Form SC 13D/A - General Statement of Acquisition of Beneficial Ownership: [Amend]
31 Luglio 2024 - 1:32AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED
IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)
(Amendment No. 3)1
Bank of Marin Bancorp
(Name
of Issuer)
Common Stock
(Title of Class of Securities)
063425102
(CUSIP Number)
STEVE WOLOSKY, ESQ.
OLSHAN FROME WOLOSKY LLP
1325 Avenue of the Americas
New York, New York 10019
(212) 451-2300
(Name, Address and Telephone Number of Person
Authorized to Receive Notices
and Communications)
July 29, 2024
(Date of Event Which Requires
Filing of This Statement)
If
the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following
box ¨.
Note: Schedules
filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See
§ 240.13d-7 for other parties to whom copies are to be sent.
1
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided
in a prior cover page.
The information required
on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the Notes).
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1 |
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NAME OF REPORTING PERSON |
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Riley Gardner |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(a) ☒ |
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(b) ☐ |
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SEC USE ONLY |
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SOURCE OF FUNDS |
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OO |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
☐ |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA |
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| NUMBER OF |
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7 |
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SOLE VOTING POWER |
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| SHARES |
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| BENEFICIALLY |
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383,347 |
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| OWNED BY |
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SHARED VOTING POWER |
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| REPORTING |
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- 0 - |
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| PERSON WITH |
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SOLE DISPOSITIVE POWER |
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383,347 |
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SHARED DISPOSITIVE POWER |
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- 0 - |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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383,347 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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2.4% |
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TYPE OF REPORTING PERSON |
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IN |
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1 |
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NAME OF REPORTING PERSON |
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Shawn Devlin |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
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(b) ☐ |
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SEC USE ONLY |
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SOURCE OF FUNDS |
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OO |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) |
☐ |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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USA |
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| NUMBER OF |
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SOLE VOTING POWER |
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| SHARES |
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| BENEFICIALLY |
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466,031 |
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| OWNED BY |
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SHARED VOTING POWER |
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| REPORTING |
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- 0 - |
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| PERSON WITH |
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SOLE DISPOSITIVE POWER |
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466,031 |
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SHARED DISPOSITIVE POWER |
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- 0 - |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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466,031 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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2.9% |
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TYPE OF REPORTING PERSON |
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IN |
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The following constitutes
Amendment No. 3 to the Schedule 13D filed by the undersigned (“Amendment No. 3”). This Amendment No. 3 amends the Schedule
13D as specifically set forth herein.
| Item 5. | Interest in Securities of the Issuer. |
Items 5(a)–(c) are
hereby amended and restated to read as follows:
The aggregate percentage
of Shares reported owned by each person named herein is based upon 16,285,786 Shares outstanding as of April 30, 2024, which is the total
number of Shares outstanding as reported in the Issuer’s Quarterly Report on Form 10-Q, filed with the Securities and Exchange Commission
on May 9, 2024.
| (a) | As of the date hereof, Mr. Gardner directly beneficially owned 383,347 Shares. |
Percentage:
Approximately 2.4%
| (b) | 1. Sole power to vote or direct vote: 383,347
2. Shared power to vote or direct vote: -0-
3. Sole power to dispose or direct the disposition: 383,347
4. Shared power to dispose or direct the disposition: -0- |
| (c) | Mr. Gardner’s transactions in the securities of the Issuer during the past 60 days are set forth on Schedule A annexed hereto. |
| (a) | As of the date hereof, Ms. Devlin directly beneficially owned 466,031 Shares. |
Percentage:
Approximately 2.9%
| (b) | 1. Sole power to vote or direct vote: 466,031
2. Shared power to vote or direct vote: -0-
3. Sole power to dispose or direct the disposition: 466,031
4. Shared power to dispose or direct the disposition: -0- |
| (c) | Ms. Devlin’s transactions in the securities of the Issuer during the past 60 days are set forth on Schedule A annexed hereto. |
The
filing of this Schedule 13D shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities
Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer that he or she does not directly own. Each of
the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that he or she does not directly
own.
SIGNATURES
After reasonable inquiry
and to the best of their respective knowledge, each of the undersigned certifies that the information set forth in this statement is true,
complete and correct.
