free shares to all eligible employees under the Company's HM Revenue and Customs approved Buy As You Earn scheme (BAYE):

(1) each person discharging managerial responsibilities ( PDMR) in AJ Bell who is named in column (1) of the below table received the number of ordinary shares of GBP0.000125 each (Ordinary Shares) in the issued share capital of AJ Bell set alongside their respective names in column (2) of the below table for nil consideration.

 
      (1)                (2) 
 PDMR             Number of Ordinary 
                    Shares acquired 
                 ------------------- 
 Roger Stott              34 
                 ------------------- 
 Mo Tagari                34 
                 ------------------- 
 Liz Carrington           34 
                 ------------------- 
 Billy Mackay             34 
                 ------------------- 
 Karen Goodman            34 
                 ------------------- 
 Kina Sinclair           671 
                 ------------------- 
 Charlie Musson           34 
                 ------------------- 
 

(2) Nick Carrington, who is a person closely associated (PCA) with Liz Carrington, a PDMR, received 34 Ordinary Shares for nil consideration.

(3) Following completion of the above Transactions, each PDMR who is named in column (1) of the below table is interested in the number of Ordinary Shares in AJ Bell and percentage of AJ Bell's issued share capital set alongside their respective name in columns (2) and (3) of the below table.

 
      (1)                (2)                  (3) 
 PDMR             Number of Ordinary   % of issued share 
                     Shares in which             capital 
                          interested 
                 -------------------  ------------------ 
 Roger Stott                 257,354               0.062 
                 -------------------  ------------------ 
 Mo Tagari                   117,133               0.028 
                 -------------------  ------------------ 
 Liz Carrington              605,501               0.147 
                 -------------------  ------------------ 
 Billy Mackay              1,525,024               0.369 
                 -------------------  ------------------ 
 Karen Goodman                 4,722               0.001 
                 -------------------  ------------------ 
 Kina Sinclair                10,560               0.003 
                 -------------------  ------------------ 
 Charlie Musson              337,840               0.082 
                 -------------------  ------------------ 
 

The notifications below, made in accordance with the requirements of the UK Market Abuse Regulation, provide further details.

