|
FORM 8.3
|
|
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE
BY
|
|
A
PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR
|
|
MORE
|
|
Rule 8.3 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Full name of discloser:
|
|
Barclays PLC.
|
|
(b)
|
Owner or controller of interest and short
|
|
|
|
positions disclosed, if different from 1(a):
|
|
(c)
|
Name of offeror/offeree in relation to whose
|
ANGLOGOLD ASHANTI PLC
|
|
|
relevant securities this form relates:
|
|
(d)
|
If
an exempt fund manager connected with an
|
|
|
|
offeror/offeree, state this and specify identity
of
|
|
|
offeror/offeree:
|
|
(e)
|
Date position held/dealing undertaken:
|
08
Nov 2024
|
|
(f)
|
In
addition to the company in 1(c) above, is the discloser
making
|
YES:
|
|
|
|
|
disclosures in respect of any other party to the
offer?
|
CENTAMIN PLC
|
|
|
2.
|
POSITIONS OF THE PERSON MAKING THE DISCLOSURE
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
|
to
which the disclosure relates following the dealing(if
any)
|
|
|
Class of relevant security:
|
USD
1 ordinary
|
|
|
Interests
|
Short
Positions
|
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
|
Relevant securities owned
|
|
|
|
|
|
|
and/or controlled:
|
|
|
4,394,960
|
1.05%
|
4,213,768
|
1.00%
|
|
(2)
|
Cash-settled derivatives:
|
|
|
|
|
|
|
and/or controlled:
|
|
|
4,033,312
|
0.95%
|
2,689,972
|
0.63%
|
|
(3)
|
Stock-settled derivatives (including
options)
|
|
|
|
|
|
|
and
agreements to purchase/sell:
|
|
|
130,000
|
0.03%
|
160,000
|
0.04%
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL:
|
|
|
8,558,272
|
2.03%
|
7,063,740
|
1.67%
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive
|
|
|
|
options)
|
|
|
|
|
|
|
|
Class of relevant security in relation to
|
|
|
|
|
|
which subscription right exists
|
|
|
|
|
|
Details, including nature of the rights
|
|
|
|
|
|
concerned and relevant percentages:
|
|
|
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchases and sales
|
|
|
|
|
|
|
Class of
relevant
|
Purchase/sale
|
Number of
|
Price per
unit
|
|
security
|
|
securities
|
|
|
USD 1
ordinary
|
Purchase
|
85,450
|
27.5521 USD
|
|
USD 1
ordinary
|
Purchase
|
58,997
|
27.5709 USD
|
|
USD 1
ordinary
|
Purchase
|
33,877
|
27.4936 USD
|
|
USD 1
ordinary
|
Purchase
|
11,216
|
27.6131 USD
|
|
USD 1
ordinary
|
Purchase
|
6,732
|
27.4581 USD
|
|
USD 1
ordinary
|
Purchase
|
6,174
|
27.3051 USD
|
|
USD 1
ordinary
|
Purchase
|
3,854
|
27.6600 USD
|
|
USD 1
ordinary
|
Purchase
|
3,536
|
27.4739 USD
|
|
USD 1
ordinary
|
Purchase
|
3,262
|
27.4529 USD
|
|
USD 1
ordinary
|
Purchase
|
3,096
|
27.4713 USD
|
|
USD 1
ordinary
|
Purchase
|
2,381
|
27.4250 USD
|
|
USD 1
ordinary
|
Purchase
|
2,339
|
484.3908 ZAR
|
|
USD 1
ordinary
|
Purchase
|
1,828
|
27.4348 USD
|
|
USD 1
ordinary
|
Purchase
|
1,300
|
27.5600 USD
|
|
USD 1
ordinary
|
Purchase
|
980
|
27.7115 USD
|
|
USD 1
ordinary
|
Purchase
|
911
|
27.6559 USD
|
|
USD 1
ordinary
|
Purchase
|
631
|
27.5783 USD
|
|
USD 1
ordinary
|
Purchase
|
582
|
479.8051 ZAR
|
|
USD 1
ordinary
|
Purchase
|
562
|
27.1700 USD
|
|
USD 1
ordinary
|
Purchase
|
535
|
27.5689 USD
|
|
USD 1
ordinary
|
Purchase
|
346
|
27.2714 USD
|
|
USD 1
ordinary
|
Purchase
|
305
|
479.8682 ZAR
|
|
USD 1
ordinary
|
Purchase
|
300
|
27.7700 USD
|
|
USD 1
ordinary
|
Purchase
|
276
|
27.5772 USD
|
|
USD 1
ordinary
|
Purchase
|
100
|
27.6650 USD
|
|
USD 1
ordinary
|
Purchase
|
100
|
27.7200 USD
|
|
USD 1
ordinary
|
Purchase
|
100
|
27.2700 USD
|
|
USD 1
ordinary
|
Purchase
|
33
|
27.6736 USD
|
|
USD 1
ordinary
|
Purchase
|
4
|
27.2100 USD
|
|
USD 1
ordinary
|
Purchase
|
3
|
27.6183 USD
|
|
USD 1
ordinary
|
Purchase
|
1
|
27.6300 USD
|
|
USD 1
ordinary
|
Sale
|
134,699
|
27.5120 USD
|
|
USD 1
ordinary
|
Sale
|
31,404
|
27.6014 USD
|
|
USD 1
ordinary
