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United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

Form 8-K

 

Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

December 22, 2023

Date of Report (Date of earliest event reported)

 

SPI Energy Co., Ltd.

(Exact Name of Registrant as Specified in its Charter)

 

Cayman Islands   001-37678   20-4956638
(State or other jurisdiction
of incorporation)		   (Commission File Number)   (I.R.S. Employer
Identification No.)

 

4803 Urbani Ave.

McClellan Park, CA

   95652
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (408) 919-8000

 

N/A
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ☐ Written communications pursuant to Rule 425 under the Securities Act

 

  ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

  ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

  ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Ordinary Share   SPI   The NASDAQ Global Select Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

   
 

  

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On December 22, 2023, SPI Energy Co., Ltd. (the “Company”) held its Annual Meeting of Shareholders to vote on the following matters:

 

1. Election of Directors

 

Shareholders elected all of the Company’s nominees for director for one-year terms expiring on the date of the Annual Meeting in 2024, in accordance with the voting results listed below:

 

Nominee Name   Votes For     Votes Withheld     Abstentions
and Broker Non-Votes		  
Xiaofeng Peng   10,888,036       458,063       –    
HoongKhoeng Cheong   10,888,785       457,314       –    
Maurice Wai-fung Ngai   10,815,548       560,551       –    
Lu Qing   10,840,146       505,953       –    
Jing Zhang   10,842,562       503,537       –    

 

2. Ratification of the Company’s Independent Registered Public Accounting Firm

 

Shareholders ratified the appointment of Marcum Asia CPAs LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023, in accordance with the voting results listed below.

 

For     Against     Abstain     Broker Non-Votes  
10,653,577       665,504       27,018         –  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 1 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SPI ENERGY CO., LTD.  
       

December 26, 2023

 By: /s/ Xiaofeng Peng  
    Xiaofeng Peng  
    Chief Executive Officer  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 2 

v3.23.4
Cover
Dec. 22, 2023
Cover [Abstract]  
Document Type 8-K
Amendment Flag false
Document Period End Date Dec. 22, 2023
Entity File Number 001-37678
Entity Registrant Name SPI Energy Co., Ltd.
Entity Central Index Key 0001210618
Entity Tax Identification Number 20-4956638
Entity Incorporation, State or Country Code E9
Entity Address, Address Line One 4803 Urbani Ave.
Entity Address, City or Town McClellan Park
Entity Address, State or Province CA
Entity Address, Postal Zip Code 95652
City Area Code (408)
Local Phone Number 919-8000
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Ordinary Share
Trading Symbol SPI
Security Exchange Name NASDAQ
Entity Emerging Growth Company false
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