SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 12, 2024
FORIAN INC.
(Exact Name of Registrant as Specified in Charter)
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Delaware
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001-40146
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85-3467693
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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41 University Drive, Suite 400, Newtown, PA
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18940
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (267) 225-6263
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.001 par value
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FORA
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 |
Submission of Matters to a Vote of Security Holders
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On June 12, 2024, the 2024 Annual Meeting of Stockholders (the “Annual Meeting”) of Forian Inc. (the “Company”) was held. All matters voted upon at the
Annual Meeting were approved with the required votes. The matters that were voted upon at the Annual Meeting, and the number of votes cast for or against, as well as the number of abstentions and broker non-votes, as to each such matter are set forth
below.
1. Election of four (4) Class III Directors.
The following four (4) Class III director nominees were elected to serve as Class III directors of the Company, with the following votes tabulated:
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For
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Withheld
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Broker Non-Vote
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Ian G. Banwell
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19,280,304
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596,914
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6,337,800
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Adam Dublin
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19,477,238
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399,980
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6,337,800
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Alyssa Varadhan
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19,363,276
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513,942
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6,337,800
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Max C. Wygod
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19,869,683
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7,535
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6,337,800
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2. Ratification of the appointment of Marcum LLP as our independent
registered public accounting firm for the fiscal year ending December 31, 2024.
The appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024 was ratified, with the
following votes tabulated:
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For
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Against
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Abstain
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Broker Non-Vote
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26,250,237
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422
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4,359
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0
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
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FORIAN INC.
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Dated: June 14, 2024
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By:
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/s/ Edward Spaniel, Jr.
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Name:
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Edward Spaniel, Jr.
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Title:
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Executive Vice President, General Counsel and Secretary
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