Annual Statement of Changes in Beneficial Ownership (5)
28 Gennaio 2022 - 10:20PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Parent William M | 2. Issuer Name and Ticker or Trading SymbolRandolph Bancorp, Inc. [RNDB] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
(Last)
(First)
(Middle)
C/O RANDOLPH BANCORP, INC., 2 BATTERYMARCH PARK, SUITE 301 | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2021 |
(Street)
QUINCY, MA 02169
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 5/20/2020 | | L5 | 26 | A | $9.25 | 30964 (1) | I | By IRA |
Common Stock | | | | | | | 24035 (2) | D | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | $8.78 | | | | | | (3) | 3/31/2030 | Common Stock | 29412 | | 29412 | D | |
Stock Option (Right to Buy) | $11.48 | | | | | | (4) | 8/12/2030 | Common Stock | 65000 | | 65000 | D | |
Explanation of Responses: |
(1) | Includes a deferred reported transaction of 26 shares. |
(2) | Includes 8,000 shares of restricted stock which vest in annual installments of 2,000 shares from April 1, 2022, 10,000 shares of restricted stock which vest in annual installments of 2,500 shares from August 13, 2022 and 1,875 shares of restricted stock which vest in annual installments of 625 shares from August 13, 2022. |
(3) | The options vest in five equal annual installments beginning on April 1, 2021. |
(4) | The options vest in five equal annual installments beginning on August 13, 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Parent William M C/O RANDOLPH BANCORP, INC. 2 BATTERYMARCH PARK, SUITE 301 QUINCY, MA 02169 | X |
| President and CEO |
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Signatures
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/s/ William M. Parent | | 1/28/2022 |
**Signature of Reporting Person | Date |
Grafico Azioni Randolph Bancorp (NASDAQ:RNDB)
Storico
Da Mag 2024 a Giu 2024
Grafico Azioni Randolph Bancorp (NASDAQ:RNDB)
Storico
Da Giu 2023 a Giu 2024