As filed with the Securities and Exchange Commission on October 3, 2017
Registration No. 333-208382
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
POSTEFFECTIVE AMENDMENT NO. 1
TO
FORM S3
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
KITE PHARMA, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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27-1524986
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. employer
identification no.)
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2225 Colorado Avenue,
Santa Monica, California 90404
(310) 824-9999
(Address,
including zip code, and telephone number, including area code, of registrants principal executive offices)
Brett A.
Pletcher
Secretary
2225 Colorado Avenue
Santa Monica, CA 90404
(310) 824-9999
(Name,
address, including zip code, and telephone number, including area code, of agent for service)
Copies of
all communications, including all communications sent to the agent for service, should be sent to:
Ronald O. Mueller, Esq.
Gibson, Dunn & Crutcher LLP
1050 Connecticut Avenue, NW
Washington, DC 20036
(202) 955-8500
Approximate
date of commencement of proposed sale to the public:
Not applicable
If the only securities being
registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: ☐
If any
of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans,
check the following box: ☐
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the
Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act
registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a registration
statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ☒
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or
additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ☐
Indicate by check mark
whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting
company in
Rule 12b-2
of the Exchange Act.
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Large accelerated filer
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☒
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Accelerated filer
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☐
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Non-accelerated filer
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☐
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Smaller reporting company
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☐
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for comply with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
DEREGISTRATION OF UNSOLD SECURITIES
This Post-Effective Amendment No. 1 (this Post-Effective Amendment), filed by Kite Pharma, Inc., a Delaware corporation (the
Company), relates to the Registration Statement on Form S-3 (Registration Number 333-208382) filed by the Company with the U.S. Securities and Exchange Commission (the SEC) on December 8, 2015 (the Registration
Statement), pertaining to the registration of an indeterminate number or amount of common stock, preferred stock, debt securities and warrants.
On August 27, 2017, the Company entered into an Agreement and Plan of Merger (the Merger Agreement) with Gilead Sciences,
Inc., a Delaware corporation (Parent), and Dodgers Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (Purchaser), providing for, among other things, the merger of Purchaser with and into the
Company (the Merger), with the Company surviving as a wholly-owned subsidiary of Parent. The Merger became effective on October [3], 2017 (the Effective Time), pursuant to a Certificate of Merger filed with the Secretary
of State of the State of Delaware.
As of the Effective Time, each share of common stock of the Company outstanding immediately prior to
the Effective Time (other than (i) any shares held by the Company (or in the Companys treasury), (ii) shares held by Parent, Purchaser or any other direct or indirect wholly-owned subsidiary of Parent or Purchaser and
(iii) shares held by stockholders who have properly exercised and not effectively withdrawn their respective demand or otherwise lost their respective rights to appraise pursuant to Section 262 of the General Corporation Law of the State
of Delaware) was cancelled and converted into the right to receive $180.00 per share, net to the holder in cash, without interest and less any applicable withholding of taxes.
As a result of the Merger, the Company has terminated all offerings of its securities pursuant to its existing registration statements,
including the Registration Statement. In accordance with an undertaking in the Registration Statement to remove from registration, by means of a post-effective amendment, any securities that were registered for issuance but remain unsold at the
termination of the offering, the Company hereby removes from registration all securities registered but unsold under the Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets
all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Foster City, State of
California on this third day of October, 2017.
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KITE PHARMA, INC.
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By:
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/s/ Robin L. Washington
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Name:
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Robin L. Washington
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Title:
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President and Treasurer
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No other person is required to sign this Post-Effective Amendment in reliance upon Rule 478 under the
Securities Act of 1933, as amended.
Grafico Azioni KITE PHARMA, INC. (NASDAQ:KITE)
Storico
Da Dic 2024 a Gen 2025
Grafico Azioni KITE PHARMA, INC. (NASDAQ:KITE)
Storico
Da Gen 2024 a Gen 2025