Dated: July 30, 2024
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/s/ Riley Gardner |
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Riley Gardner |
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/s/ Shawn Devlin |
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Shawn Devlin |
SCHEDULE A
Transactions in the Securities of the
Issuer During the Past Sixty Days
| Nature of the Transaction |
Amount of Securities
Purchased/(Sold) |
Price ($) |
Date of
Purchase/Sale |
RILEY GARDNER
| Sale of Common Stock |
(2,514) |
$15.4045 |
05/31/2024 |
| Sale of Common Stock |
(2,586) |
$15.1891 |
06/03/2024 |
| Sale of Common Stock |
(2,456) |
$14.7621 |
06/04/2024 |
| Sale of Common Stock |
(2,708) |
$14.8090 |
06/05/2024 |
| Sale of Common Stock |
(2,137) |
$15.1581 |
06/07/2024 |
| Sale of Common Stock |
(2,400) |
$14.9117 |
06/10/2024 |
| Sale of Common Stock |
(1,440) |
$14.7836 |
06/11/2024 |
| Sale of Common Stock |
(1,600) |
$15.2725 |
06/12/2024 |
| Sale of Common Stock |
(748) |
$14.9129 |
06/20/2024 |
| Sale of Common Stock |
(2,118) |
$14.7449 |
06/21/2024 |
| Sale of Common Stock |
(1,722) |
$14.7503 |
06/24/2024 |
| Sale of Common Stock |
(2,300) |
$14.6036 |
06/25/2024 |
| Sale of Common Stock |
(4,882) |
$16.2071 |
06/28/2024 |
| Sale of Common Stock |
(2,001) |
$16.3790 |
07/01/2024 |
| Sale of Common Stock |
(1,802) |
$16.4897 |
07/02/2024 |
| Sale of Common Stock |
(4,402) |
$20.0257 |
07/15/2024 |
| Sale of Common Stock |
(5,608) |
$21.1791 |
07/16/2024 |
| Sale of Common Stock |
(1,859) |
$21.3835 |
07/17/2024 |
| Sale of Common Stock |
(2,342) |
$20.8920 |
07/18/2024 |
| Sale of Common Stock |
(1,200) |
$20.4908 |
07/19/2024 |
| Sale of Common Stock |
(2,000) |
$20.8850 |
07/22/2024 |
| Sale of Common Stock |
(2) |
$21.4500 |
07/23/2024 |
| Sale of Common Stock |
(2,704) |
$21.3377 |
07/24/2024 |
| Sale of Common Stock |
(2,058) |
$22.0895 |
07/25/2024 |
| Sale of Common Stock |
(2,800) |
$22.2546 |
07/26/2024 |
| Sale of Common Stock |
(2,804) |
$19.6246 |
07/29/2024 |
SHAWN DEVLIN
| Sale of Common Stock |
(1,400) |
$14.7586 |
06/11/2024 |
| Sale of Common Stock |
(2,335) |
$15.2578 |
06/12/2024 |
| Sale of Common Stock |
(1,181) |
$14.8995 |
06/13/2024 |
| Sale of Common Stock |
(1,024) |
$14.7182 |
06/14/2024 |
| Sale of Common Stock |
(1,681) |
$14.7404 |
06/17/2024 |
| Sale of Common Stock |
(2,379) |
$14.9450 |
06/18/2024 |
| Sale of Common Stock |
(1,797) |
$14.9612 |
06/20/2024 |
| Sale of Common Stock |
(4,855) |
$14.7509 |
06/21/2024 |
| Sale of Common Stock |
(2,159) |
$14.7734 |
06/24/2024 |
| Sale of Common Stock |
(3,725) |
$14.6380 |
06/25/2024 |
| Sale of Common Stock |
(4,948) |
$14.6584 |
06/26/2024 |
| Sale of Common Stock |
(8,065) |
$15.6700 |
06/27/2024 |
| Sale of Common Stock |
(7,731) |
$16.1752 |
06/28/2024 |
| Sale of Common Stock |
(4,769) |
$16.4111 |
07/01/2024 |
| Sale of Common Stock |
(2,901) |
$16.5027 |
07/02/2024 |
| Sale of Common Stock |
(2,703) |
$16.2272 |
07/03/2024 |
| Sale of Common Stock |
(3,055) |
$16.0024 |
07/05/2024 |
| Sale of Common Stock |
(3,377) |
$16.3617 |
07/08/2024 |
| Sale of Common Stock |
(1,178) |
$16.4148 |
07/09/2024 |
| Sale of Common Stock |
(6,176) |
$17.2679 |
07/10/2024 |
| Sale of Common Stock |
(3,350) |
$18.4542 |
07/11/2024 |
| Sale of Common Stock |
(4,771) |
$18.9303 |
07/12/2024 |
| Sale of Common Stock |
(6,823) |
$20.0925 |
07/15/2024 |
| Sale of Common Stock |
(6,911) |
$21.0021 |
07/16/2024 |
| Sale of Common Stock |
(8,248) |
$21.4810 |
07/17/2024 |
| Sale of Common Stock |
(2,458) |
$21.0948 |
07/18/2024 |
Grafico Azioni Bank of Marin Bancorp (NASDAQ:BMRC)
Storico
Da Nov 2024 a Dic 2024
Grafico Azioni Bank of Marin Bancorp (NASDAQ:BMRC)
Storico
Da Dic 2023 a Dic 2024
