false000157082700015708272024-05-082024-05-08

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

May 8, 2024

Date of Report (date of earliest event reported)

 

 

Victory Capital Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

 

 

Delaware

001-38388

32-0402956

(State or other jurisdiction

(Commission

(IRS Employer

of incorporation)

File Number)

Identification No.)

 

 

 

 

 

 

15935 La Cantera Parkway; San Antonio, TX

 

78256

(Address of principal executive offices)

 

(Zip Code)

 

(216) 898-2400

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

 

 

 

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, Par Value $0.01

VCTR

NASDAQ

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

Victory Capital Holdings, Inc. held its 2024 Annual Meeting of Stockholders on May 8, 2024. The undersigned, duly appointed proxies by Shareholders of Victory Capital Holdings, Inc., hereby cast all votes as designated and in the manner instructed on the items properly brought before the meeting, as set forth below.

1)
To approve the election of the following Class III Directors:

 

 

 

 

 

 

 

 

 

 

FOR

AGAINST

ABSTAIN

BROKER NON-VOTES

 

 

 

 

 

 

 

 

 

David C. Brown

 

45,546,424

 

4,842,797

 

124,708

 

5,393,848

Richard M. DeMartini

 

28,963,486

 

21,423,937

 

126,506

 

5,393,848

 

 

2)
To approve the ratification of the appointment of Ernst & Young LLP as the Company’s auditors for the fiscal year ending December 31, 2024:

 

 

 

 

 

 

 

FOR

AGAINST

ABSTAIN

BROKER NON-VOTES

 

 

 

 

 

 

 

55,484,054

 

400,382

 

23,341

 

-

 

 

 

3)
A non-binding advisory vote to approve the compensation of our named executive officers:

 

 

 

 

 

 

 

FOR

AGAINST

ABSTAIN

BROKER NON-VOTES

 

 

 

 

 

 

 

47,486,789

 

2,976,676

 

50,464

 

5,393,848

 

 

4)
A non-binding advisory vote on the frequency of the named executive officer compensation advisory vote:

 

 

 

 

 

 

 

1 YEAR

2 YEARS

3 YEARS

ABSTAIN

 

 

 

 

 

 

 

48,495,488

 

7,732

 

1,897,624

 

113,085

 

 

5)
To approve an amendment and restatement of the Victory Capital Holdings, Inc., 2018 Stock Incentive Plan:

 

 

 

 

 

 

 

FOR

AGAINST

ABSTAIN

BROKER NON-VOTES

 

 

 

 

 

 

 

48,482,044

 

1,893,852

 

138,033

 

5,393,848

 

 

 

SIGNATURE(S)

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

VICTORY CAPITAL HOLDINGS, INC.

 

 

 

 

 

 

Date: May 8, 2024

 

By:

/s/ MICHAEL D. POLICARPO

 

 

 

Name: Michael D. Policarpo

 

 

 

Title: President, Chief Financial Officer and Chief Administrative Officer

 

 

v3.24.1.u1
Document and Entity Information
May 08, 2024
Cover [Abstract]  
Document Type 8-K
Amendment Flag false
Document Period End Date May 08, 2024
Entity Registrant Name Victory Capital Holdings, Inc.
Entity Incorporation, State or Country Code DE
Entity File Number 001-38388
Entity Tax Identification Number 32-0402956
Entity Address, Address Line One 15935 La Cantera Parkway
Entity Address, City or Town San Antonio
Entity Address, State or Province TX
Entity Address, Postal Zip Code 78256
City Area Code (216)
Local Phone Number 898-2400
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company false
Entity Central Index Key 0001570827
Title of 12(b) Security Common Stock, Par Value $0.01
Trading Symbol VCTR
Security Exchange Name NASDAQ
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