Intermediate Capital Group plc : Notification of Major Holdings
26 Luglio 2023 - 8:00AM
Intermediate Capital Group plc : Notification of Major Holdings
TR-1: Standard form for notification of major
holdings
1. Issuer Details ISIN
GB00BYT1DJ19 Issuer Name INTERMEDIATE CAPITAL
GROUP PLC UK or Non-UK Issuer UK 2. Reason
for Notification An acquisition or disposal of voting
rights; Other Comments Transfer of Proxy voting
shares 3. Details of person subject to the notification
obligation Name Ameriprise Financial,
Inc. City of registered office (if applicable)
Minneapolis Country of registered office (if
applicable) United States 4. Details of the
shareholder Full name of shareholder(s) if
different from the person(s) subject to the notification
obligation, above
City of registered office (if applicable)
Country of registered office (if
applicable)
5. Date on which the threshold was crossed or
reached 21-Jul-2023 6. Date on which Issuer
notified 25-Jul-2023 7. Total positions of
person(s) subject to the notification obligation
|
. |
% of voting rights attached to shares
(total of 8.A) |
% of voting rights through financial
instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
|
Resulting situation on the date on which threshold was crossed or
reached |
4.625000 |
0.014000 |
4.639000 |
13481064 |
|
Position of previous notification (if applicable) |
4.991000 |
0.014000 |
5.005000 |
|
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached
8A. Voting rights attached to shares
|
Class/Type of shares ISIN code(if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
|
GB00BYT1DJ19 |
48618 |
13392254 |
0.017000 |
4.608000 |
|
Sub Total 8.A |
13440872 |
4.625000% |
8B1. Financial Instruments according to (DTR5.3.1R.(1)
(a))
|
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Number of voting rights that may be acquired if the
instrument is exercised/converted |
% of voting rights |
|
|
|
|
|
|
|
Sub Total 8.B1 |
|
|
|
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
|
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
|
Equity Swap |
|
|
Cash |
40192 |
0.014000 |
|
Sub Total 8.B2 |
|
40192 |
0.014000% |
9. Information in relation to the person subject to the
notification obligation 2. Full chain of controlled
undertakings through which the voting rights and/or the financial
instruments are effectively held starting with the ultimate
controlling natural person or legal entities (please add additional
rows as necessary)
|
Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is
higher than the notifiable threshold |
% of voting rights through financial
instruments if it equals or is higher than the notifiable
threshold |
Total of both if it equals or is higher
than the notifiable threshold |
|
Ameriprise Financial, Inc. (Chain 1) |
|
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
TAM UK International Holdings Limited |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
Threadneedle Holdings Limited |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
TAM UK Holdings Limited |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
Threadneedle Asset Management Holdings Limited |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
TC Financing Limited |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
Threadneedle Asset Management Limited |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. (Chain 2) |
|
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
Columbia Threadneedle Investments UK International Limited |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
Columbia Threadneedle (Europe) Limited |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
Columbia Threadneedle AM (Holdings) Plc |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
Columbia Threadneedle Group (Holdings) Limited |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
Columbia Threadneedle Group (Management) Limited |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
Columbia Threadneedle Holdings Limited |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
Columbia Threadneedle Management Limited |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. (Chain 3) |
|
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
Columbia Management Investment Advisers, LLC |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. (Chain 4) |
|
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
Columbia Management Investment Advisers, LLC |
0.000000 |
0.000000 |
0.000000% |
|
Ameriprise Financial, Inc. |
Columbia Wanger Asset Management, LLC |
0.000000 |
0.000000 |
0.000000% |
10. In case of proxy voting Name of the
proxy holder
The number and % of voting rights held
The date until which the voting rights will be
held
11. Additional Information Threadneedle Asset
Management Limited is wholly owned by TC Financing Limited, which
is itself wholly owned by Threadneedle Asset Management Holdings
Limited, which is itself wholly owned by TAM UK Holdings Limited,
which is itself wholly owned by Threadneedle Holdings Limited,
which is itself wholly owned by TAM UK International Holdings
Limited, which is itself wholly owned by Ameriprise Financial,
Inc.Columbia Threadneedle Management Limited is wholly owned by
Columbia Threadneedle Holdings Limited, which is wholly owned by
Columbia Threadneedle Group (Management) Limited, which is wholly
owned by Columbia Threadneedle Group (Holdings) Limited, which is
wholly owned by Columbia Threadneedle AM (Holdings) Plc, which is
wholly owned by Columbia Threadneedle (Europe) Limited, which is
wholly owned by Columbia Threadneedle Investments UK International
Limited, which is wholly owned by Ameriprise Financial, IncColumbia
Wanger Asset Management, LLC is wholly owned by Columbia Management
Investment Advisers, LLC, which is itself wholly owned by
Ameriprise Financial, Inc. 12. Date of Completion
25-Jul-2023 13. Place Of Completion Swindon,
UK
Grafico Azioni Intermediate Capital (LSE:ICP)
Storico
Da Apr 2024 a Mag 2024
Grafico Azioni Intermediate Capital (LSE:ICP)
Storico
Da Mag 2023 a Mag 2024
