Amendment to Application for Deregistration (n-8f/a)
15 Novembre 2021 - 10:58PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Form N-8F
Application for Deregistration of Certain Registered Investment
Companies.
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I.
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General Identifying Information
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1.
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Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1):
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¨
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Abandonment of Registration
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(Note: Abandonments of Registration answer only questions
1 through 15, 24 and 25 of this form and complete verification at the end of the form.)
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¨
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Election of status as a Business Development Company
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(Note: Business Development Companies answer only questions
1 through 10 of this form and complete verification at the end of the form.)
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2.
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Name of fund: First Eagle Senior
Loan Fund
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3.
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Securities and Exchange Commission File No.: 811-22874
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4.
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Is this an initial Form N-8F or an amendment to a previously
filed Form N-8F?
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¨
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Initial Application
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x
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Amendment
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5.
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Address of Principal Executive Office (include No. &
Street, City, State, Zip Code):
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227 West Monroe Street, Suite 3200
Chicago, IL 60606
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6.
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Name, address and telephone number of individual the Commission staff should contact with any questions regarding this form:
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Nicole M. Runyan
Proskauer Rose LLP
Eleven Times Square
New York, NY 10036
212.969.3361
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7.
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Name, address and telephone number of individual or entity responsible for maintenance and preservation of fund records in accordance
with Rules 31a-1 and 31a-2 under the Act [17 CFR 270.31a-1, .31a-2]:
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First Eagle Alternative Credit, LLC
227 West Monroe Street, Suite 3200
Chicago, IL 60606
(312) 702-8199
Note:
Once deregistered, a fund is still required to maintain and preserve the records described in rules 31a-1 and 31a-2 for the periods
specified in those rules.
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8.
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Classification of fund (check only one):
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Unit investment trust; or
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Face-amount certificate company.
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9.
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Subclassification if the fund is a management company (check only one):
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10.
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State law under which the fund was organized or formed (e.g., Delaware, Massachusetts):
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Delaware
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11.
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Provide the name and address of each investment adviser of the fund (including sub-advisers) during the last five years, even if the
fund's contracts with those advisers have been terminated:
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First Eagle Alternative Credit, LLC
227 West Monroe Street, Suite 3200
Chicago, IL 60606
Four Wood Capital Advisors LLC
33 Plymouth Street
Montclair, NJ 07042
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12.
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Provide the name and address of each principal underwriter of the fund during the last five years, even if the fund's contracts with
those underwriters have been terminated:
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Not applicable.
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13.
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If
the fund is a unit investment trust ("UIT") provide:
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(a)
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Depositor's name(s) and address(es):
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(b)
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Trustee's name(s) and address(es):
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14.
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Is there a UIT registered under the Act that served as a vehicle for investment in the fund (e.g., an insurance company separate
account)?
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¨ Yes x No
If Yes, for each UIT state:
Name(s):
File No.: 811-______
Business Address:
15.
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(a)
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Did the fund obtain approval from the board of directors concerning the decision to engage in a Merger, Liquidation or Abandonment of
Registration?
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x Yes ¨
No
If Yes, state the date on which the board vote took place:
June 14, 2021
If No, explain:
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(b)
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Did the fund obtain approval from the shareholders concerning the decision to engage in a Merger, Liquidation or Abandonment of Registration?
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Yes x No
If Yes, state the date on which the shareholder vote
took place:
If
No, explain: Under the fund's Amended and Restated Agreement and Declaration of Trust, shareholder approval is not required to
liquidate and dissolve the fund.
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II.
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Distributions to Shareholders
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16.
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Has the fund distributed any assets to its shareholders in connection with the Merger or Liquidation?
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x
Yes ¨
No
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(a)
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If Yes, list the date(s) on which the fund made those distributions: July 16, 2021, September 17, 2021
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(b)
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Were the distributions made on the basis of net assets?
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x
Yes ¨
No
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(c)
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Were the distributions made pro rata based on share ownership?
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x
Yes ¨ No
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(d)
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If No to (b) or (c) above, describe the method of distributions to shareholders. For Mergers, provide the exchange ratio(s) used
and explain how it was calculated:
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Were any distributions to shareholders made in-kind?
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Yes x
No
If Yes, indicate the percentage of fund shares owned by affiliates,
or any other affiliation of shareholders:
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17.
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Closed-end funds only:
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Has the fund issued senior securities?
If Yes, describe the method of calculating payments to senior
securityholders and distributions to other shareholders:
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18.
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Has the fund distributed all of its assets to the fund's shareholders?