|
Sale
|
14,221
|
27.5603 USD
|
|
USD 1
ordinary
|
Sale
|
13,616
|
27.5680 USD
|
|
USD 1
ordinary
|
Sale
|
9,120
|
27.5538 USD
|
|
USD 1
ordinary
|
Sale
|
5,860
|
27.6559 USD
|
|
USD 1
ordinary
|
Sale
|
3,855
|
27.6599 USD
|
|
USD 1
ordinary
|
Sale
|
2,339
|
484.3907 ZAR
|
|
USD 1
ordinary
|
Sale
|
1,995
|
27.4632 USD
|
|
USD 1
ordinary
|
Sale
|
1,731
|
27.4783 USD
|
|
USD 1
ordinary
|
Sale
|
1,373
|
27.4636 USD
|
|
USD 1
ordinary
|
Sale
|
1,300
|
27.5600 USD
|
|
USD 1
ordinary
|
Sale
|
987
|
27.4572 USD
|
|
USD 1
ordinary
|
Sale
|
980
|
27.7115 USD
|
|
USD 1
ordinary
|
Sale
|
903
|
27.6600 USD
|
|
USD 1
ordinary
|
Sale
|
887
|
479.8267 ZAR
|
|
USD 1
ordinary
|
Sale
|
847
|
27.4722 USD
|
|
USD 1
ordinary
|
Sale
|
562
|
27.1700 USD
|
|
USD 1
ordinary
|
Sale
|
545
|
27.5378 USD
|
|
USD 1
ordinary
|
Sale
|
535
|
27.5689 USD
|
|
USD 1
ordinary
|
Sale
|
400
|
27.1300 USD
|
|
USD 1
ordinary
|
Sale
|
360
|
27.4302 USD
|
|
USD 1
ordinary
|
Sale
|
300
|
27.7700 USD
|
|
USD 1
ordinary
|
Sale
|
276
|
27.5772 USD
|
|
USD 1
ordinary
|
Sale
|
228
|
27.6850 USD
|
|
USD 1
ordinary
|
Sale
|
228
|
27.7275 USD
|
|
USD 1
ordinary
|
Sale
|
182
|
27.6793 USD
|
|
USD 1
ordinary
|
Sale
|
171
|
27.7416 USD
|
|
USD 1
ordinary
|
Sale
|
157
|
27.7200 USD
|
|
USD 1
ordinary
|
Sale
|
114
|
27.7350 USD
|
|
USD 1
ordinary
|
Sale
|
100
|
27.5400 USD
|
|
USD 1
ordinary
|
Sale
|
100
|
27.6650 USD
|
|
USD 1
ordinary
|
Sale
|
57
|
27.7150 USD
|
|
USD 1
ordinary
|
Sale
|
33
|
27.6736 USD
|
|
USD 1
ordinary
|
Sale
|
30
|
27.0500 USD
|
|
USD 1
ordinary
|
Sale
|
8
|
27.2000 USD
|
|
USD 1
ordinary
|
Sale
|
4
|
27.2100 USD
|
|
USD 1
ordinary
|
Sale
|
1
|
27.7300 USD
|
|
USD 1
ordinary
|
Sale
|
1
|
27.4550 USD
|
|
USD 1
ordinary
|
Sale
|
1
|
27.6700 USD
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
|
Class of
|
Product
|
Nature of
dealing
|
Number of
|
Price per
|
|
relevant
|
description
|
|
reference
|
unit
|
|
security
|
|
|
securities
|
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
31
|
477.3311 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
1
|
477.8700 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
3,677
|
478.9702 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
6,496
|
479.4314 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
1,729
|
479.5937 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
14,947
|
479.8240 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
4,096
|
479.9045 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
3,323
|
480.4704 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
19,448
|
480.7048 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
2,604
|
480.7049 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
2,665
|
481.2745 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
7,255
|
483.4920 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Short
|
153
|
483.6967 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Decreasing Long
|
3,348
|
0.0000 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
3,325
|
476.5013 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
31
|
477.2500 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
1
|
477.7887 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
28,970
|
478.0543 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
6,496
|
479.3500 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
1,729
|
479.5121 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
14,947
|
479.7424 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
4,096
|
479.8229 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
7,000
|
479.9416 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
3,323
|
480.3887 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
2,604
|
480.6232 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