ENQUIRIES

AJ Bell

   Olubunmi Likinyo, Company Secretary                                            +44 (0) 784 242 5845 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                      Roger Stott 
      ----------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      --------------------------------------------------------------------------------- 
 a)    Position/status                           Chief Operating Officer/PDMR 
      ----------------------------------------  --------------------------------------- 
 b)    Initial notification                      Initial Notification 
        /Amendment 
      ----------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      --------------------------------------------------------------------------------- 
 a)    Name                                      AJ Bell plc 
      ----------------------------------------  --------------------------------------- 
 b)    Legal Entity                              213800VNKA7DPWXWJJ36 
        Identifier 
      ----------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      --------------------------------------------------------------------------------- 
 a)    Description of                            Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                          GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      ----------------------------------------  --------------------------------------- 
 b)    Nature of the                             Award of free shares under BAYE 
        transaction 
      ----------------------------------------  --------------------------------------- 
 c)    Currency                                  GBP 
      ----------------------------------------  --------------------------------------- 
 d)    Price(s) and                              Price(s)            Volume(s) 
        volume(s) 
      ----------------------------------------  ------------------  ------------------- 
                               GBP nil                                       34 
  ----------------------------------------------------------------  ------------------- 
 e)    Aggregated information 
        - Aggregated                               N/A single transaction 
        volume 
        - Aggregated 
        Price 
      ----------------------------------------  --------------------------------------- 
 f)    Date of the transaction                   8 January 2024 
      ----------------------------------------  --------------------------------------- 
 g)    Place of the                              Outside of a trading venue 
        transaction 
      ----------------------------------------  --------------------------------------- 
 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                      Mohamed Tagari 
      ----------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      --------------------------------------------------------------------------------- 
 a)    Position/status                           Chief Technology Officer/PDMR 
      ----------------------------------------  --------------------------------------- 
 b)    Initial notification                      Initial Notification 
        /Amendment 
      ----------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      --------------------------------------------------------------------------------- 
 a)    Name                                      AJ Bell plc 
      ----------------------------------------  --------------------------------------- 
 b)    Legal Entity                              213800VNKA7DPWXWJJ36 
        Identifier 
      ----------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      --------------------------------------------------------------------------------- 
 a)    Description of                            Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                          GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      ----------------------------------------  --------------------------------------- 
 b)    Nature of the                             Award of free shares under BAYE 
        transaction 
      ----------------------------------------  --------------------------------------- 
 c)    Currency                                  GBP 
      ----------------------------------------  --------------------------------------- 
 d)    Price(s) and                              Price(s)            Volume(s) 
        volume(s) 
      ----------------------------------------  ------------------  ------------------- 
                               GBP nil                                       34 
  ----------------------------------------------------------------  ------------------- 
 e)    Aggregated information 
        - Aggregated                               N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      ----------------------------------------  --------------------------------------- 
 f)    Date of the transaction                   8 January 2024 
      ----------------------------------------  --------------------------------------- 
 g)    Place of the                              Outside of a trading venue 
        transaction 
      ----------------------------------------  --------------------------------------- 
 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                      Elizabeth Carrington 
      ----------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      --------------------------------------------------------------------------------- 
 a)    Position/status                           HR Director/PDMR 
      ----------------------------------------  --------------------------------------- 
 b)    Initial notification                      Initial Notification 
        /Amendment 
      ----------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      --------------------------------------------------------------------------------- 
 a)    Name                                      AJ Bell plc 
      ----------------------------------------  --------------------------------------- 
 b)    Legal Entity                              213800VNKA7DPWXWJJ36 
        Identifier 
      ----------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      --------------------------------------------------------------------------------- 
 a)    Description of                            Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                          GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      ----------------------------------------  --------------------------------------- 
 b)    Nature of the                             Award of free shares under BAYE 
        transaction 
      ----------------------------------------  --------------------------------------- 
 c)    Currency                                  GBP 
      ----------------------------------------  --------------------------------------- 
 d)    Price(s) and                              Price(s)            Volume(s) 
        volume(s) 
      ----------------------------------------  ------------------  ------------------- 
                               GBP nil                                       34 
  ----------------------------------------------------------------  ------------------- 
 e)    Aggregated information 
        - Aggregated                               N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      ----------------------------------------  --------------------------------------- 
 f)    Date of the transaction                   8 January 2024 
      ----------------------------------------  --------------------------------------- 
 g)    Place of the                              Outside of a trading venue 
        transaction 
      ----------------------------------------  --------------------------------------- 
 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                      Billy Mackay 
      ----------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      --------------------------------------------------------------------------------- 
 a)    Position/status                           Advised Managing Director/PDMR 
      ----------------------------------------  --------------------------------------- 
 b)    Initial notification                      Initial Notification 
        /Amendment 
      ----------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      --------------------------------------------------------------------------------- 
 a)    Name                                      AJ Bell plc 
      ----------------------------------------  --------------------------------------- 
 b)    Legal Entity                              213800VNKA7DPWXWJJ36 
        Identifier 
      ----------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      --------------------------------------------------------------------------------- 
 a)    Description of                            Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                          GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      ----------------------------------------  --------------------------------------- 
 b)    Nature of the                             Award of free shares under BAYE 
        transaction 
      ----------------------------------------  --------------------------------------- 
 c)    Currency                                  GBP 
      ----------------------------------------  --------------------------------------- 
 d)    Price(s) and                              Price(s)            Volume(s) 
        volume(s) 
      ----------------------------------------  ------------------  ------------------- 
                               GBP nil                                       34 
  ----------------------------------------------------------------  ------------------- 
 e)    Aggregated information 
        - Aggregated                               N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      ----------------------------------------  --------------------------------------- 
 f)    Date of the transaction                   8 January 2024 
      ----------------------------------------  --------------------------------------- 
 g)    Place of the                              Outside of a trading venue 
        transaction 
      ----------------------------------------  --------------------------------------- 
 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                      Karen Goodman 
      ----------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      --------------------------------------------------------------------------------- 
 a)    Position/status                           Chief Risk Officer/PDMR 
      ----------------------------------------  --------------------------------------- 
 b)    Initial notification                      Initial Notification 
        /Amendment 
      ----------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      --------------------------------------------------------------------------------- 
 a)    Name                                      AJ Bell plc 
      ----------------------------------------  --------------------------------------- 
 b)    Legal Entity                              213800VNKA7DPWXWJJ36 
        Identifier 
      ----------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      --------------------------------------------------------------------------------- 
 a)    Description of                            Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                          GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      ----------------------------------------  --------------------------------------- 
 b)    Nature of the                             Award of free shares under BAYE 
        transaction 
      ----------------------------------------  --------------------------------------- 
 c)    Currency                                  GBP 
      ----------------------------------------  --------------------------------------- 
 d)    Price(s) and                              Price(s)            Volume(s) 
        volume(s) 
      ----------------------------------------  ------------------  ------------------- 
                               GBP nil                                       34 
  ----------------------------------------------------------------  ------------------- 
 e)    Aggregated information 
        - Aggregated                               N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      ----------------------------------------  --------------------------------------- 
 f)    Date of the transaction                   8 January 2024 
      ----------------------------------------  --------------------------------------- 
 g)    Place of the                              Outside of a trading venue 
        transaction 
      ----------------------------------------  --------------------------------------- 
 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                      Kina Sinclair 
      ----------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      --------------------------------------------------------------------------------- 
 a)    Position/status                           Group Legal Services Director/PDMR 
      ----------------------------------------  --------------------------------------- 
 b)    Initial notification                      Initial Notification 
        /Amendment 
      ----------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      --------------------------------------------------------------------------------- 
 a)    Name                                      AJ Bell plc 
      ----------------------------------------  --------------------------------------- 
 b)    Legal Entity                              213800VNKA7DPWXWJJ36 
        Identifier 
      ----------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      --------------------------------------------------------------------------------- 
 a)    Description of                            Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                          GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      ----------------------------------------  --------------------------------------- 
 b)    Nature of the                             Award of free shares under BAYE 
        transaction 
      ----------------------------------------  --------------------------------------- 
 c)    Currency                                  GBP 
      ----------------------------------------  --------------------------------------- 
 d)    Price(s) and                              Price(s)            Volume(s) 
        volume(s) 
      ----------------------------------------  ------------------  ------------------- 
                               GBP nil                                      671 
  ----------------------------------------------------------------  ------------------- 
 e)    Aggregated information 
        - Aggregated                               N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      ----------------------------------------  --------------------------------------- 
 f)    Date of the transaction                   8 January 2024 
      ----------------------------------------  --------------------------------------- 
 g)    Place of the                              Outside of a trading venue 
        transaction 
      ----------------------------------------  --------------------------------------- 
 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                      Charlie Musson 
      ----------------------------------------  --------------------------------------- 
       Reason for the notification 
  2 
      --------------------------------------------------------------------------------- 
 a)    Position/status                           Acting D2C Managing Director/PDMR 
      ----------------------------------------  --------------------------------------- 
 b)    Initial notification                      Initial Notification 
        /Amendment 
      ----------------------------------------  --------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      --------------------------------------------------------------------------------- 
 a)    Name                                      AJ Bell plc 
      ----------------------------------------  --------------------------------------- 
 b)    Legal Entity                              213800VNKA7DPWXWJJ36 
        Identifier 
      ----------------------------------------  --------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      --------------------------------------------------------------------------------- 
 a)    Description of                            Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                          GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      ----------------------------------------  --------------------------------------- 
 b)    Nature of the                             Award of free shares under BAYE 
        transaction 
      ----------------------------------------  --------------------------------------- 
 c)    Currency                                  GBP 
      ----------------------------------------  --------------------------------------- 
 d)    Price(s) and                              Price(s)            Volume(s) 
        volume(s) 
      ----------------------------------------  ------------------  ------------------- 
                               GBP nil                                       34 
  ----------------------------------------------------------------  ------------------- 
 e)    Aggregated information 
        - Aggregated                               N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      ----------------------------------------  --------------------------------------- 
 f)    Date of the transaction                   8 January 2024 
      ----------------------------------------  --------------------------------------- 
 g)    Place of the                              Outside of a trading venue 
        transaction 
      ----------------------------------------  --------------------------------------- 
 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

