SANTA CLARA, Calif.,
Feb. 14, 2017 /PRNewswire/ --
Uni-Pixel, Inc. (NASDAQ: UNXL), today announced that it
commenced a public offering of shares of common stock and warrants
to purchase common stock. The offering is subject to market and
other conditions, and there can be no assurance as to whether or
when the offering may be completed, or as to the actual size or
terms of the offering.
The offering will be conducted on a "best efforts" basis, with
Roth Capital Partners, LLC serving as the lead placement agent with
Ladenburg Thalmann and The Benchmark Company serving as
co-placement agents.
The offering of the shares of common stock and warrants will be
made under the Company's effective shelf registration statement
(File No. 333-200316) declared effective by the U.S. Securities and
Exchange Commission (the "SEC") on July
10, 2015. The Company will file a prospectus
supplement with the SEC for the offering to which this
communication relates. When available, the prospectus supplement
and accompanying base prospectus, meeting the requirements of
Section 10 of the Securities Act of 1933, as amended, may be
obtained from Roth Capital Partners at 888 San Clemente,
Newport Beach, CA 92660 or by
calling (800) 678-9147 or e-mail at rothecm@roth.com, or by
visiting the EDGAR database on the SEC's web site at
www.sec.gov.
This press release shall not constitute an offer to sell or the
solicitation of an offer to buy, nor shall there be any sale of
these securities in any jurisdiction in which the offer,
solicitation or sale would be unlawful prior to registration or
qualification under the securities laws of such jurisdiction.
About UniPixel
UniPixel, Inc. (NASDAQ: UNXL) develops
and markets high performance metal mesh capacitive touch
sensors to the touchscreen and flexible display markets. The
Company's roll-to-roll electronics manufacturing process patterns
fine line conductive elements on thin films. The company markets
its technologies for touch panel sensor, cover glass replacement,
and protective cover film applications under the XTouch™ and
Diamond Guard™ brands. For additional information, visit
www.unipixel.com.
Forward-looking Statements
All statements in
this news release that are not based on historical fact are
"forward-looking statements" within the meaning of Section 27A of
the Securities Act of 1933, as amended, and Section 21E of the
Securities Exchange Act of 1934, as amended, including the
statement regarding the completion of the offering. Such statements
contain words such as "will," and "expect," or the negative thereof
or comparable terminology. These statements are based on
management's current expectations. These forward-looking statements
rely on a number of assumptions concerning future events and are
subject to a number of risks, uncertainties, and other factors,
many of which are outside of our control, that could cause actual
results to materially differ from such statements. These risks,
uncertainties, and other factors include, but are not limited to,
the satisfaction of the conditions of the closing of the offering,
market conditions and other risks related to UniPixel's business
and operations as are discussed under Item 1A "Risk Factors" in our
Annual Report on Form 10-K for the year ended December 31, 2015 and other current and periodic
reports filed or furnished from time to time with the SEC. All
forward-looking statements in this press release are made as of the
date hereof, based on information available to UniPixel as of the
date hereof, and UniPixel assumes no obligation to update any
forward-looking statement.
Contact:
Joe Diaz,
Robert Blum, Joe Dorame
Lytham Partners, LLC
602-889-9700
unxl@lythampartners.com
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SOURCE Uni-Pixel, Inc.