2,890
|
480.9516 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
123,233
|
482.2405 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
1,867
|
482.2896 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
2,079
|
483.0807 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
25,617
|
483.6010 ZAR
|
|
USD 1
ordinary
|
SWAP
|
Increasing Short
|
4,365
|
485.0374 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
3,325
|
476.4751 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
28,970
|
478.0041 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
7,000
|
479.8312 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
123,233
|
482.1778 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
1,867
|
482.2389 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
2,079
|
483.0179 ZAR
|
|
USD 1
ordinary
|
CFD
|
Increasing Long
|
25,617
|
483.5503 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
3,677
|
478.9965 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
19,448
|
480.7553 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
2,665
|
481.3370 ZAR
|
|
USD 1
ordinary
|
CFD
|
Decreasing Long
|
153
|
483.7596 ZAR
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
|
Class
|
Product
|
Writing,
|
Number
|
Exercise
|
Type
|
Expiry
|
Option
|
|
of
|
description
|
purchasing,
|
of
|
price
|
|
date
|
money
|
|
relevant
|
|
selling,
|
securities
|
per unit
|
|
|
paid/
|
|
security
|
|
varying etc
|
to which
|
|
|
|
received
|
|
|
|
|
option
|
|
|
|
per unit
|
|
|
|
|
relates
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of
relevant
|
Product
description
|
Exercising/ exercised
against
|
Number of
|
Exercise price
per
|
|
security
|
|
|
securities
|
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
|
Class of
relevant
|
Nature of
Dealings
|
Details
|
Price per unit
(if
|
|
security
|
|
|
applicable)
|
|
|
|
|
|
|
4.
|
OTHER
INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
|
|
|
|
formal or informal, relating to relevant securities which may
be an inducement to deal
|
|
|
|
or
refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
|
|
|
to
the offer or any person acting in concert with a party to the
offer:
|
|
|
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
|
|
|
|
the
person making the disclosure and any other person relating
to:
|
|
|
|
(i) the voting rights of any relevant securities under
any option; or
|
|
|
|
|
(ii) the voting rights of future acquisition or disposal of
any relevant securities to which
|
|
|
|
any
derivative is referenced:
|
|
|
|
|
|
|
|
NONE
|
|
(c)
|
Attachments
|
|
|
|
|
|
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
YES
|
|
Date of disclosure:
|
11 Nov 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DETAILS OF OPEN OPTION AND
DERIVATIVE POSITIONS, AGREEMENTS TO
|
|
PURCHASE OR SELL
ETC.
|
|
Note 5(i) on Rule 8 of the
Takeover Code (the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
Identity of the person whose
positions/dealings
|
Barclays PLC.
|
|
are
being disclosed:
|
|
Name of offeror/offeree in relation to whose
|
ANGLOGOLD ASHANTI PLC
|
|
relevant securities this from relates:
|
|
|
|
|
|
|
|
|
|
|
2.
|
OPTIONS AND DERIVATIVES
|
|
Class of relevant
security
|
Product
description
|
Writing, purchasing, selling,
varying etc
|
Number of securities to which
option relates
|
Exercise price per
unit
|
Type
|
Expiry date
|
|
USD 1
ordinary
|
Put
Options
|
Purchased
|
-160,000
|
22.0000
|
American
|
21 Mar
2025
|
|
USD 1
ordinary
|
Put
Options
|
Written
|
130,000
|
15.0000
|
American
|
17 Jan
2025
|
|
|
|
|
|
|
|
|
|
|
3.
|
AGREEMENTS TO PURCHASE OR SELL ETC.
|
|
Full details should be given so that the nature of the
interest or position can be fully understood:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|