 
       Details of the person discharging managerial responsibilities/person 
  1     closely associated 
 a)    Name                                      Nicholas Carrington 
      ----------------------------------------  --------------------------------------------------- 
       Reason for the notification 
  2 
      --------------------------------------------------------------------------------------------- 
 a)    Position/status                           PCA with Elizabeth Carrington, HR Director/PDMR 
      ----------------------------------------  --------------------------------------------------- 
 b)    Initial notification                      Initial Notification 
        /Amendment 
      ----------------------------------------  --------------------------------------------------- 
       Details of the issuer, emission allowance market participant, 
  3     auction platform, auctioneer or auction monitor 
      --------------------------------------------------------------------------------------------- 
 a)    Name                                      AJ Bell plc 
      ----------------------------------------  --------------------------------------------------- 
 b)    Legal Entity                              213800VNKA7DPWXWJJ36 
        Identifier 
      ----------------------------------------  --------------------------------------------------- 
       Details of the transaction(s): section to be repeated for 
  4     (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions 
        have been conducted 
      --------------------------------------------------------------------------------------------- 
 a)    Description of                            Ordinary shares of GBP0.000125 each 
        the financial 
        instrument, type                          GB00BFZNLB60 
        of instrument 
        Identification 
        code 
      ----------------------------------------  --------------------------------------------------- 
 b)    Nature of the                             Award of free shares under BAYE 
        transaction 
      ----------------------------------------  --------------------------------------------------- 
 c)    Currency                                  GBP 
      ----------------------------------------  --------------------------------------------------- 
 d)    Price(s) and                              Price(s)                  Volume(s) 
        volume(s) 
      ----------------------------------------  ------------------------  ------------------------- 
                                  GBP nil                                             34 
  ----------------------------------------------------------------------  ------------------------- 
 e)    Aggregated information 
        - Aggregated                               N/A single transaction 
        volume 
        - Price 
        - Aggregated 
        total 
      ----------------------------------------  --------------------------------------------------- 
 f)    Date of the transaction                   8 January 2024 
      ----------------------------------------  --------------------------------------------------- 
 g)    Place of the                              Outside a trading venue 
        transaction 
      ----------------------------------------  --------------------------------------------------- 
 

Name of officer of issuer responsible for making notification: Olubunmi Likinyo (Company Secretary)

Date of notification: 10 January 2024

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END

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January 10, 2024 07:41 ET (12:41 GMT)

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