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* Assets in the amount specified in
Item 20(a) have not yet been distributed by the Fund. The undistributed assets consist of: (i) cash being retained in order
to satisfy the Fund's ongoing service provider payment obligations as it completes its liquidation and termination process and (ii) cash
that the Fund expects to distribute in a final liquidating distribution to shareholders once payments to service providers are completed.
If No,
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(a)
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How many shareholders does the fund have as of the date this form is filed? Four shareholders of record.
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(b)
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Describe the relationship of each remaining shareholder
to the fund: The shareholders of record are First Eagle Alternative Credit, LLC, Four Wood Capital Partners LLC, Saba Capital Master
Fund Ltd and Cede & Co.
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19.
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Are there any shareholders who have not yet received distributions in complete liquidation of their interests?
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x
Yes* ¨
No
*See response to Item 18. The Fund expects
to make a final liquidating distribution to shareholders.
If Yes, describe briefly the plans (if any) for distributing
to, or preserving the interests of, those shareholders: As noted in response to Item 18, the fund has retained a limited amount of assets
as it continues to wind down its operations. The Fund expects to be able to distribute its remaining net assets in a final liquidating
distribution to shareholders after the completion of its remaining payment obligations to its service providers.
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III.
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Assets and Liabilities
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20.
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Does the fund have any assets as of the date this form is filed?
(See question 18 above)
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x
Yes* ¨
No
*See response to Item 18.
If Yes,
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(a)
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Describe the type and amount of each asset retained by the fund as of the date this form is filed:
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Cash: $7,836,833
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(b)
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Why has the fund retained the remaining assets? See response to Item 18.
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(c)
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Will the remaining assets be invested in securities?
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¨ Yes x
No
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21.
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Does the fund have any outstanding debts (other than face-amount certificates if the fund is a face-amount certificate company) or
any other liabilities?
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x
Yes ¨ No
If Yes,
(a) Describe
the type and amount of each debt or other liability: The Fund has accrued and estimated expenses for service provider payables in the
amount of approximately $650,000.
(b) How
does the fund intend to pay these outstanding debts or other liabilities? The fund has assets retained to cover these liabilities. See
the response to Item 18.
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IV.
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Information About Event(s) Leading to Request For Deregistration
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22.
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(a)
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List the expenses incurred in connection with the Merger or Liquidation:
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(i)
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Legal expenses: ~$552,000
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(ii)
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Accounting expenses: $0
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(iii)
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Other expenses (list and identify separately):
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Board-related Expenses: ~$24,000
Insurance: ~$258,000
Transfer/Paying Agent Expenses: ~$38,000
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(iv)
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Total expenses (sum of lines (i)-(iii) above): ~$872,000
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(b)
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How were those expenses allocated? The fund paid all liquidation expenses.
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(c)
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Who paid those expenses? The fund paid all liquidation expenses.
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(d)
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How did the fund pay for unamortized expenses (if any)? Not applicable
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23.
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Has the fund previously filed an application for an order of the Commission regarding the Merger or Liquidation?
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If Yes, cite the release numbers of the Commission's notice
and order or, if no notice or order has been issued, the file number and date the application was filed:
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V.
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Conclusion of Fund Business
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24.
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Is the fund a party to any litigation or administrative proceeding?
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25.
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Is the fund now engaged, or intending to engage, in any business activities other than those necessary for winding up its affairs?
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If Yes, describe the nature and extent of those activities:
26.
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(a)
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State the name of the fund surviving the Merger:
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(b)
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State the Investment Company Act file number of the fund surviving the Merger: 811-______
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(c)
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If the merger or reorganization agreement has been filed with the Commission, state the file number(s), form type used and date the
agreement was filed:
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(d)
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If the merger or reorganization agreement has not been filed with the Commission, provide a copy of the agreement as
an exhibit to this form.
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VERIFICATION
The undersigned states that (i) she has executed
this Form N-8F application for an order under section 8(f) of the Investment Company Act of 1940 on behalf of First Eagle Senior
Loan Fund, (ii) she is the Secretary of First Eagle Senior Loan Fund and (iii) all actions by shareholders, directors, and any
other body necessary to authorize the undersigned to execute and file this Form N-8F application have been taken. The undersigned
also states that the facts set forth in this Form N-8F application are true to the best of her knowledge, information and belief.
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/s/ Jennifer Wilson
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Jennifer Wilson
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Grafico Azioni First Eagle Senior Loan (NYSE:FSLF)
Storico
Da Giu 2024 a Lug 2024
Grafico Azioni First Eagle Senior Loan (NYSE:FSLF)
Storico
Da Lug 2023 a Lug 2024