false 0001554818 0001554818 2023-12-29 2023-12-29 0001554818 us-gaap:CommonStockMember 2023-12-29 2023-12-29 0001554818 AUUD:CommonStockWarrantsMember 2023-12-29 2023-12-29 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): December 29, 2023 (December 29, 2023)

 

AUDDIA INC.

(Exact name of registrant as specified in its charter)

 

Delaware   001-40071   45-4257218

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(I.R.S. Employer

Identification No.)

 

2100 Central Avenue, Suite 200    
Boulder, Colorado   80301
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (303) 219-9771

 

Not Applicable

Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

  

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

  

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of exchange on which registered
Common Stock AUUD Nasdaq Stock Market
Common Stock Warrants AUUDW Nasdaq Stock Market

  

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

   

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On December 29, 2023, the Company held its 2023 Annual Meeting of Stockholders.

 

The matters voted upon at the Annual Meeting and the results of such voting are set forth below.

 

Proposal 1 - Election of five directors to serve a term ending at the 2024 annual meeting, in each case until their respective successors are duly elected and qualified.

 

             
Nominee   Votes For   Withheld   Broker Non-Votes
Jeffrey Thramann     6,464,751       150,158       4,601,665  
Michael Lawless     6,491,754       123,155       4,601,665  
Stephen Deitsch     6,026,837       588,072       4,601,665  
Timothy Hanlon     6,055,695       559,214       4,601,665  
Thomas Birch     6,113,612       501,297       4,601,665  

 

All five director nominees were duly elected.

 

 

Proposal 2 - Ratification of appointment of independent registered accounting firm – Haynie & Company

 

Votes For   Votes Against   Abstain   Broker Non-Votes
  11,022,564       23,029       170,981       0  

 

Proposal 2 was approved.

 

 

Proposal No. 3 — To grant the board of directors discretionary authority regarding a proposed reverse stock split.

 

                      Broker
    For   Against   Abstain   Non-Votes
Common Stock   10,522,375     442,724     251,474     0
Series A Preferred Stock   28,143,289     1,184,115     672,596     0
Total Votes   38,665,664     1,626,839     924,070     0

 

Proposal 3 was approved.

 

 

Proposal 4 – Approval of the issuance of shares pursuant to the Company’s equity line

 

Votes For   Votes Against   Abstain   Broker Non-Votes
  6,041,873       552,943       20,093       4,601,665  
                             

 

Proposal 4 was approved.

 

 

 2 

 

 

Item 8.01. Other Information.

 

As previously disclosed, in November 2023 the Company sold one (1) share of the Company’s newly designated Series A Preferred Stock to Jeffrey Thramann, the Company’s Executive Chairman, for a purchase price of $1,000. The share of Series A Preferred Stock had proportional voting rights that were limited to the proposal to approve a reverse stock split of the Company’s common stock.

 

Following the Annual Meeting, on December 29, 2023 the Company redeemed the one outstanding share of Series A Preferred Stock in accordance with its terms. The redemption price was $1,000. No Series A Preferred Stock remains outstanding.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 3 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

 

     
  AUDDIA INC.
     

December 29, 2023

 By: /s/ John E. Mahoney
    Name: John E. Mahoney
    Title: Chief Financial Officer

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 4 

 

v3.23.4
Cover
Dec. 29, 2023
Document Type 8-K
Amendment Flag false
Document Period End Date Dec. 29, 2023
Entity File Number 001-40071
Entity Registrant Name AUDDIA INC.
Entity Central Index Key 0001554818
Entity Tax Identification Number 45-4257218
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 2100 Central Avenue
Entity Address, Address Line Two Suite 200
Entity Address, City or Town Boulder
Entity Address, State or Province CO
Entity Address, Postal Zip Code 80301
City Area Code (303)
Local Phone Number 219-9771
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company true
Elected Not To Use the Extended Transition Period false
Common Stock [Member]  
Title of 12(b) Security Common Stock
Trading Symbol AUUD
Security Exchange Name NASDAQ
Common Stock Warrants  
Title of 12(b) Security Common Stock Warrants
Trading Symbol AUUDW
Security Exchange Name NASDAQ
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